Lucid Group, Inc. Form 4 Filings

DE BOCK ALEXANDER reported acquisition or exercise transactions in this Form 4 filing.

Lucid Group, Inc. reported that Chief Financial Officer Alexander De Bock received an award of 501,622 restricted stock units representing Class A Common Stock on August 5, 2026. These RSUs vest over four years: 1/4 on September 5, 2027 and the rest in twelve equal quarterly installments, subject to his continued employment. Following this award, he directly holds 501,622 shares.

Lucid Group, Inc. director Ori Winitzer sold 1,000 shares of Class A Common Stock on August 3, 2026 at $7.46 per share. After this sale, he directly owns 67,263 shares. The transaction was executed under a pre-arranged Rule 10b5-1 trading plan adopted on March 2, 2026.

Lucid Group, Inc. SVP Finance & Accounting Gagan Dhingra reported a tax-related share disposition. On the settlement of previously granted performance-based stock units and vesting of restricted stock units, 6,801 shares of Class A Common Stock were withheld at $5.68 per share to cover tax obligations. After this non-market transaction, Dhingra directly holds 145,749 shares of Lucid Class A Common Stock, which include 427 shares acquired through the 2021 Employee Stock Purchase Plan.

Lucid Group, Inc. Chief Operating Officer Marc Winterhoff reported a tax-related share disposition on Class A common stock. On June 5, 2026, 15,263 shares were withheld by the company at $5.68 per share to satisfy tax withholding and remittance obligations tied to vested performance-based stock units (PSUs) and time-based restricted stock units (RSUs). After this tax-withholding event, Winterhoff directly owned 339,802 shares of Lucid Group common stock.

Lucid Group, Inc.’s Chief Financial Officer, Taoufiq Boussaid, reported a tax-related share disposition. On this Form 4, 8,393 shares of Class A common stock were withheld by the company at $5.68 per share to cover tax obligations tied to vesting performance-based and time-based stock units. These shares were not sold on the open market. After this withholding, Boussaid directly holds 117,829 shares of Lucid common stock.

Lucid Group director Douglas J. Grimm received a grant of 43,870 restricted stock units (RSUs) of Class A Common Stock. These RSUs vest in full on the earlier of one year from grant or the next annual stockholder meeting, subject to his continued board service. RSUs convert into Class A shares on a one-for-one basis, and Grimm will hold 58,969 shares directly after settlement, assuming full vesting.

Lucid Group, Inc. director and 10% beneficial owner Turqi A. Alnowaiser reported equity compensation and related tax withholding in Class A Common Stock. On June 4, 2026, he acquired 1,299 shares and 43,870 restricted stock units (RSUs) as grant/award acquisitions at $0.00 per share.

A separate entry shows 1,248 shares withheld at $5.72 per share to satisfy tax obligations tied to time-based RSU vesting. After these transactions, he directly held 276,351 shares of Class A Common Stock. Footnotes state he has voting power over 280,188,185 Ayar Shares as a co-manager of Ayar but disclaims any pecuniary interest in those shares.

Wong Janet S. reported acquisition or exercise transactions in this Form 4 filing.

Lucid Group, Inc. director Janet S. Wong received an award of 2,924 restricted stock units (RSUs) of Class A Common Stock. The RSUs vested in full on the grant date in connection with past service and are settled one-for-one in shares. Following this compensation grant, she holds 29,615 shares of Class A Common Stock directly.

LIVERIS ANDREW N reported acquisition or exercise transactions in this Form 4 filing.

Lucid Group, Inc. director Andrew N. Liveris reported stock-based awards and updated holdings. He received two grants of restricted stock units (RSUs) covering 2,599 and 43,870 shares of Class A Common Stock at no cash cost.

The 2,599 RSUs vest in full on the earlier of one year from grant or the next annual stockholder meeting, subject to his continued board service and a deferral election that can delay share delivery. The 43,870 RSUs vest in full on the grant date in connection with past service. The filing also notes 40,000 Lucid shares are held by Liveris Capital Partners LLC, an entity over which he has investment control but for which he disclaims beneficial ownership.

