STOCK TITAN

loanDepot (LDI) CAO exercises 39K RSUs, withholds shares for taxes

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

loanDepot, Inc. (LDI) reported that Chief Accounting Officer Darren Graeler settled previously granted restricted stock units into common shares. On August 17, 2026, 39,309 RSUs converted into an equal number of Class A Common shares, following vesting on August 16, 2026. On the same date, 18,035 shares of Class A Common Stock were delivered or withheld to cover the exercise price or tax liability.

Positive

  • None.

Negative

  • None.
Insider Graeler Darren
Role Chief Accounting Officer
Type Security Shares Price Value
Exercise Restricted Stock Units F1 39,309 $0.00 $0.00
Exercise Class A Common Stock F1 39,309 -- --
Exercise Price or Tax Liability Class A Common Stock 18,035 $0.875 $16K
Holdings After Transaction: Restricted Stock Units — 0 shares (Direct); Class A Common Stock — 274,727 shares (Direct)
Footnotes (1)
  1. F1. Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. The RSUs vested on Sunday, August 16, 2026, and were settled on Monday, August 17, 2026.
RSUs exercised/converted 39,309 units Restricted Stock Units converted into Class A Common Stock on August 17, 2026
Underlying shares received 39,309 shares Class A Common Stock acquired upon RSU settlement on August 17, 2026
Shares withheld for exercise price or tax liability 18,035 shares Class A Common Stock delivered or withheld on August 17, 2026
Price per share for withheld shares $0.8750 per share Value used for shares delivered or withheld to cover exercise price or tax liability
RSU vesting date August 16, 2026 Date on which the Restricted Stock Units vested before settlement
Settlement date August 17, 2026 Date RSUs were settled into Class A Common Stock
Restricted Stock Units financial
"Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
contingent right financial
"represents a contingent right to receive, at settlement, one share of Class A"
Exercise or conversion of derivative security financial
"transaction_code_description":"Exercise or conversion of derivative security""
Payment of exercise price or tax liability financial
"transaction_code_description":"Payment of exercise price or tax liability by delivering"

FAQ

What insider equity transaction did LDI executive Darren Graeler report on August 17, 2026?

LDI’s Chief Accounting Officer Darren Graeler reported the settlement of 39,309 restricted stock units into an equal number of Class A Common shares on August 17, 2026, following their vesting on August 16, 2026.

How many loanDepot (LDI) shares were withheld to cover exercise price or taxes?

On August 17, 2026, 18,035 shares of loanDepot Class A Common Stock were delivered or withheld at $0.8750 per share as payment of exercise price or tax liability associated with the vested restricted stock units.

What type of derivative security did LDI’s Darren Graeler exercise or convert?

Darren Graeler exercised or converted 39,309 Restricted Stock Units, each representing a contingent right to receive one share of LDI Class A Common Stock. These RSUs vested on August 16, 2026, and were settled into shares on August 17, 2026.

Did the Form 4 for LDI indicate any open derivative positions remaining for Darren Graeler?

The Form 4 data lists the exercise and settlement of 39,309 RSUs and related share withholding, with no additional derivative positions reported in the filing’s derivative position summary for this specific report.

Was Darren Graeler’s loanDepot (LDI) transaction reported as a market buy or sell?

The filing characterizes the activity as a derivative exercise/conversion of RSUs and a delivery or withholding of shares for exercise price or tax liability, rather than as an open-market purchase or sale transaction.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Graeler Darren

(Last)(First)(Middle)
C/O LOANDEPOT, INC.
6561 IRVINE CENTER DRIVE

(Street)
IRVINE CALIFORNIA 92618

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
loanDepot, Inc. [ LDI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Accounting Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/17/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Stock08/17/2026M39,309A(1)292,762D
Class A Common Stock08/17/2026F18,035D$0.875274,727D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(1)08/17/2026M39,309 (1) (1)Class A Common Stock39,309$00D
Explanation of Responses:
1. Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. The RSUs vested on Sunday, August 16, 2026, and were settled on Monday, August 17, 2026.
Remarks:
/s/ Greg Smith, as Attorney-in-Fact for Darren Graeler08/18/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)