Welcome to our dedicated page for Laser Photonics SEC filings (Ticker: LASE), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Laser Photonics Corporation (NASDAQ: LASE) SEC filings page on Stock Titan provides direct access to the company’s regulatory disclosures, including annual and quarterly reports, current reports and registration statements. Laser Photonics is a smaller reporting company and emerging growth company focused on industrial laser technologies for cleaning, surface preparation, cutting, engraving, marking and related material processing, and its filings offer detailed insight into this business.
Key documents such as Form 10-K and Form 10-Q describe the company’s vertically integrated manufacturing model, its CleanTech laser cleaning product line, and its efforts to disrupt sandblasting and abrasives blasting markets. These reports also discuss acquisitions of Control Micro Systems (CMS) and Beamer Laser Marking Systems, expansion into pharmaceutical and semiconductor manufacturing, and the development of IR fiber laser marking systems and other industrial platforms.
Form 8-K current reports capture material events, including private placements and note financings, warrant exchange agreements, Nasdaq compliance updates, and board and executive appointments such as the addition of an independent director to chair the Audit Committee. Filings also document the company’s strategic partnership with Fonon Technologies and progress on the Laser Shield Anti-Drone (LSAD) system for defense applications.
Investors can review proxy materials (DEF 14A) for information on corporate governance, board composition and shareholder meeting agendas, and registration statements (S-1 and S-1/A) for details on securities offerings, warrant terms and selling stockholder arrangements. Stock Titan enhances these filings with AI-powered summaries that highlight key terms, capital structure changes and business updates, helping users quickly interpret complex documents. Real-time updates from EDGAR ensure that new filings, including any Form 4 insider transaction reports or additional 8-Ks, are available as soon as they are submitted.
Laser Photonics Corporation is offering 7,142,858 shares of common stock with accompanying Series A-1 and A-2 warrants in a $5 million best-efforts public offering priced at $0.70 per share and warrants.
Each share comes with two warrants, each exercisable at $0.70 per share, with the Series A-1 warrants expiring five years after the initial exercise date and the Series A-2 warrants expiring after 24 months. The company will also issue placement agent warrants to purchase 500,000 shares. Net proceeds are expected to be used for research and development of laser-based technologies, repayment of outstanding notes issued under a September 12, 2025 Note Purchase Agreement, and working capital. The company reports continued net losses and a going concern qualification, and warns of immediate dilution and high risk for new investors.
Laser Photonics Corporation appointed Ann Tewari as Executive Vice President of Global Operations and Strategy. She brings extensive experience from leadership roles at Comtech Communications, Pratt & Whitney, Takata, Northrop Grumman, Goodrich Corporation and other technology and defense-related companies, with a track record of improving quality and operational efficiency.
Under her at-will employment agreement, after a six-month evaluation period Ms. Tewari will receive a base salary of $170,000 and may earn a $100,000 bonus if the Company generates at least $10,000,000 in annual revenue. She was also granted options under the 2019 Stock Incentive Plan to acquire 40,000 shares, vesting pro rata over three years.
Laser Photonics Corporation is registering up to 4,716,981 shares of common stock, matching pre-funded warrants, and common warrants, plus additional shares underlying those warrants and placement agent warrants, in a best-efforts public offering led by H.C. Wainwright & Co.
The assumed public offering price is $2.12 per share and accompanying warrants, with estimated net proceeds of about $9 million. The company plans to use the cash for laser R&D, acquisitions, working capital, and to repay high-cost short-term notes issued in September 2025, including default premiums. There is no minimum offering amount and no escrow, so investors may fund the company even if only a portion of the securities are sold.
Laser Photonics reported 2024 revenue of $1.93 million and a net loss of $2.52 million, and a net loss of $8.11 million for the nine months ended September 30, 2025; its auditors raised substantial doubt about its ability to continue as a going concern. Investors face significant dilution, highly speculative warrant securities, and concentrated control, as ICT Investments and affiliates are expected to hold a majority of voting power after the offering.