Lucid Group, Inc. director Ori Winitzer reported an equity compensation grant. He acquired 43,870 restricted stock units (RSUs) tied to Class A Common Stock at no cash cost, bringing his direct holdings to 68,263 shares after the award.

The RSUs vest in full on the earlier of the one-year anniversary of the grant date or the next annual meeting of stockholders, subject to his continued service on the board through that vesting date. Each RSU will be settled in one share of Class A Common Stock, and settlement can be deferred under a deferral election made by Winitzer.

Maynard-Elliott Nichelle reported acquisition or exercise transactions in this Form 4 filing.

Lucid Group, Inc. director Nichelle Maynard-Elliott received an equity grant of 43,870 restricted stock units (RSUs) tied to Class A Common Stock as director compensation. The RSUs vest in full on the earlier of one year from grant or the next annual stockholder meeting, subject to continued board service, and are settled one-for-one in shares, with optional deferral. Following this grant, she directly holds 69,754 shares.

Lambert Lisa Marie reported acquisition or exercise transactions in this Form 4 filing.

Lucid Group director Lisa Marie Lambert reported stock-based compensation rather than open-market buying. She received two awards of Class A Common Stock totaling 2,924 and 43,870 restricted stock units (RSUs) at no cash cost. One RSU grant vests on the earlier of one year after grant or the next annual stockholder meeting, subject to continued board service, and may be deferred to a later settlement date. A separate RSU grant vested in full on the grant date in connection with past service, bringing her direct holdings to about 71,919 shares.

Lucid Group, Inc. director Nouri Chabi reported equity compensation activity involving Class A Common Stock. On June 4, 2026, Chabi received a grant of 43,870 restricted stock units (RSUs), which will vest in full on the earlier of the one-year anniversary of the grant date or the next annual stockholders’ meeting, subject to continued board service. RSUs are settled one-for-one in shares of Class A Common Stock.

On the same date, 1,556 shares were withheld and disposed of to satisfy tax withholding and remittance obligations related to the vesting of previously granted RSUs, at a price of $5.72 per share. After these transactions, Chabi directly holds 66,470 shares of Lucid Class A Common Stock.

Lucid Group, Inc. director Ori Winitzer reported an open-market sale of 1,000 shares of Class A Common Stock at a price of $6.38 per share. The transaction was executed on June 1, 2026 pursuant to a pre-arranged Rule 10b5-1 trading plan adopted on March 2, 2026. Following this sale, Winitzer directly holds 24,393 shares of Lucid Group common stock.

Lucid Group, Inc. reported that Ayar Third Investment Company, a subsidiary of the Public Investment Fund of Saudi Arabia, made an open-market or private purchase of 55,000 shares of Lucid’s Series C convertible preferred stock at $10,000 per share. This preferred stock is initially convertible into approximately 50,850,591 shares of Class A common stock in total, subject to price and event-based conditions set out in the Series C Certificate of Designations. Because Ayar is wholly owned by the Public Investment Fund, the fund may be deemed to beneficially own these shares, while Ayar’s co-managers are described as having no pecuniary interest.

Lucid Group, Inc. director Nouri Chabi reported a routine tax-related share disposition. On April 24, 2026, 210 shares of Class A common stock were withheld by Lucid to cover tax withholding and remittance obligations triggered by the time-based vesting of previously reported restricted stock units.

These shares were not sold in the open market but used to satisfy tax liabilities. After this withholding, Chabi beneficially owns 24,156 shares of Lucid Class A common stock, with the share count updated to reflect rounding impacts from a prior reverse stock split.

Lucid Group, Inc. director Silvio Napoli received new equity awards. He was granted employee stock options covering 1,000,000 shares of Class A common stock at an exercise price of $8.21 per share, expiring on April 15, 2036. He was also granted 402,073 restricted stock units that vest over four years, starting on June 5, 2027. Following these grants, he directly holds 402,073 shares of Class A common stock subject to time-based vesting.

The stock options are performance-based and split into five tranches. Each tranche vests only after both its scheduled time-based vesting date between April 15, 2028 and April 15, 2030 and certification that Lucid has achieved a specified market capitalization hurdle ranging from $5.0 billion to $17.5 billion, assuming Napoli remains employed through each vesting date.

