What is the reported value of Wupen Yuen’s planned LITE share sale?

The planned sale has a stated aggregate market value of $467,875.00.

Lumentum officer Wupen Yuen plans $468K share sale

Q: How many LITE shares did Wupen Yuen plan to sell?

Wupen Yuen reported plans to sell 500 common shares on September 25, 2026, through Morgan Stanley Smith Barney LLC.

The reported prior-period activity includes a 1,500-share entry dated August 20, 2026.

Accepted by SEC EDGAR 09/25/2026 - 04:02 PM EDT

Filing Impact

(Neutral)

Filing Sentiment

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Sentiment and the balance of points

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Form Type

144

Rhea-AI Filing Summary

Lumentum Holdings Inc. (LITE) officer Wupen Yuen reported plans to sell 500 common shares on September 25, 2026, through Morgan Stanley Smith Barney LLC. The stated aggregate market value is $467,875.00, and NASDAQ is listed as the exchange. Yuen’s common-stock sales during the preceding three months include a 1,500-share entry dated August 20, 2026, valued at $1,241,730.00.

Key Figures

Common shares proposed for sale: 500 shares Aggregate market value of proposed sale: $467,875.00 Shares outstanding: 89,700,000 shares +2 more

5 metrics

Common shares proposed for sale 500 shares Planned sale date: September 25, 2026

Aggregate market value of proposed sale $467,875.00 Planned sale date: September 25, 2026

Shares outstanding 89,700,000 shares Reported in the proposed-sale information

Prior-period sale entry 1,500 shares August 20, 2026

Aggregate market value of prior-period sale entry $1,241,730.00 August 20, 2026

Key Terms

Rule 144, Restricted Stock

2 terms

Rule 144 regulatory

"paragraph (a) of Rule 144"

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

Restricted Stock financial

"Restricted Stock"

Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.

FAQ

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How many LITE shares did Wupen Yuen plan to sell?

Wupen Yuen reported plans to sell 500 common shares on September 25, 2026, through Morgan Stanley Smith Barney LLC.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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144: Filer Information

Filer CIK

0001489550

Filer CCC

XXXXXXXX

Is this a LIVE or TEST Filing?

LIVE TEST

Submission Contact Information

Name

Phone

E-Mail Address

144: Issuer Information

Name of Issuer

LUMENTUM HOLDINGS INC.

SEC File Number

001-36861

Address of Issuer

1001 Ridder Park Drive
San Jose
CALIFORNIA
95131

Phone

(408) 546-5483

Name of Person for Whose Account the Securities are To Be Sold

WUPEN YUEN

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

Officer

144: Securities Information

Title of the Class of Securities To Be Sold

Name and Address of the Broker

Number of Shares or Other Units To Be Sold

Aggregate Market Value

Number of Shares or Other Units Outstanding

Approximate Date of Sale

Name the Securities Exchange

Common

Morgan Stanley Smith Barney LLC Executive Financial Services
1 New York Plaza
8th Floor
New York NY 10004

500

467875.00

89700000

09/25/2026

NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class

Date you Acquired

Nature of Acquisition Transaction

Name of Person from Whom Acquired

Is this a Gift?

Date Donor Acquired

Amount of Securities Acquired

Date of Payment

Nature of Payment *

Common

08/21/2025

Restricted Stock

ISSUER

500

08/21/2025

Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller

Title of Securities Sold

Date of Sale

Amount of Securities Sold

Gross Proceeds