Welcome to our dedicated page for loanDepot SEC filings (Ticker: LDI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
loanDepot, Inc. filings document the reporting, capital structure and financing activities of a publicly traded mortgage lender. Form 8-K reports furnish quarterly financial results, investor presentation materials, non-GAAP reconciliations and other material events for the company’s residential mortgage origination and servicing operations.
Other disclosures cover material definitive agreements involving mortgage-related financing structures, including warehouse securitization notes, mortgage servicing rights, excess spread interests and trust subsidiaries. Proxy materials describe board matters, executive compensation and shareholder voting items, while capital-structure filings identify the company’s Class A common stock listed on the New York Stock Exchange and changes involving its common stock classes.
loanDepot, Inc. is asking stockholders to vote at a fully virtual 2026 annual meeting on June 4, 2026. Investors will elect three Class II directors (Andrew Dodson, Steven Ozonian and Pamela Patenaude), ratify Ernst & Young LLP as auditor for 2026, and cast an advisory vote on executive pay.
The company highlights a classified seven‑member board, with a majority of independent directors and three fully independent committees. It notes that loanDepot is no longer a New York Stock Exchange “controlled company” after Hsieh Stockholders’ voting power fell below 50% in 2025.
The proxy details a director pay package of $250,000 per year, split evenly between cash and RSUs, plus committee chair retainers. It also outlines 2025 executive compensation, including founder‑CEO Anthony Hsieh’s $2.1 million total pay, CFO David Hayes’s $2.7 million, and Chief Digital Officer Dominick Marchetti’s $10.6 million, with significant performance‑based stock units tied to profitability and share‑price hurdles.
loanDepot, Inc. Chief Investment Officer Jeffrey Michael DerGurahian exercised and settled equity awards, acquiring 141,844 shares of Class A Common Stock on April 15, 2026 through the conversion of Restricted Stock Units and Performance Share Units.
To cover tax obligations, 34,540 shares were withheld at $1.55 per share, leaving him with 1,317,684 shares held directly. Additional Class A shares are held indirectly through CDG Financial LLC, where he is managing member. Remaining RSUs and PSUs are scheduled to vest on April 15, 2027.
loanDepot, Inc. Chief Risk Officer Joseph J. Grassi III exercised equity awards into Class A Common Stock and covered related taxes in shares. On April 15, 2026, he exercised derivative awards tied to 92,198 shares, consisting of restricted stock units and performance share units converting at $0.00 per share.
To satisfy tax obligations, 27,752 Class A shares were withheld at $1.55 per share, a non-market disposition. After these transactions, he directly held 274,105 Class A shares. Footnotes state remaining RSUs and PSUs are scheduled to vest on April 15, 2027, with PSUs tied to achieving one fiscal quarter of positive adjusted net income.
loanDepot, Inc. Chief Accounting Officer Darren Graeler increased his direct equity stake through equity award vesting. On April 15, 2026, he exercised restricted stock units and performance share units covering a total of 21,276 shares of Class A Common Stock. To satisfy tax obligations, 9,762 shares were withheld at $1.55 per share, leaving a net addition of 11,514 shares. Following these transactions, Graeler directly owned 253,453 shares of Class A Common Stock. The footnotes state the remaining RSUs and PSUs are scheduled to vest on April 15, 2027, and that the PSUs were tied to loanDepot achieving one fiscal quarter of positive adjusted net income.
loanDepot, Inc. Chief Financial Officer David R. Hayes reported equity compensation activity involving restricted and performance share units that converted into Class A Common Stock. On April 15, 2026, he exercised or settled awards covering 234,042 shares of Class A Common Stock in total.
To cover tax obligations, 83,976 shares of Class A Common Stock were withheld at a tax-withholding price of $1.55 per share, rather than sold in the open market. After these transactions, Hayes directly held 758,441 shares of Class A Common Stock.
Footnotes explain that each RSU and PSU converts into one share of Class A Common Stock at settlement. The PSUs vested after loanDepot achieved one fiscal quarter of positive adjusted net income, and remaining RSUs and PSUs are scheduled to vest on April 15, 2027.
loanDepot, Inc. Chief Legal Officer Gregory Smallwood exercised equity awards and increased his shareholdings. On April 15, 2026 he converted 92,198 restricted and performance share units into Class A Common Stock at a stated price of $0.00 per share.
To cover tax obligations, 22,452 shares were withheld at $1.55 per share, leaving him with 367,798 Class A shares held directly after the transactions. The remaining restricted stock units and performance share units are scheduled to vest on April 15, 2027, with the PSUs tied to adjusted net income performance having been granted on April 15, 2024.
loanDepot, Inc. Chief Investment Officer Jeffrey Michael DerGurahian reported compensation-related equity activity in Class A Common Stock and units. He exercised 182,482 restricted stock units into the same number of shares, with 46,797 shares withheld at $1.56 per share to cover tax obligations. He also received new grants of 471,698 restricted stock units that vest in three equal annual installments beginning March 16, 2027, and 157,232 performance share units that vest only if the stock reaches specified price levels. Following these transactions, he holds 1,210,380 Class A shares directly and 5,842,969 shares indirectly through CDG Financial LLC, where he is managing member and disclaims beneficial ownership beyond his pecuniary interest.
loanDepot, Inc. Chief Legal Officer Gregory Smallwood reported equity compensation activity and related tax withholding. He exercised 118,613 restricted stock units into the same number of Class A shares, with settlement occurring on March 16, 2026 after vesting on March 14, 2026.
He also received grants of 306,603 restricted stock units that vest in three equal annual installments beginning March 16, 2027, plus 102,201 performance share units that vest only if the stock reaches specified prices. To cover tax obligations, 32,150 Class A shares were withheld at $1.56 per share. After these transactions, he holds 298,052 Class A shares directly.
loanDepot, Inc. Chief Risk Officer Joseph J. Grassi III reported compensation-related equity activity. He exercised 118,613 restricted stock units into Class A Common Stock on March 16, 2026, with 38,929 shares of Class A Common Stock withheld at $1.56 per share to cover tax obligations.
Following these transactions, he held 209,659 shares of Class A Common Stock directly. He was also granted 306,603 new restricted stock units that vest in three equal annual installments beginning on March 16, 2027, and 102,201 performance share units that can settle into Class A Common Stock if specified share-price targets are achieved by March 16, 2029.