Katapult Holdings (KPLT) 10% owner logs 612,985-share sale in Form 4

Rhea-AI Filing Summary

Katapult Holdings, Inc. reported that affiliated holder HHCF Series 21 Sub, LLC, a 10% owner, executed a sale of 612,985 shares of Common Stock on 2026-08-11, leaving 32,262 shares of Common Stock reported as held afterward. The transaction is coded as a sale and is reported at a per-share price of $0.0000, as stated in the filing data. HHCF Series 21 Sub, LLC is a wholly owned subsidiary of HHCF Series 21 Sub Holdco, LLC, which is in turn wholly owned by Hawthorn Horizon Credit Fund LLC; Lane Risser is the sole manager of Hawthorn. Holdco, Hawthorn and Mr. Risser each disclaim Section 16 beneficial ownership of the reported securities except to the extent of any pecuniary interest. The Rule 10b5-1 trading plan checkbox was not marked for this transaction.

Insider Trade Summary

Net Seller: 612,985 shares

Net Sell 1 txn

Insider HHCF Series 21 Sub, LLC, HHCF Series 21 Sub Holdco, LLC, Hawthorn Horizon Credit Fund LLC, Series 21, Risser Lane

Role 10% Owner | 10% Owner | 10% Owner | 10% Owner

Sold 612,985 shs ($0.00)

Type	Security	Shares	Price	Value
Sale	Common Stock F1	612,985	$0.00	$0.00

Holdings After Transaction: Common Stock — 32,262 shares (Direct)

Footnotes (1)

1. F1. HHCF Series 21 Sub, LLC, a Delaware limited liability company ("HHCF Sub") is a wholly-owned subsidiary of HHCF Series 21 Sub Holdco, LLC, a Delaware limited liability company ("Holdco"), and Holdco is a wholly-owned subsidiary of Hawthorn Horizon Credit Fund LLC ("Hawthorn"). Lane Risser ("Mr. Risser") is the sole manager of Hawthorn. Each of Holdco, Hawthorn and Mr. Risser disclaims Section 16 beneficial ownership of the securities reported herein, except to the extent, if any, of its or his pecuniary interest in such securities, and nothing contained herein shall be deemed an omission that any of Holdco, Hawthorn or Mr. Risser is the beneficial owner of such securities for Section 16 or any other purpose.

Key Figures

Shares sold: 612,985 shares Per-share transaction price: $0.0000 per share Shares following transaction: 32,262 shares +1 more

4 metrics

Shares sold 612,985 shares Common Stock sale reported for 2026-08-11

Per-share transaction price $0.0000 per share Price field for the 612,985-share Common Stock sale

Shares following transaction 32,262 shares Common Stock position reported after the sale

Net shares sold 612,985 shares Net sell volume in transaction summary

Key Terms

Section 16 beneficial ownership, pecuniary interest, ten percent owner

3 terms

Section 16 beneficial ownership regulatory

"disclaims Section 16 beneficial ownership of the securities reported herein"

pecuniary interest financial

"except to the extent, if any, of its or his pecuniary interest"

ten percent owner regulatory

"is_ten_percent_owner": 1"

FAQ

What insider transaction did Katapult Holdings (KPLT) report in this Form 4?

Katapult reported that HHCF Series 21 Sub, LLC, a 10% owner, sold 612,985 shares of its Common Stock on 2026-08-11, according to the Form 4 data, leaving a smaller position disclosed afterward.

How many Katapult (KPLT) shares does the reporting entity hold after the reported sale?

After the transaction, 32,262 shares of Katapult Common Stock are reported as held by the reporting owner. This figure reflects the position following the 612,985-share sale recorded in the Form 4.

Who is the reporting owner in Katapult (KPLT)’s Form 4 and how is it structured?

The reporting owner is HHCF Series 21 Sub, LLC, wholly owned by HHCF Series 21 Sub Holdco, LLC, which is wholly owned by Hawthorn Horizon Credit Fund LLC. Lane Risser is the sole manager of Hawthorn.

