Welcome to our dedicated page for loanDepot SEC filings (Ticker: LDI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
loanDepot, Inc. filings document the reporting, capital structure and financing activities of a publicly traded mortgage lender. Form 8-K reports furnish quarterly financial results, investor presentation materials, non-GAAP reconciliations and other material events for the company’s residential mortgage origination and servicing operations.
Other disclosures cover material definitive agreements involving mortgage-related financing structures, including warehouse securitization notes, mortgage servicing rights, excess spread interests and trust subsidiaries. Proxy materials describe board matters, executive compensation and shareholder voting items, while capital-structure filings identify the company’s Class A common stock listed on the New York Stock Exchange and changes involving its common stock classes.
loanDepot, Inc. Chief Accounting Officer Darren Graeler reported equity compensation activity tied to restricted and performance stock units. He exercised 27,372 restricted stock units into Class A common stock, then had 14,831 shares withheld at $1.56 per share to cover tax obligations, which is not an open-market sale.
Graeler also received 70,754 new restricted stock units and 23,584 performance share units, each representing the right to receive one share of Class A common stock if vesting conditions are met. Following these transactions, he directly holds 241,939 shares of Class A common stock and 54,745 restricted stock units.
loanDepot, Inc. Chief Financial Officer David R. Hayes reported equity compensation activity and related share settlements. On March 16, 2026, previously granted restricted stock units vested and were settled into a total of 267,397 shares of Class A Common Stock through derivative exercises.
To cover tax obligations, 98,827 shares of Class A Common Stock were withheld at $1.56 per share, a non-market disposition that does not reflect an open-market sale. After these transactions, Hayes directly owned 608,375 shares of Class A Common Stock.
He also received new equity awards: 518,867 restricted stock units that vest in three equal annual installments starting on March 16, 2027, and 518,867 performance share units that vest only if loanDepot’s Class A Common Stock achieves specified price targets.
Marchetti Dominick Edilio reported acquisition or exercise transactions in this Form 4 filing.
loanDepot, Inc. Chief Digital Officer Dominick Edilio Marchetti reported two new equity awards. He received 393,081 performance share units, each representing a potential share of Class A common stock that vests only if the stock reaches specified price targets. He also received 393,081 restricted stock units, each convertible into one Class A share, vesting in three equal annual installments starting on March 16, 2027. These are compensation-related grants rather than open-market purchases or sales.
loanDepot, Inc. files its annual report describing a technology-enabled mortgage platform focused on making homeownership more accessible, especially for first-time buyers. The company was the fifth largest retail-focused non-bank mortgage originator in 2025 and runs a diversified, multi-channel origination model supported by in-house servicing.
As of June 30, 2025, non-affiliate market value was $106,745,131. As of March 10, 2026, Class A shares outstanding were 228,821,318 and Class B shares were 106,207,433. At December 31, 2025, it serviced $119.1 billion in mortgage UPB, held $337.2 million in cash and cash equivalents, and had $4.2 billion of loan funding capacity, with $2.9 billion outstanding.
loanDepot, Inc. reported 2025 results showing higher volumes and revenue but continued losses. Full-year revenue rose 12% to $1.19 billion, while net loss narrowed to $108 million from $202 million, helped by stronger production and a 46% increase in adjusted EBITDA to $122 million.
In the fourth quarter, loan origination volume climbed 23% to $8.04 billion and market share reached 1.4%, but revenue slipped 4% to $310 million and net loss widened to $33 million from $9 million as gain-on-sale margins eased and expenses grew 3%. Adjusted EBITDA fell to $29 million from $49 million.
Cash and equivalents declined to $337 million from $459 million, mainly due to investment in loan inventory and full repayment of 2025 unsecured notes. The servicing portfolio unpaid principal balance increased to $119.1 billion with a 71% preliminary organic refinance recapture rate. For Q1 2026, the company guides to origination volume of $6.75–$7.75 billion, pull-through weighted lock volume of $7.75–$8.75 billion and pull-through weighted gain-on-sale margin of 270–300 basis points.
loanDepot, Inc. director Steven Ozonian exercised restricted stock units into Class A Common Stock. He converted 24,606 RSUs into 24,606 Class A shares at a price of $0.00 per share, increasing his directly held Class A Common Stock to 192,889 shares.
Each RSU represents a right to receive one Class A share or, at the Compensation Committee’s option, its cash value. The remaining RSUs are scheduled to vest on May 29, 2026.
loanDepot, Inc. director Dawn G. Lepore reported an exercise and conversion of restricted stock units into common shares. On February 27, 2026, she exercised 24,606 restricted stock units at a stated price of $0.00 per unit, receiving the same number of Class A Common shares. Following the transaction, her direct holdings of Class A Common Stock increased to 208,351 shares, and 24,607 restricted stock units remained outstanding. Each restricted stock unit represents a right to receive one share of Class A Common Stock or, at the Compensation Committee’s option, the cash value of one share. The remaining restricted stock units are scheduled to vest on May 29, 2026.
loanDepot director Pamela H. Patenaude exercised restricted stock units into Class A Common Stock. She converted 24,606 RSUs into 24,606 shares at no cost, bringing her direct Class A holdings to 318,292.7285 shares. The remaining RSUs are scheduled to vest on May 29, 2026.
loanDepot, Inc. director John Hoon Lee exercised restricted stock units into 24,606 shares of Class A Common Stock on February 27, 2026 through a derivative conversion at a stated price of $0.00 per share.
After these transactions, he holds 235,993 Class A shares directly and 62,556 Class A shares indirectly through Bluestar Family Holdings LP, over which he has voting and investment power. His remaining 24,607 RSUs are scheduled to vest on May 29, 2026.
loanDepot, Inc. reported that entities affiliated with PCP Managers, L.P., an affiliate of Parthenon Capital, exercised 49,212 Restricted Stock Units into the same number of Class A common shares at a price of $0.00 per share, held indirectly. Following the conversion, 103,507,858 Class A shares are reported as indirectly owned. The remaining RSUs are scheduled to vest on May 29, 2026, and the directors involved hold the RSUs for the benefit of PCP Managers, L.P. while disclaiming personal beneficial ownership beyond any pecuniary interest.