Lument Finance Trust director buys 15,000 shares

Lument Finance Trust director William A. Houlihan reported an open-market purchase of 15,000 shares of common stock at $1.29 per share.

Rhea-AI Filing Summary

Lument Finance Trust director William A. Houlihan reported an open-market purchase of 15,000 shares of common stock at $1.29 per share. Following this transaction, he directly owns 255,732 shares, increasing his personal stake in the company.

Insider Trade Summary

Net Buyer: 15,000 shares

Net Buy 1 txn

Insider HOULIHAN WILLIAM A

Role Director

Bought 15,000 shs ($19K)

Type	Security	Shares	Price	Value
Purchase	common stock	15,000	$1.29	$19K

Holdings After Transaction: common stock — 255,732 shares (Direct)

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did Lument Finance Trust (LFT) report?

Lument Finance Trust reported a director’s open-market share purchase. Director William A. Houlihan bought 15,000 shares of common stock at $1.29 per share, and now directly holds 255,732 shares after the transaction, according to the disclosed Form 4 data.

Who bought shares in Lument Finance Trust (LFT) and how many?

Director William A. Houlihan bought additional LFT shares. He purchased 15,000 shares of Lument Finance Trust common stock in an open-market transaction and, after this trade, his direct holdings increased to a total of 255,732 shares.

At what price were the new LFT shares purchased by the director?

The LFT shares were purchased at $1.29 each. Director William A. Houlihan executed an open-market transaction buying 15,000 shares of Lument Finance Trust common stock at a price of $1.29 per share, as reported in the Form 4 filing.

How many Lument Finance Trust (LFT) shares does the director now hold?

After the transaction, the director holds 255,732 LFT shares. The Form 4 filing shows William A. Houlihan’s direct ownership increased following his purchase of 15,000 common shares, bringing his total direct position to 255,732 shares.

Was the LFT insider transaction a purchase or a sale?

The insider transaction in LFT was a purchase. The Form 4 identifies the transaction code as a purchase (P), describing it as an open-market transaction where director William A. Houlihan acquired 15,000 shares of Lument Finance Trust common stock.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 03/27/2026 - 04:10 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

HOULIHAN WILLIAM A

(Last) (First) (Middle)

C/O LUMENT FINANCE TRUST, INC.

230 PARK AVENUE, 20TH FLOOR

(Street)

NEW YORK NEW YORK 10169

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Lument Finance Trust, Inc. [ LFT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
03/26/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
common stock	03/26/2026		P		15,000	A	$1.29	255,732	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	/s/ Michele Halickman	03/27/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)