STOCK TITAN

Lion Copper Director Tony Alford Buys 1,000 Shares

The reported positions also include convertible debentures, options and warrants tied to Lion Copper common shares.

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Tony Alford, a director and 10% owner of Lion Copper Corp. (LCGMD), purchased 1,000 common shares at $4.36 per share on September 21, 2026. Christine Alford is also listed as a 10% owner. No Rule 10b5-1 plan is reported.

Tony Alford’s listed positions include options covering 592,593 common shares at a $2.3490 exercise price, expiring September 5, 2030, and warrants covering 1,331,363 common shares at a $1.5120 exercise price, expiring September 19, 2029. He also holds 12% secured convertible debentures convertible into 537,325 common shares at $2.6055, maturing November 6, 2026. Interest may also be settled in common shares at the issuer’s option.

Positive

  • None.

Negative

  • None.
Insider Alford Tony L, Alford Christine
Role Director, 10% Owner | 10% Owner
Bought 1,000 shs ($4K)
Type Security Shares Price Value
Purchase Common Shares F1 1,000 $4.36 $4K
holding Options F1 -- -- --
holding Options F1 -- -- --
holding Options F1 -- -- --
holding Options F1 -- -- --
holding Options F1 -- -- --
holding 12% Secured Convertible Debentures F4, F5, F1 -- -- --
holding Warrants F1 -- -- --
holding Warrants F1 -- -- --
holding Warrants F1 -- -- --
holding Warrants F1 -- -- --
holding Common Shares F2 -- -- --
holding Common Shares F3 -- -- --
Holdings After Transaction: Common Shares — 5,352,577 shares (Direct); Options — 1,110,926 contracts (Direct); 12% Secured Convertible Debentures — 537,325 contracts (Direct); Warrants — 2,750,964 contracts (Direct)
Footnotes (5)
  1. F1. Held by Tony Alford
  2. F2. Held by Christine Alford
  3. F3. Held jointly by the reporting persons
  4. F4. The debentures mature and are payable on this date
  5. F5. Interest on the debentures may also be settled in common shares of the issuer priced at the time of repayment or conversion of the debentures at the option of the issuer
Common shares purchased 1,000 shares Tony Alford; September 21, 2026
Purchase price $4.36 per share Tony Alford’s common-share purchase on September 21, 2026
Options underlying shares 592,593 common shares One listed options position; expires September 5, 2030
Option exercise price $2.3490 per share Options covering 592,593 underlying common shares; expires September 5, 2030
Warrants underlying shares 1,331,363 common shares One listed warrant position; expires September 19, 2029
Warrant exercise price $1.5120 per share Warrants covering 1,331,363 underlying common shares; expires September 19, 2029
Debenture underlying shares 537,325 common shares 12% secured convertible debentures; mature November 6, 2026
Debenture conversion price $2.6055 per share 12% secured convertible debentures; mature November 6, 2026
12% Secured Convertible Debentures financial
"12% secured convertible debentures convertible into 537,325 common shares"
conversion price financial
"conversion price of $2.6055"
The conversion price is the fixed price at which a convertible security, like a bond or preferred stock, can be exchanged for shares of common stock. It acts like a set rate that determines how many shares an investor can receive if they choose to convert their investment. This helps investors understand the value and potential benefits of converting their securities into company shares.
exercise price financial
"exercise price $2.3490; expires September 5, 2030"
The exercise price is the fixed amount at which you can buy or sell an asset, like a stock, when using an options contract. It matters because it helps determine whether exercising the option will be profitable or not, depending on the current market price. Think of it as the set price you agree on today to buy or sell later.
Rule 10b5-1 regulatory
"No Rule 10b5-1 plan is reported"
Rule 10b5-1 is a regulation that allows company insiders to buy or sell their shares at predetermined times, even if they have access to non-public information. It acts like setting a schedule in advance for transactions, helping prevent accusations of unfair trading. This rule provides a way for insiders to plan trades transparently, giving investors confidence that these transactions are not based on hidden information.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many LCGMD shares did Tony Alford purchase, and at what price?

Tony Alford purchased 1,000 common shares for $4.36 per share on September 21, 2026. The transaction is listed as direct, and the ownership note identifies the shares as held by Tony Alford.

How can interest on Tony Alford’s Lion Copper debentures be paid?

Interest on the debentures may also be settled in Lion Copper common shares priced at the time of repayment or conversion, at the issuer’s option.

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google
Add on Google
Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Alford Tony L

(Last)(First)(Middle)
7040 INTERLAKEN DRIVE

(Street)
KERNERSVILLE NORTH CAROLINA 27284

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Lion Copper Corp. [ LCU ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirectorX10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
[LCGMD]
3. Date of Earliest Transaction (Month/Day/Year)
09/21/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
XForm filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Shares09/21/2026P1,000A$4.363,178,056D(1)
Common Shares564,252D(2)
Common Shares1,610,269D(3)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Options$2.34909/05/202509/05/2030Common Shares592,593592,593D(1)
Options$1.6212/10/202412/10/2029Common Shares138,889138,889D(1)
Options$1.40403/01/202403/01/2029Common Shares172,037172,037D(1)
Options$1.6207/21/202307/21/2028Common Shares37,03737,037D(1)
Options$1.6207/21/202307/21/2028Common Shares170,370170,370D(1)
12% Secured Convertible Debentures$2.605511/06/202511/06/2026Common Shares(4)537,325(5)537,325D(1)
Warrants$2.605511/06/202511/06/2030Common Shares537,325537,325D(1)
Warrants$1.6211/08/202411/08/2029Common Shares518,519518,519D(1)
Warrants$1.51209/19/202409/19/2029Common Shares1,331,3631,331,363D(1)
Warrants$1.51203/08/202403/08/2029Common Shares363,757363,757D(1)
1. Name and Address of Reporting Person*
Alford Tony L

(Last)(First)(Middle)
7040 INTERLAKEN DRIVE

(Street)
KERNERSVILLE NORTH CAROLINA 27284

(City)(State)(Zip)

UNITED STATES

(Country)

Relationship of Reporting Person(s) to Issuer
XDirectorX10% Owner
Officer (give title below)Other (specify below)
1. Name and Address of Reporting Person*
Alford Christine

(Last)(First)(Middle)
7040 INTERLAKEN DR.

(Street)
KERNERSVILLE NORTH CAROLINA 27284

(City)(State)(Zip)

UNITED STATES

(Country)

Relationship of Reporting Person(s) to Issuer
DirectorX10% Owner
Officer (give title below)Other (specify below)
Explanation of Responses:
1. Held by Tony Alford
2. Held by Christine Alford
3. Held jointly by the reporting persons
4. The debentures mature and are payable on this date
5. Interest on the debentures may also be settled in common shares of the issuer priced at the time of repayment or conversion of the debentures at the option of the issuer
/s/ Tony Alford09/23/2026
/s/ Christine Alford09/23/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Keep reading