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Levi Strauss (LEVI) 10% owner details Class B stock trust moves

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
5

Rhea-AI Filing Summary

Levi Strauss & Co. insider Miriam L. Haas reported trust-related movements in Class B Common Stock for the fiscal year ended 12/01/2025. The filing shows several transactions coded "J" involving Class B shares that are each convertible into one share of Class A Common Stock and have no expiration date.

On 05/12/2025 and 05/28/2025, 225,000 and 175,000 Class B shares, respectively, were reflected as distributions from a grantor retained annuity trust, with corresponding Class A Common Stock amounts shown at a price of $0 per share. On 06/24/2025, 820,453 Class B shares were reported as liquidating distributions from a grantor retained annuity trust. Following these transactions, Haas beneficially owned 41,385,477 Class B Common Stock directly, while the trust-held positions reported in the filing went to zero.

Positive

  • None.

Negative

  • None.

Insights

Form 5 shows large, zero-price trust distributions; ownership stays high.

The filing reports that Miriam L. Haas, a more than 10% owner of Levi Strauss & Co., recorded several transactions in Class B Common Stock during the issuer’s fiscal year ended 12/01/2025. All are coded "J" and linked by footnotes to a grantor retained annuity trust, indicating they are structured transfers rather than open-market trades. Each Class B share is convertible into one share of Class A Common Stock and has no expiration date, and the reported Class A amounts carry a stated price of $0 per share.

The entries show 225,000 and 175,000 Class B shares tied to distributions from the grantor retained annuity trust on 05/12/2025 and 05/28/2025, and an 820,453-share liquidating distribution on 06/24/2025. After these movements, the trust positions reported in the form are reduced to zero, while directly held derivative securities total 41,385,477 Class B shares. Because the activity is trust-related, priced at zero, and does not indicate market buying or selling, it is best viewed as administrative ownership restructuring rather than a clear signal about the company’s prospects.

Insider Haas Miriam L
Role 10% Owner
Type Security Shares Price Value
Other Class B Common Stock 820,453 $0.00 --
Other Class B Common Stock 143,924 $0.00 --
Other Class B Common Stock 175,000 $0.00 --
Other Class B Common Stock 175,000 $0.00 --
Other Class B Common Stock 225,000 $0.00 --
Other Class B Common Stock 225,000 $0.00 --
Holdings After Transaction: Class B Common Stock — 0 shares (Indirect, See Footnote); Class B Common Stock — 41,385,477 shares (Direct)
Footnotes (1)
  1. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Shares reflect distributions to the reporting person from a grantor retained annuity trust. Shares held in a grantor retained annuity trust for the benefit of the reporting person and the remainder beneficiaries. Shares reflect liquidating distributions from a grantor retained annuity trust to the reporting person and the remainder beneficiaries of the trust.
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SEC Form 5
FORM 5 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0362
Estimated average burden
hours per response: 1.0
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Form 3 Holdings Reported.
Form 4 Transactions Reported.
1. Name and Address of Reporting Person*
Haas Miriam L
(Last) (First) (Middle)
C/O LEVI STRAUSS & CO.
1155 BATTERY STREET
(Street)
SAN FRANCISCO CA 94111
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
LEVI STRAUSS & CO [ LEVI ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
Officer (give title below) Other (specify below)
3. Statement for Issuer's Fiscal Year Ended (Month/Day/Year)
12/01/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned at end of Issuer's Fiscal Year (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
(A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Class B Common Stock (1) 05/12/2025 J(2) 225,000 (1) (1) Class A Common Stock 225,000 $0 0 I See Footnote(3)
Class B Common Stock (1) 05/12/2025 J(2) 225,000 (1) (1) Class A Common Stock 225,000 $0 41,385,477 D
Class B Common Stock (1) 05/28/2025 J(2) 175,000 (1) (1) Class A Common Stock 175,000 $0 0 I See Footnote(3)
Class B Common Stock (1) 05/28/2025 J(2) 175,000 (1) (1) Class A Common Stock 175,000 $0 41,385,477 D
Class B Common Stock (1) 06/24/2025 J(4) 820,453 (1) (1) Class A Common Stock 820,453 $0 0 I See Footnote(3)
Class B Common Stock (1) 06/24/2025 J(2) 143,924 (1) (1) Class A Common Stock 143,924 $0 41,385,477 D
Explanation of Responses:
1. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
2. Shares reflect distributions to the reporting person from a grantor retained annuity trust.
3. Shares held in a grantor retained annuity trust for the benefit of the reporting person and the remainder beneficiaries.
4. Shares reflect liquidating distributions from a grantor retained annuity trust to the reporting person and the remainder beneficiaries of the trust.
/s/ Minna B. Baughman as Attorney-in-Fact for Miriam L. Haas 01/09/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

Who is the reporting person in the Levi (LEVI) Form 5 filing?

The Form 5 identifies Miriam L. Haas as the reporting person. She is marked as a more than 10% owner of Levi Strauss & Co. and is not listed as a director or officer in this filing.

What type of securities are covered in Miriam L. Haas’s Form 5 for Levi (LEVI)?

The filing focuses on Class B Common Stock, which the notes state is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. The tables show corresponding amounts of Class A Common Stock as the underlying security.

What transactions did the Form 5 report for Levi (LEVI) on May 12 and May 28, 2025?

On 05/12/2025 and 05/28/2025, the Form 5 reports transactions coded "J" involving 225,000 and 175,000 Class B Common Stock, respectively. Footnotes describe these as distributions to the reporting person from a grantor retained annuity trust, with corresponding Class A Common Stock amounts listed at a price of $0 per share.

What happened in the June 24, 2025 transaction reported for Levi (LEVI)?

On 06/24/2025, the Form 5 shows a transaction coded "J" for 820,453 Class B Common Stock. A footnote explains that these shares reflect liquidating distributions from a grantor retained annuity trust to the reporting person and the remainder beneficiaries, again with related Class A Common Stock amounts at $0 per share.

How many shares did Miriam L. Haas beneficially own after the reported transactions in Levi (LEVI)?

After the reported trust-related transactions, the table shows that 41,385,477 derivative securities tied to Class B Common Stock were beneficially owned directly by Miriam L. Haas. The derivative securities held indirectly in the grantor retained annuity trust and shown in the filing are reduced to 0 following the liquidating distributions.

What is the nature of the indirect ownership mentioned in the Levi (LEVI) Form 5 footnotes?

The footnotes explain that certain shares were held in a grantor retained annuity trust for the benefit of the reporting person and the remainder beneficiaries. Other notes state that transactions reflect distributions and liquidating distributions from this trust, indicating that some positions in the filing were reported as indirectly owned through this trust structure.