Lument Finance Trust (LFT) CFO reports open market purchase of 10,000 shares

Rhea-AI Filing Summary

Lument Finance Trust, Inc. reported that its Chief Financial Officer purchased additional company stock. On 12/01/2025, the officer acquired 10,000 shares of common stock in an open market transaction at a price of $1.6055 per share, coded as a purchase. Following this transaction, the officer beneficially owns 61,950 shares of Lument Finance Trust common stock held directly.

Insider Trade Summary

Net Buyer: 10,000 shares ($16,055)

Net Buy 1 txn

Insider BRIGGS JAMES A

Role Chief Financial Officer

Bought 10,000 shs ($16K)

Type	Security	Shares	Price	Value
Purchase	common stock	10,000	$1.6055	$16K

Holdings After Transaction: common stock — 61,950 shares (Direct)

Footnotes (1)

Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

BRIGGS JAMES A

(Last) (First) (Middle)

C/O LUMENT FINANCE TRUST, INC.

230 PARK AVENUE, 20TH FLOOR

(Street)

NEW YORK NY 10169

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Lument Finance Trust, Inc. [ LFT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Financial Officer

3. Date of Earliest Transaction (Month/Day/Year)
12/01/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
common stock	12/01/2025		P		10,000	A	$1.6055	61,950	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	/s/ Michele Halickman	12/02/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Lument Finance Trust (LFT) report in this Form 4?

The filing reports that the Chief Financial Officer purchased 10,000 shares of Lument Finance Trust, Inc. common stock on 12/01/2025 in an open market transaction.

At what price were the LFT shares acquired in this insider purchase?

The Chief Financial Officer acquired the 10,000 shares of Lument Finance Trust common stock at a price of $1.6055 per share.

How many Lument Finance Trust (LFT) shares does the insider own after this transaction?

After the reported transaction, the officer beneficially owns 61,950 shares of Lument Finance Trust, Inc. common stock.

What is the role of the reporting person at Lument Finance Trust (LFT)?

The reporting person is an officer of Lument Finance Trust, Inc., serving as the company’s Chief Financial Officer.

Is this Lument Finance Trust (LFT) Form 4 filed for one or multiple reporting persons?

The Form 4 is indicated as being filed by one reporting person.

What type of security was reported in this LFT insider transaction?

The transaction involved common stock of Lument Finance Trust, Inc.