What beneficial ownership disclaimers are included in the Katapult (KPLT) Form 4?

Holdco, Hawthorn and Lane Risser each disclaim Section 16 beneficial ownership of the reported Katapult securities, except to the extent of any pecuniary interest, according to the footnote language.

Was Katapult (KPLT)’s reported insider sale under a Rule 10b5-1 trading plan?

The Rule 10b5-1 checkbox is not marked in connection with this transaction. The data therefore does not characterize the 612,985-share sale as being executed pursuant to an affirmed Rule 10b5-1 trading plan.

What price is shown for the Katapult (KPLT) insider sale in the Form 4 data?

The Form 4 data lists a per-share transaction price of $0.0000 for the 612,985 shares of Katapult Common Stock sold. The filing does not provide additional narrative detail on this pricing in the structured data.

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Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 08/13/2026 - 05:15 PM Accepted by SEC EDGAR 08/13/2026 - 05:15 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

X

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

HHCF Series 21 Sub, LLC

(Last) (First) (Middle)

88 WEST MOUND STREET

(Street)

COLUMBUS OHIO 43215

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Katapult Holdings, Inc. [ KPLT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	X	10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
08/11/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

	Form filed by One Reporting Person
X	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	08/11/2026		S		612,985	D	$0	32,262	D(1)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

1. Name and Address of Reporting Person^*

HHCF Series 21 Sub, LLC

(Last) (First) (Middle)

88 WEST MOUND STREET

(Street)

COLUMBUS OHIO 43215

(City) (State) (Zip)

UNITED STATES

(Country)

Relationship of Reporting Person(s) to Issuer

	Director	X	10% Owner
	Officer (give title below)		Other (specify below)

1. Name and Address of Reporting Person^*

HHCF Series 21 Sub Holdco, LLC

(Last) (First) (Middle)

88 WEST MOUND STREET

(Street)

COLUMBUS OHIO 43215

(City) (State) (Zip)

UNITED STATES

(Country)

Relationship of Reporting Person(s) to Issuer

	Director	X	10% Owner
	Officer (give title below)		Other (specify below)

1. Name and Address of Reporting Person^*

Hawthorn Horizon Credit Fund LLC, Series 21

(Last) (First) (Middle)

88 WEST MOUND STREET

(Street)

COLUMBUS OHIO 43215

(City) (State) (Zip)

UNITED STATES

(Country)

Relationship of Reporting Person(s) to Issuer

	Director	X	10% Owner
	Officer (give title below)		Other (specify below)

1. Name and Address of Reporting Person^*

Risser Lane

(Last) (First) (Middle)

88 WEST MOUND STREET

(Street)

COLUMBUS OHIO 43215

(City) (State) (Zip)

UNITED STATES

(Country)

Relationship of Reporting Person(s) to Issuer

	Director	X	10% Owner
	Officer (give title below)		Other (specify below)

Explanation of Responses:

1. HHCF Series 21 Sub, LLC, a Delaware limited liability company ("HHCF Sub") is a wholly-owned subsidiary of HHCF Series 21 Sub Holdco, LLC, a Delaware limited liability company ("Holdco"), and Holdco is a wholly-owned subsidiary of Hawthorn Horizon Credit Fund LLC ("Hawthorn"). Lane Risser ("Mr. Risser") is the sole manager of Hawthorn. Each of Holdco, Hawthorn and Mr. Risser disclaims Section 16 beneficial ownership of the securities reported herein, except to the extent, if any, of its or his pecuniary interest in such securities, and nothing contained herein shall be deemed an omission that any of Holdco, Hawthorn or Mr. Risser is the beneficial owner of such securities for Section 16 or any other purpose.

	/s/ Lane Risser, Manager of HHCF Series 21 Sub, LLC	08/13/2026
	/s/ Lane Risser, Manager of HHCF Series 21 Sub Holdco, LLC	08/13/2026
	/s/ Lane Risser, Manager of Hawthorn Horizon Credit Fund LLC, Series 21	08/13/2026
	/s/ Lane Risser	08/13/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)