HRT Financial boosts Lion Group (LGHL) stake with 98,790-share buy

Rhea-AI Filing Summary

HRT FINANCIAL LP, identified as a ten percent owner of Lion Group Holding Ltd, reported open-market purchases of the company’s Common Stock on July 15 and 16, 2026. It bought 66,757 shares at $1.89 and 32,033 shares at $1.82, bringing its direct holdings to 103,014 shares. The transactions were not marked as pursuant to a Rule 10b5-1 trading plan.

Insider Trade Summary

Net Buyer: 98,790 shares ($184,471)

Net Buy 2 txns

Insider HRT FINANCIAL LP

Role 10% Owner

Bought 98,790 shs ($184K)

Type	Security	Shares	Price	Value
Purchase	Common Stock	32,033	$1.82	$58K
Purchase	Common Stock	66,757	$1.89	$126K

Holdings After Transaction: Common Stock — 103,014 shares (Direct)

Footnotes (1)

Key Figures

Shares purchased 2026-07-15: 66,757 shares Shares purchased 2026-07-16: 32,033 shares Total shares purchased: 98,790 shares +1 more

4 metrics

Shares purchased 2026-07-15 66,757 shares Common Stock bought by HRT FINANCIAL LP at $1.89 per share

Shares purchased 2026-07-16 32,033 shares Common Stock bought by HRT FINANCIAL LP at $1.82 per share

Total shares purchased 98,790 shares Aggregate Common Stock bought across the reported transactions

Direct holdings after transactions 103,014 shares HRT FINANCIAL LP Common Stock position following the 2026-07-16 trade

Key Terms

ten percent owner, open market or private transaction, non-derivative

3 terms

ten percent owner financial

"Reporting person flagged as a ten percent owner of the issuer"

open market or private transaction financial

"Transaction code P described as a purchase in open market or private transaction"

non-derivative financial

"Security classified as non-derivative Common Stock in the transactions table"

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 07/17/2026 - 12:54 PM Accepted by SEC EDGAR 07/17/2026 - 12:53 PM Learn about SEC filing dates

FAQ

What insider buying did HRT FINANCIAL LP report for LGHL?

HRT FINANCIAL LP reported purchasing a total of 98,790 LGHL common shares. This included 66,757 shares at $1.89 on July 15, 2026, and 32,033 shares at $1.82 on July 16, 2026, as direct ownership transactions.

How many Lion Group (LGHL) shares does HRT FINANCIAL LP now hold?

After the latest reported transaction, HRT FINANCIAL LP directly holds 103,014 shares of Lion Group common stock. This figure reflects its position immediately following the July 16, 2026 purchase disclosed in the insider report.

At what prices were the recent LGHL insider share purchases made?

The reported insider purchases were executed at $1.89 per share for 66,757 shares on July 15, 2026, and $1.82 per share for 32,033 shares on July 16, 2026, all in Lion Group (LGHL) common stock.

Is HRT FINANCIAL LP considered a ten percent owner of Lion Group (LGHL)?

Yes. HRT FINANCIAL LP is identified as a ten percent owner of Lion Group Holding Ltd. This status means it holds at least ten percent of the company’s equity, making its transactions subject to insider reporting requirements.

Were HRT FINANCIAL LP’s recent LGHL trades under a Rule 10b5-1 plan?

The trades were not affirmed as being under a Rule 10b5-1 trading plan. The report’s specific checkbox for Rule 10b5-1 plans was marked false, indicating the purchases were not designated as pre-arranged under such a plan.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

HRT FINANCIAL LP

(Last) (First) (Middle)

3 WORLD TRADE CENTER, 175 GREENWICH STRE

76TH FLOOR

(Street)

NEW YORK NEW YORK 10007

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Lion Group Holding Ltd [ LGHL ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	X	10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
07/15/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	07/15/2026		P		66,757	A	$1.89	70,981	D
Common Stock	07/16/2026		P		32,033	A	$1.82	103,014	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	Adam Nunes	07/17/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)