Lucid Group, Inc. senior vice president of finance and accounting Gagan Dhingra filed an amended Form 4 updating previously reported equity award activity. The amendment corrects the number of performance-based restricted stock units whose performance criteria were satisfied and the related share vesting and tax withholding details.

On March 3, 2026, Dhingra acquired 40,801 shares of Class A common stock via a grant or award, with no cash paid per share. According to the filing, 50% of the reported shares vested on March 5, 2026, and the remaining portion will vest in four equal installments on June 5, 2026, September 5, 2026, December 5, 2026, and March 5, 2027, subject to service-based vesting requirements.

The amendment also updates the number of shares, 17,997, that were withheld by Lucid on March 5, 2026 to satisfy tax withholding and remittance obligations tied to PSU settlements and time-based RSU vesting. After these compensation and tax-withholding entries, Dhingra directly holds 152,123 shares of Lucid Class A common stock.

Lucid Group interim CEO Marc Winterhoff reported equity award and tax-withholding transactions involving Class A Common Stock. On March 3, 2026, he acquired 89,967 shares at $0.00 per share as a grant tied to performance-based restricted stock units (PSUs) whose performance criteria were satisfied.

Footnotes explain that 50% of these PSUs vested on March 5, 2026, with the remainder vesting in 1/8th increments on June 5, 2026, September 5, 2026, December 5, 2026, and March 5, 2027, subject to service-based vesting. On March 5, 2026, 42,925 shares were disposed of at $10.27 per share through withholding by Lucid to satisfy tax obligations related to PSU and restricted stock unit settlements. After the tax-withholding disposition, Winterhoff directly owned 355,065 shares of Lucid Class A Common Stock.

Lucid Group Chief Financial Officer Taoufiq Boussaid reported equity award activity involving Class A common stock. On March 3, 2026, he acquired 57,625 shares at $0.0000 per share through a grant or award, tied to performance-based restricted stock units whose performance criteria had been satisfied.

On March 5, 2026, 20,051 shares were disposed of at $10.2700 per share as a tax-withholding disposition, with the shares withheld by Lucid Group to cover tax obligations related to the settlement of PSUs and time-based RSUs. After these transactions, Boussaid directly owned 126,222 shares of Class A common stock.

Lucid Group SVP Finance & Accounting Gagan Dhingra reported a mix of equity awards and related tax share withholdings. On March 3, 2026, Dhingra acquired 34,952 shares of Class A common stock as a grant at $0.00 per share, tied to performance-based restricted stock units (PSUs) whose performance criteria have been satisfied. On March 5, 2026, 16,418 shares were disposed of through shares withheld by Lucid to cover tax obligations upon PSU settlement and vesting of time-based restricted stock units, at $10.27 per share. After these transactions, Dhingra directly held 147,853 Class A shares.

Ayar Third Investment Company, a wholly-owned subsidiary of Public Investment Fund of Saudi Arabia, reported a large prepaid forward share purchase transaction tied to Lucid Group, Inc. Class A common stock. Under this privately negotiated contract with Citibank N.A., Ayar will purchase 37,477,050 shares of Lucid Class A common stock for $636,735,079.50, with delivery of those shares to occur no later than November 1, 2031, while the forward counterparty may settle its delivery obligations earlier. The derivative security is described as a forward purchase contract with a conversion or exercise price of $16.99 and an exercisable and expiration date of November 1, 2031. The transaction was entered into in connection with the pricing of Lucid's offering of $975,000,000 aggregate principal amount of 7.00% convertible senior notes due 2031, whose issuance settled on November 17, 2025. All share amounts give effect to Lucid's 1-for-10 reverse stock split effective on August 29, 2025.

Lucid Group, Inc. disclosed that its Chief Financial Officer, Taoufiq Boussaid, had shares withheld in connection with equity compensation. On December 5, 2025, 4,498 shares of Class A common stock were withheld by the company at a price of $14.15 per share to cover tax withholding and remittance obligations tied to the vesting of previously granted time-based restricted stock units.

After this tax-related withholding, Boussaid beneficially owns 88,648 shares of Lucid’s Class A common stock held directly. The transaction reflects routine administration of equity awards rather than an open-market stock sale.