STOCK TITAN

Levi Strauss (NYSE: LEVI) director awarded 156 dividend equivalent rights

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Levi Strauss & Co. director Yael Garten reported an acquisition of 156 dividend equivalent rights (DERs) tied to Class A Common Stock. The award carried a stated price of $0.0000 per share, and direct holdings after the transaction were 69,253 shares.

Each DER represents a contingent right to receive one share of Class A Common Stock upon settlement. Unvested awards and related DERs vest 100% on the earlier of the day before the next Annual Stockholder Meeting or the first anniversary of the grant, and are subject to a deferred delivery feature.

Positive

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Negative

  • None.
Insider Garten Yael
Role Director
Type Security Shares Price Value
Grant/Award Class A Common Stock F1 156 $0.00 $0.00
Holdings After Transaction: Class A Common Stock — 69,253 shares (Direct)
Footnotes (1)
  1. F1. Represents dividend equivalent rights (DERs), each of which represents a contingent right to receive one share of the issuer's Class A Common Stock upon settlement. The DERs vest and are delivered consistent with the underlying awards to which they relate. Unvested awards and the related DERs vest as to 100% of the shares on the earlier of the day before the next Annual Stockholder Meeting or the first anniversary of the date of grant of the underlying award. Certain DERs are fully vested. All awards are subject to a deferred delivery feature, these same terms apply to the related DERs.
Dividend equivalent rights granted 156 Grant to director Yael Garten on 2026-08-05 representing contingent rights to Class A shares
Price per right $0.0000 per share Stated price associated with the 156 DERs granted as compensation
Holdings after transaction 69,253 shares Total direct Class A Common Stock holdings reported following the grant
Vesting percentage 100% Unvested awards and related DERs vest 100% on specified earlier vesting date
dividend equivalent rights (DERs) financial
"Represents dividend equivalent rights (DERs), each of which represents a contingent right"
contingent right financial
"each of which represents a contingent right to receive one share"
deferred delivery feature financial
"All awards are subject to a deferred delivery feature, these same terms apply"

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FAQ

What insider transaction did LEVI director Yael Garten report?

Yael Garten reported an acquisition of 156 dividend equivalent rights (DERs) tied to Levi Strauss & Co. Class A Common Stock. These DERs are compensation-related awards rather than open-market purchases and settle in shares upon vesting and delivery.

How many Levi Strauss (LEVI) shares or rights does Yael Garten hold after this Form 4?

Following the reported award, Yael Garten’s direct holdings total 69,253 shares of Levi Strauss & Co. Class A Common Stock. This figure reflects the position after the grant of 156 dividend equivalent rights reported in the filing.

What are dividend equivalent rights (DERs) reported in the LEVI Form 4?

Dividend equivalent rights (DERs) are awards where each DER represents a contingent right to receive one share of Levi Strauss Class A Common Stock upon settlement, with vesting and delivery terms matching the underlying equity awards to which they relate.

When do the Levi Strauss (LEVI) DERs granted to Yael Garten vest?

Unvested awards and related DERs vest as to 100% of the shares on the earlier of the day before Levi Strauss’s next Annual Stockholder Meeting or the first anniversary of the grant date of the underlying award.

Is there a cash exercise price for Yael Garten’s new LEVI DERs?

The reported transaction lists a price of $0.0000 per share for the 156 dividend equivalent rights. This indicates the DERs are granted as part of compensation, with no cash purchase price stated in the filing.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Garten Yael

(Last)(First)(Middle)
C/O LEVI STRAUSS & CO.
1155 BATTERY STREET

(Street)
SAN FRANCISCO CALIFORNIA 94111

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
LEVI STRAUSS & CO [ LEVI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/05/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Stock08/05/2026A156(1)A$0.0069,253D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents dividend equivalent rights (DERs), each of which represents a contingent right to receive one share of the issuer's Class A Common Stock upon settlement. The DERs vest and are delivered consistent with the underlying awards to which they relate. Unvested awards and the related DERs vest as to 100% of the shares on the earlier of the day before the next Annual Stockholder Meeting or the first anniversary of the date of grant of the underlying award. Certain DERs are fully vested. All awards are subject to a deferred delivery feature, these same terms apply to the related DERs.
/s/ Priscilla Duncan-Tannous, Attorney-in-Fact08/07/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)