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Lifevantage CFO Carl Aure receives stock awards

The PRSU award is tied to financial targets over a three-and-a-half-year period and continued service through applicable vesting dates.

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Form Type
4

Rhea-AI Filing Summary

Lifevantage Corp (LFVN) Chief Financial Officer Carl Aure reported awards on October 7, 2026, covering 35,749 stock units and 53,623 performance restricted stock units (PRSUs), each representing a right to receive common stock. The stock units vest in thirds subject to continued service; the PRSUs vest only to the extent financial performance targets are achieved over a three-and-a-half-year period ending in March 2030, subject to continued service. At maximum performance, Aure may become eligible to earn 150% of the PRSU target. The common-stock row reports 191,784 shares following the transaction.

Insider Aure Carl
Role Chief Financial Officer
Type Security Shares Price Value
Grant/Award Performance Restricted Stock Units F2, F3 53,623 $0.00 $0.00
Grant/Award Common Stock F1 35,749 $0.00 $0.00
Holdings After Transaction: Performance Restricted Stock Units — 53,623 contracts (Direct); Common Stock — 191,784 shares (Direct)
Footnotes (3)
  1. F1. This reflects a stock unit award, in which each stock unit represents a right to receive one share of issuer common stock, which award will vest, subject to the reporting person's continued service with the issuer, as follows: (i) 1/3 of the total number of units will vest on October 7, 2027, (ii) 1/3 of the total number of units will vest on October 7, 2028 and (iii) 1/3 of the total number of units will vest on October 7, 2029.
  2. F2. Each Performance Restricted Stock Unit ("PRSU") represents a right to receive one share of issuer common stock. Upon achievement of the maximum level of the applicable performance criteria, the reporting person may become eligible to earn 150% of the target number of units.
  3. F3. The PRSUs will vest only to the extent certain financial performance targets are achieved over a three and a half-year period commencing in October 2026 and ending in March 2030, subject to the reporting person's continued service with the issuer through the applicable vesting date. To the extent the first financial performance target is achieved, 25% of the PRSUs will vest on the achievement date and 25% shall vest on the 1-year anniversary of the achievement date. To the extent subsequent financial performance targets are achieved, 12.5% of the PRSUs will vest on the achievement date and 12.5% shall vest on the 1-year anniversary of the achievement date.
Stock unit award 35,749 units Awarded October 7, 2026; scheduled to vest in thirds.
Performance restricted stock units 53,623 units Awarded October 7, 2026; subject to financial performance targets and continued service.
Common stock following transaction 191,784 shares Reported following the October 7, 2026 transaction.
Potential PRSU award 150% of target number of units At the maximum level of the applicable performance criteria, Aure may become eligible to earn this amount.
Performance Restricted Stock Unit financial
"Each Performance Restricted Stock Unit ("PRSU") represents a right to receive one share"
stock unit award financial
"This reflects a stock unit award"
financial performance targets financial
"The PRSUs will vest only to the extent certain financial performance targets are achieved"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many stock units did Lifevantage (LFVN) CFO Carl Aure receive?

Carl Aure reported awards of 35,749 stock units and 53,623 PRSUs on October 7, 2026. Each unit represents a right to receive one share of Lifevantage common stock.

When do Carl Aure's Lifevantage (LFVN) stock units vest?

The 35,749 stock units vest in one-third installments on October 7, 2027, October 7, 2028, and October 7, 2029, subject to Aure's continued service through the applicable vesting date.

What are the PRSU vesting conditions for Lifevantage (LFVN) CFO Carl Aure?

The PRSUs vest only to the extent certain financial performance targets are achieved over a period commencing in October 2026 and ending in March 2030, subject to continued service. If the first target is achieved, 25% vest on the achievement date and 25% on its one-year anniversary; for subsequent targets, 12.5% vest on each of those dates.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Aure Carl

(Last)(First)(Middle)
3300 N. TRIUMPH BLVD
SUITE 700

(Street)
LEHI UTAH 84043

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Lifevantage Corp [ LFVN ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Financial Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
10/07/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock(1)10/07/2026A35,749A$0191,784D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Performance Restricted Stock Units(2)(3)10/07/2026AV53,623 (3) (3)Common Stock53,623$053,623D
Explanation of Responses:
1. This reflects a stock unit award, in which each stock unit represents a right to receive one share of issuer common stock, which award will vest, subject to the reporting person's continued service with the issuer, as follows: (i) 1/3 of the total number of units will vest on October 7, 2027, (ii) 1/3 of the total number of units will vest on October 7, 2028 and (iii) 1/3 of the total number of units will vest on October 7, 2029.
2. Each Performance Restricted Stock Unit ("PRSU") represents a right to receive one share of issuer common stock. Upon achievement of the maximum level of the applicable performance criteria, the reporting person may become eligible to earn 150% of the target number of units.
3. The PRSUs will vest only to the extent certain financial performance targets are achieved over a three and a half-year period commencing in October 2026 and ending in March 2030, subject to the reporting person's continued service with the issuer through the applicable vesting date. To the extent the first financial performance target is achieved, 25% of the PRSUs will vest on the achievement date and 25% shall vest on the 1-year anniversary of the achievement date. To the extent subsequent financial performance targets are achieved, 12.5% of the PRSUs will vest on the achievement date and 12.5% shall vest on the 1-year anniversary of the achievement date.
/s/ Carl Aure10/09/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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