Lion Copper director Alford buys 4,000 shares

Q: How many shares did Tony L. Alford buy in LCU?

Tony L. Alford, a director and 10% owner, purchased 4,000 common shares in three reported transactions: 2,000 at $4.2000 and 1,000 at $4.1000 on October 21, 2026, then 1,000 at $4.2000 on October 23, 2026. No Rule 10b5-1 plan is reported.

The purchasing director's listed derivatives also include warrants and options, plus a debenture convertible into 537,325 common shares and payable May 6, 2027.

Filing Impact

(Moderate)

Filing Sentiment

(Positive)How Sentiment works

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Form Type

Rhea-AI Filing Summary

Lion Copper Corp. (LCU) director and 10% owner Tony L. Alford reported purchases of 4,000 common shares: 2,000 at $4.2000 and 1,000 at $4.1000 on October 21, 2026, and 1,000 at $4.2000 on October 23, 2026. The shares are held directly by Tony Alford, and no Rule 10b5-1 plan is reported. His listed derivative holdings include a 12% secured convertible debenture convertible into 537,325 common shares at $2.6055, maturing May 6, 2027.

Insider Trade Summary

Net Buyer: 4,000 shares

Net Buy 16 txns

Insider Alford Tony L, Alford Christine

Role Director, 10% Owner | Director, 10% Owner

Bought 4,000 shs ($17K)

Type	Security	Shares	Price	Value
Purchase	Common Shares ^F1	1,000	$4.20	$4K
Purchase	Common Shares ^{F6, F1}	2,000	$4.20	$8K
Purchase	Common Shares ^{F6, F1}	1,000	$4.10	$4K
holding	Warrants ^F1	--	--	--
holding	Options ^F1	--	--	--
holding	Options ^F1	--	--	--
holding	Options ^F1	--	--	--
holding	Options ^F1	--	--	--
holding	Options ^F1	--	--	--
holding	12% Secured Convertible Debentures ^{F4, F5, F1}	--	--	--
holding	Warrants ^F1	--	--	--
holding	Warrants ^F1	--	--	--
holding	Warrants ^F1	--	--	--
holding	Warrants ^F1	--	--	--
holding	Common Shares ^F2	--	--	--
holding	Common Shares ^F3	--	--	--

Holdings After Transaction: Common Shares — 5,366,177 shares (Direct); Warrants — 3,019,627 contracts (Direct); Options — 1,110,926 contracts (Direct); 12% Secured Convertible Debentures — 537,325 contracts (Direct)

Footnotes (6)

F1. Held by Tony Alford.
F2. Held by Christine Alford.
F3. Held jointly by the reporting persons.
F4. The debentures mature and are payable on this date.
F5. Interest on the debentures may also be settled in common shares of the issuer priced at the time of repayment or conversion of the debentures at the option of the issuer.
F6. The holdings reported for each October 21, 2026 purchase reflect Tony Alford's direct holdings following both purchases on that date.

Key Figures

Common shares purchased: 4,000 shares Common shares purchased: 2,000 shares at $4.2000 per share Common shares purchased: 1,000 shares at $4.1000 per share +4 more

7 metrics

Common shares purchased 4,000 shares Three purchases reported October 21 and October 23, 2026

Common shares purchased 2,000 shares at $4.2000 per share October 21, 2026; held directly by Tony L. Alford

Common shares purchased 1,000 shares at $4.1000 per share October 21, 2026; held directly by Tony L. Alford

Common shares purchased 1,000 shares at $4.2000 per share October 23, 2026; held directly by Tony L. Alford

Warrant underlying shares 268,663 common shares; $4.1700 exercise price Position listed October 21, 2026; expires November 6, 2031

Option underlying shares 592,593 common shares; $2.3490 exercise price Position listed October 21, 2026; expires September 5, 2030

Debenture underlying shares 537,325 common shares; $2.6055 conversion price 12% Secured Convertible Debentures mature and are payable May 6, 2027

Key Terms

12% Secured Convertible Debentures, Rule 10b5-1 plan, conversion

3 terms

12% Secured Convertible Debentures financial

"12% Secured Convertible Debentures"

Rule 10b5-1 plan regulatory

"No Rule 10b5-1 plan is reported"

A Rule 10b5-1 plan is a prearranged, written schedule that lets corporate insiders buy or sell company stock at set times or amounts, even if they later learn material nonpublic information. Think of it like setting an automatic thermostat for trades: it creates a clear record that trades were planned in advance, reducing the risk of insider-trading accusations and helping investors trust that insider transactions are routine rather than based on secret information.

conversion financial

"repayment or conversion of the debentures"

Conversion is the exchange of one type of financial instrument for another, most commonly turning convertible bonds or preferred shares into common stock. It matters to investors because conversion changes the number of outstanding shares and ownership stakes—like trading a coupon for a slice of a company—potentially reducing each existing owner's portion, affecting per-share earnings, voting power and the market value of the stock.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many shares did Tony L. Alford buy in LCU?

