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Katapult Holdings (KPLT) CFO Nancy Walsh resigns and exits Section 16 reporting

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Katapult Holdings, Inc. reported that its Chief Financial Officer, Nancy A. Walsh, resigned effective August 11, 2026. With this departure, she is no longer subject to Section 16 reporting requirements for the company’s equity securities and will not file further Form 4 or Form 5 reports. No insider transactions are reported in this filing.

Positive

  • None.

Negative

  • None.
Section 16 regulatory
"no longer subject to Section 16 in connection with her transactions"
Section 16 is a U.S. securities law rule that governs the trading and disclosure obligations of company insiders — typically officers, directors and large shareholders — to promote transparency and deter unfair profit-taking. It requires insiders to publicly report their stock trades and allows companies or the issuer to reclaim quick, short-term profits from certain insider trades, like a scoreboard and a refund policy that help investors see and limit possible insider advantage.
equity securities financial
"her transactions in the equity securities of the issuer"
Equity securities are financial instruments that represent ownership shares in a company, like owning a slice of a pie that gives you a claim on its assets and future profits. They matter to investors because ownership can provide returns through price appreciation and occasional profit distributions, and may include voting power to influence company decisions, so their value reflects the firm’s performance and investor expectations.
Form 4 regulatory
"will no longer report any such transactions on Form 4 or Form 5"
Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.
Form 5 regulatory
"will no longer report any such transactions on Form 4 or Form 5"
A Form 5 is an annual report filed with the U.S. securities regulator by company insiders—such as officers, directors and large shareholders—to disclose any equity transactions or holdings that were missed or deferred during the year. Think of it as an end-of-year ledger adjustment that shows final insider ownership and late-reported trades; investors use it to verify insider confidence, detect possible conflicts of interest, and spot unusual patterns in insiders’ buying or selling.

FAQ

What did Katapult Holdings (KPLT) disclose about Nancy A. Walsh in this Form 4?

Katapult Holdings disclosed that Nancy A. Walsh resigned as its Chief Financial Officer effective August 11, 2026. The filing states no insider transactions and serves primarily to note her change in reporting status under Section 16.

When was the Katapult Holdings (KPLT) CFO resignation effective?

The resignation of Katapult Holdings’ Chief Financial Officer, Nancy A. Walsh, was effective on August 11, 2026. After that date, she is no longer an officer of the company for Section 16 reporting purposes regarding its equity securities.

Does this Katapult Holdings (KPLT) Form 4 report any insider trades?

No insider trades are reported. The Form 4 notes zero transactions by Nancy A. Walsh and instead focuses on her resignation as CFO and the resulting end of her obligation to file Form 4 or Form 5 for Katapult securities.

Why will Nancy A. Walsh no longer file Forms 4 or 5 for Katapult Holdings (KPLT)?

She will no longer file because she resigned as Chief Financial Officer effective August 11, 2026. As a result, she is no longer subject to Section 16 reporting requirements for transactions in Katapult Holdings’ equity securities.

What is the Section 16 relevance in this Katapult Holdings (KPLT) disclosure?

The disclosure states that, following her August 11, 2026 resignation as CFO, Nancy A. Walsh is no longer subject to Section 16 in connection with Katapult’s equity securities, ending her obligation to report transactions on Form 4 or Form 5.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
X
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Walsh Nancy A

(Last)(First)(Middle)
5360 LEGACY DRIVE
BUILDING 2

(Street)
PLANO TEXAS 75024-7141

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Katapult Holdings, Inc. [ KPLT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Financial Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/11/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
Remarks:
The reporting person resigned as the issuer's Chief Financial Officer effective August 11, 2026. As a result, the reporting person is no longer subject to Section 16 in connection with her transactions in the equity securities of the issuer and therefore will no longer report any such transactions on Form 4 or Form 5.
/s/ Ryan Wigdor as attorney-in-fact for Nancy Walsh08/13/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)