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Kearny Financial Corp. (KRNY) EVP reports RSU grant and option-related share withholding

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(Neutral)
Form Type
4

Rhea-AI Filing Summary

Kearny Financial Corp. executive Erika K. Parisi reported equity compensation activity on August 7, 2026. She received 6,886 shares of common stock as a grant of restricted stock units that vest in installments of 33% per year beginning August 7, 2027. On the same date, 4,110 common shares were delivered or withheld at $9.52 per share for payment of exercise price or tax liability. Following these events, she continues to hold stock options on 100,000 shares of common stock at an exercise price of $15.35, expiring December 1, 2026, and has additional indirect holdings of common stock through an ESOP, 401(k), and BEP accounts.

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Insider Parisi Erika K
Role EVP and CAO
Type Security Shares Price Value
Grant/Award Common Stock F1, F2, F3, F4 6,886 $0.00 $0.00
Exercise Price or Tax Liability Common Stock F2, F3, F4 4,110 $9.52 $39K
holding Stock Options -- -- --
holding Common Stock F5 -- -- --
holding Common Stock F5 -- -- --
holding Common Stock F5 -- -- --
Holdings After Transaction: Common Stock — 168,131 shares (Direct); Stock Options — 100,000 shares (Direct); Common Stock — 73,114 shares (Indirect, By ESOP); Common Stock — 16,650 shares (Indirect, By 401(k)); Common Stock — 345 shares (Indirect, By BEP)
Footnotes (5)
  1. F1. Restricted stock units which vest at a rate of 33% per year commencing on August 7, 2027.
  2. F2. Includes restricted stock units which vest at a rate of 33% per year commencing on August 7, 2026.
  3. F3. Includes restricted stock units which vest at a rate of 33% per year commencing on August 7, 2025.
  4. F4. Includes restricted stock units which vest at a rate of 33% per year commencing on August 7, 2024.
  5. F5. Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.
RSU grant shares 6,886 shares Restricted stock units granted August 7, 2026, vesting 33% per year from August 7, 2027
Shares delivered/withheld 4,110 shares Common shares delivered or withheld at $9.52 per share for exercise price or tax liability
Withholding price $9.52 per share Price per share for 4,110 common shares used for exercise price or tax liability
Stock option exercise price $15.35 Exercise price for options on 100,000 shares of common stock
Stock options underlying shares 100,000 shares Underlying common shares for stock options expiring December 1, 2026
ESOP indirect holdings 73,114 shares Indirect ownership of common stock by ESOP
401(k) indirect holdings 16,650 shares Indirect ownership of common stock by 401(k)
BEP indirect holdings 345 shares Indirect ownership of common stock by BEP
Restricted stock units financial
"Restricted stock units which vest at a rate of 33% per year"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Stock Options financial
"Stock Options on 100000.0000 underlying shares of Common Stock"
Stock options are agreements that give a person the right to buy or sell a company's stock at a specific price within a certain time frame. They are often used as a reward or incentive, similar to a coupon that can be used later if the stock price rises, allowing the holder to make a profit.
ESOP financial
"Common Stock held indirectly, nature of ownership: By ESOP"
An Employee Stock Ownership Plan (ESOP) is a program that gives employees ownership shares in their company, often as part of their benefits package. It acts like a company-sponsored savings plan, allowing workers to have a stake in the company's success, which can boost motivation and loyalty. For investors, ESOPs can influence company decisions and stock value, making them an important aspect of corporate ownership and governance.
401(k) financial
"Common Stock held indirectly, nature of ownership: By 401(k)"
A 401(k) is a type of retirement savings plan offered by employers that allows workers to set aside a portion of their paycheck before taxes are taken out. The money saved in a 401(k) can grow over time through investments, helping individuals build funds for their future retirement. It matters to investors because it provides a tax-advantaged way to save and invest for long-term financial security.
Payment of exercise price or tax liability financial
"Payment of exercise price or tax liability by delivering or withholding securities"

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FAQ

What equity award did Erika K. Parisi report for Kearny Financial Corp. (KRNY)?

Erika K. Parisi reported a grant of 6,886 shares of common stock as restricted stock units. These RSUs vest 33% per year, beginning on August 7, 2027, providing time-based, stock-settled compensation linked to continued service.

What does the code F transaction in the KRNY Form 4 represent?

The code F transaction covers 4,110 common shares at $9.52 per share delivered or withheld. It is reported as payment of exercise price or tax liability by using company stock instead of separate cash payments.

What stock option position does Erika K. Parisi hold in KRNY after these transactions?

Erika K. Parisi holds stock options on 100,000 shares of Kearny Financial Corp. common stock. These options have an exercise price of $15.35 per share and an expiration date of December 1, 2026, according to the Form 4 disclosure.

What indirect KRNY share holdings are reported for Erika K. Parisi?

Indirect holdings include 73,114 common shares by ESOP, 16,650 common shares by 401(k), and 345 common shares by BEP. Related footnotes state these reflect transactions not required to be reported under Section 16 of the Exchange Act.

How do the restricted stock units for KRNY vest over time?

The reported restricted stock units vest at 33% per year on a graded schedule. Footnotes indicate tranches commencing on August 7 of 2024, 2025, 2026, and 2027, reflecting multiple RSU awards each vesting over three years.

Was a Rule 10b5-1 trading plan indicated in this KRNY Form 4?

The filing’s Rule 10b5-1 checkbox is not marked as affirming that transactions occurred under a trading plan. The report does not describe the grant or share withholding as executed pursuant to a pre-arranged Rule 10b5-1 plan.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Parisi Erika K

(Last)(First)(Middle)
C/O KEARNY FINANCIAL CORP.
120 PASSAIC AVENUE

(Street)
FAIRFIELD NEW JERSEY 07004

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Kearny Financial Corp. [ KRNY ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
EVP and CAO
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/07/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock08/07/2026A6,886(1)A$0172,241(2)(3)(4)D
Common Stock08/07/2026F4,110D$9.52168,131(2)(3)(4)D
Common Stock73,114(5)IBy ESOP
Common Stock16,650(5)IBy 401(k)
Common Stock345(5)IBy BEP
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Options$15.3512/01/201712/01/2026Common Stock100,000100,000D
Explanation of Responses:
1. Restricted stock units which vest at a rate of 33% per year commencing on August 7, 2027.
2. Includes restricted stock units which vest at a rate of 33% per year commencing on August 7, 2026.
3. Includes restricted stock units which vest at a rate of 33% per year commencing on August 7, 2025.
4. Includes restricted stock units which vest at a rate of 33% per year commencing on August 7, 2024.
5. Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.
Remarks:
/s/ Gail Corrigan, pursuant to power of attorney08/11/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)