Tony L. Alford, a director and 10% owner, purchased 4,000 common shares in three reported transactions: 2,000 at $4.2000 and 1,000 at $4.1000 on October 21, 2026, then 1,000 at $4.2000 on October 23, 2026. No Rule 10b5-1 plan is reported.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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Available on EDGAR 10/23/2026 - 05:33 PM EDT Accepted by SEC EDGAR 10/23/2026 - 05:32 PM EDT

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Alford Tony L

(Last)

(First)

(Middle)

7040 INTERLAKEN DRIVE

(Street)

KERNERSVILLE

NORTH CAROLINA

27284

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Lion Copper Corp. [ LCU ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	X	10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol
[LCGMD]

3. Date of Earliest Transaction (Month/Day/Year)
10/21/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

	Form filed by One Reporting Person
X	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Shares	10/21/2026		P		2,000	A	$4.2	3,190,656⁽⁶⁾	D⁽¹⁾
Common Shares	10/21/2026		P		1,000	A	$4.1	3,190,656⁽⁶⁾	D⁽¹⁾
Common Shares	10/23/2026		P		1,000	A	$4.2	3,191,656	D⁽¹⁾
Common Shares								564,252	D⁽²⁾
Common Shares								1,610,269	D⁽³⁾

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Warrants	$4.17							10/20/2026	11/06/2031	Common shares	268,663		268,663	D⁽¹⁾
Options	$2.349							09/05/2025	09/05/2030	Common shares	592,593		592,593	D⁽¹⁾
Options	$1.62							12/10/2024	12/10/2029	Common shares	138,889		138,889	D⁽¹⁾
Options	$1.404							03/01/2024	03/01/2029	Common shares	172,037		172,037	D⁽¹⁾
Options	$1.62							07/21/2023	07/21/2028	Common shares	37,037		37,037	D⁽¹⁾
Options	$1.62							07/21/2023	07/21/2028	Common shares	170,370		170,370	D⁽¹⁾
12% Secured Convertible Debentures	$2.6055							11/06/2025	05/06/2027⁽⁴⁾	Common shares	537,325⁽⁵⁾		537,325	D⁽¹⁾
Warrants	$2.6055							11/06/2025	11/06/2030	Common shares	537,325		537,325	D⁽¹⁾
Warrants	$1.62							11/08/2024	11/08/2029	Common shares	518,519		518,519	D⁽¹⁾
Warrants	$1.512							09/19/2024	09/19/2029	Common shares	1,331,363		1,331,363	D⁽¹⁾
Warrants	$1.512							03/08/2024	03/08/2029	Common shares	363,757		363,757	D⁽¹⁾

1. Name and Address of Reporting Person^*

Alford Tony L

(Last)

(First)

(Middle)

7040 INTERLAKEN DRIVE

(Street)

KERNERSVILLE

NORTH CAROLINA

27284

(City)

(State)

(Zip)

UNITED STATES

(Country)

Relationship of Reporting Person(s) to Issuer

X	Director	X	10% Owner
	Officer (give title below)		Other (specify below)

1. Name and Address of Reporting Person^*

Alford Christine

(Last)

(First)

(Middle)

7040 INTERLAKEN DR.

(Street)

KERNERSVILLE

NORTH CAROLINA

27284

(City)

(State)

(Zip)

UNITED STATES

(Country)

Relationship of Reporting Person(s) to Issuer

X	Director	X	10% Owner
	Officer (give title below)		Other (specify below)

Explanation of Responses:

1. Held by Tony Alford.

2. Held by Christine Alford.

3. Held jointly by the reporting persons.

4. The debentures mature and are payable on this date.

5. Interest on the debentures may also be settled in common shares of the issuer priced at the time of repayment or conversion of the debentures at the option of the issuer.

6. The holdings reported for each October 21, 2026 purchase reflect Tony Alford's direct holdings following both purchases on that date.

	/s/ Tony L. Alford	10/23/2026
	/s/ Christine Alford	10/23/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

Lion Copper director Alford buys 4,000 shares

Rhea-AI Filing Summary

Insider Trade Summary

Key Figures

Key Terms

FAQ

How many shares did Tony L. Alford buy in LCU?

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