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loanDepot (NYSE: LDI) swaps performance units for time-based RSUs

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

loanDepot, Inc. reported that Chief Accounting Officer Darren Graeler restructured an equity award on August 5, 2026. A grant of 23,584 Performance Share Units tied to specified stock price hurdles was canceled and replaced with 23,584 Restricted Stock Units. The new RSUs vest in three equal annual installments starting March 16, 2027, based solely on continued service. The Rule 10b5-1 trading plan checkbox for these transactions is not selected.

Positive

  • None.

Negative

  • None.
Insider Graeler Darren
Role Chief Accounting Officer
Type Security Shares Price Value
Disposition Performance Share Units F1, F2 23,584 $0.00 $0.00
Grant/Award Restricted Stock Units F3, F2 23,584 $0.00 $0.00
Holdings After Transaction: Performance Share Units — 0 shares (Direct); Restricted Stock Units — 23,584 shares (Direct)
Footnotes (3)
  1. F1. Each performance restricted stock unit ("PSU") represented a contingent right to receive one share of the issuer's Class A Common Stock. The PSUs were originally subject to vesting upon the issuer's Class A Common Stock achieving specified prices per share.
  2. F2. On August 5, 2026, the issuer's compensation committee amended the terms of the PSUs originally granted to the reporting person on March 16, 2026, to modify the PSU award to provide for ratable vesting over a three-year period, exclusively based on the reporting person's continuous services. For Form 4 reporting purposes, the amendment is reported as the cancellation of the original PSUs and the concurrent grant of replacement restricted stock units ("RSUs").
  3. F3. Each RSU represents a contingent right to receive, at settlement, one share of the issuer's Class A Common Stock. The RSUs vest in three equal annual increments commencing March 16, 2027, the first anniversary of the original PSU grant.
Performance Share Units canceled 23,584 units PSUs tied to stock price hurdles canceled on August 5, 2026
Restricted Stock Units granted 23,584 units Replacement RSUs granted on August 5, 2026 to Chief Accounting Officer
RSU vesting schedule 3 annual installments RSUs vest in three equal annual increments commencing March 16, 2027
Original PSU grant date March 16, 2026 Date PSUs were originally granted before later modification
Original PSU expiration date March 16, 2029 Scheduled expiration date of the PSU award before cancellation
Performance Share Units financial
"Each performance restricted stock unit ("PSU") represented a contingent right"
Performance share units are a type of company stock award given to employees that depend on the company meeting specific goals or targets. If these goals are achieved, the employee receives shares or the value of shares; if not, they may receive little or no compensation. This aligns employees’ interests with the company's success and encourages performance that benefits investors.
Restricted Stock Units financial
"replacement restricted stock units ("RSUs")"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
ratable vesting financial
"to modify the PSU award to provide for ratable vesting over a three-year period"
contingent right financial
"represented a contingent right to receive one share of the issuer's Class A Common Stock"

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What equity award change did loanDepot (LDI) disclose for Darren Graeler?

loanDepot disclosed that Chief Accounting Officer Darren Graeler’s equity award was modified. 23,584 performance share units were canceled and replaced with 23,584 restricted stock units, changing the award from stock-price-based vesting to time-based vesting tied to continued service.

How many units were canceled and granted in the loanDepot (LDI) Form 4 for Darren Graeler?

The filing shows 23,584 Performance Share Units were disposed of to the issuer and 23,584 Restricted Stock Units were granted on the same date. The net number of units reported remained the same, but the award’s structure and vesting conditions changed.

What are the new vesting terms for Darren Graeler’s RSUs at loanDepot (LDI)?

The replacement RSUs vest in three equal annual increments beginning March 16, 2027. Vesting is now based exclusively on Darren Graeler’s continuous service over a three-year period, rather than on loanDepot’s Class A stock achieving specified price targets.

Were Darren Graeler’s loanDepot (LDI) transactions reported under a Rule 10b5-1 trading plan?

The Form 4 indicates the Rule 10b5-1 trading plan checkbox is not selected for these transactions. The disclosure does not describe them as executed under any pre-arranged Rule 10b5-1 trading plan in the footnotes or transaction data.

What was the original structure of Darren Graeler’s PSU award at loanDepot (LDI)?

Each original PSU represented a contingent right to one Class A share. These PSUs were scheduled to vest only if loanDepot’s Class A Common Stock reached specified prices per share, making the award performance-based before its amendment to time-based RSUs.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Graeler Darren

(Last)(First)(Middle)
C/O LOANDEPOT, INC.
6561 IRVINE CENTER DRIVE

(Street)
IRVINE CALIFORNIA 92618

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
loanDepot, Inc. [ LDI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Accounting Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/05/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Performance Share Units(1)08/05/2026D(2)23,584 (1)03/16/2029Class A Common Stock23,584$00(2)D
Restricted Stock Units(3)08/05/2026A(2)23,584 (3) (3)Class A Common Stock23,584$023,584D
Explanation of Responses:
1. Each performance restricted stock unit ("PSU") represented a contingent right to receive one share of the issuer's Class A Common Stock. The PSUs were originally subject to vesting upon the issuer's Class A Common Stock achieving specified prices per share.
2. On August 5, 2026, the issuer's compensation committee amended the terms of the PSUs originally granted to the reporting person on March 16, 2026, to modify the PSU award to provide for ratable vesting over a three-year period, exclusively based on the reporting person's continuous services. For Form 4 reporting purposes, the amendment is reported as the cancellation of the original PSUs and the concurrent grant of replacement restricted stock units ("RSUs").
3. Each RSU represents a contingent right to receive, at settlement, one share of the issuer's Class A Common Stock. The RSUs vest in three equal annual increments commencing March 16, 2027, the first anniversary of the original PSU grant.
Remarks:
/s/ Greg Smith, as Attorney-in-Fact for Darren Graeler08/07/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)