Laser Photonics Corporation is filing an S-1 to offer shares of common stock, pre-funded warrants and common warrants on a best-efforts basis, with no minimum raise required. The securities are sold together at a fixed price, and the company will receive all proceeds, which it plans to use for laser technology R&D, acquisitions, working capital and repayment of short-term notes.
The common warrants become exercisable after stockholder approval unless specific Nasdaq pricing conditions are met, while pre-funded warrants are structured to keep holders below 4.99% or 9.99% ownership thresholds. The company highlights recent acquisitions in pharmaceutical laser systems and industrial laser marking, and notes significant related-party licensing with ICT Investments and affiliates, which will continue to control a majority of voting power.
Laser Photonics reports a net loss of $2,518,827 for 2024 and a net loss of $8,110,233 for the nine months ended September 30, 2025, and its auditors issued a going concern qualification. A portion of proceeds is earmarked to repay approximately $3.2 million tied to short-term notes and a dispute settlement with prior financing participants, underscoring the importance of this capital raise to its liquidity.
Laser Photonics Corporation reported that Chief Financial Officer Carlos Sardinas resigned on January 8, 2026. Controller Michael Lockey has been appointed to serve as the company’s Principal Financial and Accounting Officer until a new Chief Financial Officer is hired.
The company highlights Mr. Lockey’s extensive background in accounting and financial leadership, including prior roles as a CFO, regional controller, and financial reporting supervisor at several companies, as well as his Certified Public Accountant credential and Master of Accountancy. The filing also notes that Board member Qing Lu, who is Chief Financial Officer at Addition Financial Credit Union, now chairs the Audit Committee, underscoring efforts to strengthen the company’s financial reporting oversight.
Laser Photonics Corporation changed its independent auditor for the year ending December 31, 2025, appointing Weinberg & Company, P.A. to replace M&K CPAS, PLLC as its independent registered public accounting firm. The company states that during the quarter ended September 30, 2025, it had no disagreements with M&K on accounting principles, financial statement disclosure, or related matters, and no reportable events under Regulation S-K Item 304(a)(1)(v). The company also reports that it did not consult with Weinberg & Company on accounting principles, audit opinions, or any disagreement or reportable event before the appointment. M&K provided a letter to the SEC dated January 6, 2026, agreeing with the company’s disclosures, which is filed as Exhibit 16.1.
Laser Photonics Corporation reported sharply higher revenue but significantly wider losses for the nine months ended September 30, 2025. Total revenue rose 179% to $5,808,541 from $2,083,123 a year earlier, driven in part by expanded industrial laser products and affiliate sales.
Despite this growth, profitability deteriorated. Gross margin fell to 40% from 62.92%, and the Company posted a net loss of $8,110,233 versus $3,105,233 in the prior-year period. For the third quarter alone, revenue grew 28% to $919,284, but Laser Photonics generated a gross deficit of $184,994 and an operating loss of $3,217,315.
Liquidity has improved in the near term, with cash and cash equivalents increasing to $3,624,529 as of September 30, 2025, from $533,871 at December 31, 2024, largely through PIPE equity financing and new debt. However, total liabilities nearly doubled to $13,362,185, and management disclosed substantial doubt about the Company’s ability to continue as a going concern without additional cash flow or financing. Shareholders’ equity declined to $4,099,173 from $10,212,293, reflecting heavy losses and deemed dividends related to acquisitions and warrant exchanges.
Laser Photonics Corporation reported a corporate governance change with the appointment of Qing Lu to its Board of Directors. The Board was expanded from five to seven members, and Ms. Lu becomes one of four independent directors. She will also serve as Chairman of the Audit Committee, taking over this role from Carlos Gonzalez.
Ms. Lu brings extensive financial and treasury experience, including serving as Chief Financial Officer at Addition Financial Credit Union, a 3+ billion financial institution where she managed an investment portfolio of over $1 billion and led M&A activity. She previously held CFO roles at Farm Credit West (now AgWest Farm Credit) and Northwest Community Credit Union, and has significant investment, accounting, and international business experience. Laser Photonics believes her financial expertise and international business and language skills will support its efforts to expand sales in U.S. and international markets.