HRT Financial sells 3,029 Lion Group Holding Ltd (LGHL) shares

Rhea-AI Filing Summary

HRT Financial LP, a ten percent owner of Lion Group Holding Ltd, reported selling 3,029 shares of Common Stock on July 29, 2026 at $1.21 per share in a sale classified as an open market or private transaction.

After this sale, HRT Financial LP directly owns 56,560 shares of Lion Group Holding Ltd Common Stock. The Rule 10b5-1 trading plan checkbox in the report was unchecked.

Insider Trade Summary

Net Seller: 3,029 shares

Net Sell 1 txn

Insider HRT FINANCIAL LP

Role 10% Owner

Sold 3,029 shs ($4K)

Type	Security	Shares	Price	Value
Sale	Common Stock	3,029	$1.21	$4K

Holdings After Transaction: Common Stock — 56,560 shares (Direct)

Key Figures

Shares sold: 3,029 shares Sale price: $1.21 per share Shares owned after transaction: 56,560 shares

3 metrics

Shares sold 3,029 shares Common Stock sold by HRT Financial LP on July 29, 2026

Sale price $1.21 per share Price for the 3,029-share Common Stock sale

Shares owned after transaction 56,560 shares Direct Lion Group Holding Ltd Common Stock holdings after the sale

Key Terms

Common Stock, Sale in open market or private transaction, acquired_disposed_code

3 terms

Common Stock financial

""security_title": "Common Stock" in the transaction details"

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

Sale in open market or private transaction financial

""transaction_code_description": "Sale in open market or private transaction""

acquired_disposed_code financial

""acquired_disposed_code": "D" associated with the sale entry"

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 07/31/2026 - 04:52 PM Accepted by SEC EDGAR 07/31/2026 - 04:51 PM Learn about SEC filing dates

FAQ

What insider transaction did HRT Financial LP report for LGHL?

HRT Financial LP reported a sale of 3,029 shares of Lion Group Holding Ltd Common Stock. The transaction occurred on July 29, 2026 at a price of $1.21 per share in an open market or private transaction.

How many Lion Group Holding Ltd (LGHL) shares does HRT Financial LP own after this sale?

Following the reported transaction, HRT Financial LP directly owns 56,560 shares of Lion Group Holding Ltd Common Stock. This figure reflects the position after selling 3,029 shares on July 29, 2026, as disclosed in the Form 4 filing.

At what price were the LGHL shares sold in HRT Financial LP’s Form 4 filing?

The reported sale of Lion Group Holding Ltd Common Stock by HRT Financial LP was executed at $1.21 per share. The transaction code description identifies it as a sale in open market or private transaction on July 29, 2026.

Is HRT Financial LP considered a major shareholder of LGHL in this Form 4?

Yes. The Form 4 identifies HRT Financial LP as a ten percent owner of Lion Group Holding Ltd. This status indicates significant ownership and requires Section 16 reporting of transactions such as the 3,029-share sale reported here.

Was HRT Financial LP’s LGHL share sale made under a Rule 10b5-1 trading plan?

The filing’s Rule 10b5-1 checkbox is unchecked, indicating the reported 3,029-share sale was not affirmed as made under a Rule 10b5-1 trading plan. The transaction is instead reported as a standard open market or private sale.

What does the transaction code in HRT Financial LP’s LGHL Form 4 mean?

The transaction code is “S”, with a description of “Sale in open market or private transaction”. This indicates HRT Financial LP reduced its direct Common Stock holdings by 3,029 shares rather than acquiring additional LGHL shares.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

HRT FINANCIAL LP

(Last) (First) (Middle)

3 WORLD TRADE CENTER, 175 GREENWICH STRE

76TH FLOOR

(Street)

NEW YORK NEW YORK 10007

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Lion Group Holding Ltd [ LGHL ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	X	10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
07/28/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	07/29/2026		S		3,029	D	$1.21	56,560	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	Adam Nunes	07/31/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)