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  4. [144] Lumentum Holdings Inc. SEC Filing

Lumentum (NASDAQ: LITE) holder to sell $1.24M in stock

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
144

Rhea-AI Filing Summary

Lumentum Holdings Inc. (LITE) received a Rule 144 notice from stockholder Jae Kim covering a proposed sale of common stock. The notice lists Morgan Stanley Smith Barney LLC as broker and contemplates the sale of 1,366 shares of Lumentum common stock, with an aggregate market value of $1,242,281.38.

The notice states that the security is restricted stock acquired from the issuer on 08/15/2026, with an approximate sale date of 08/18/2026 on NASDAQ. Shares outstanding were reported as 89,700,000, a baseline figure distinct from the shares covered by this planned sale.

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Shares to be sold 1,366 shares Common stock covered by Jae Kim’s Rule 144 notice
Aggregate market value $1,242,281.38 Value of 1,366 Lumentum common shares proposed for sale
Shares outstanding 89,700,000 shares Lumentum common shares reported outstanding in the Rule 144 disclosure
Acquisition date 08/15/2026 Date restricted stock was acquired from the issuer
Approximate sale date 08/18/2026 Planned date for sale of 1,366 Lumentum common shares on NASDAQ
Rule 144 regulatory
"See the definition of "person" in paragraph (a) of Rule 144."
Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.
Restricted Stock financial
"Common | 08/15/2026 | Restricted Stock | ISSUER"
Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.
aggregate market value financial
"Morgan Stanley ... | 1366 | 1242281.38 | 89700000 | 08/18/2026"
Aggregate market value is the combined price you would pay to buy all outstanding shares of a company or all companies in a group at current market prices — essentially the sum of each stock’s market capitalization. It matters to investors because it shows the overall size and weight of an investment or sector (like the total cost to buy every piece of a puzzle), helps compare scale across companies or markets, and influences index composition and risk exposure.

FAQ

What does Lumentum Holdings Inc. (LITE) stockholder Jae Kim’s Rule 144 notice disclose?
The notice discloses Jae Kim’s intent to sell 1,366 shares of Lumentum common stock under Rule 144, with an aggregate market value of $1,242,281.38, through broker Morgan Stanley Smith Barney LLC on or about 08/18/2026 on NASDAQ.

How many LITE shares are covered by Jae Kim’s planned Rule 144 sale?
The planned Rule 144 sale covers 1,366 shares of Lumentum common stock. These shares are identified as restricted stock and are separate from the reported 89,700,000 shares outstanding, which provide context but are not part of this specific planned sale.

What is the aggregate market value of the LITE shares in Jae Kim’s Rule 144 notice?
The aggregate market value of the LITE shares in Jae Kim’s Rule 144 notice is $1,242,281.38. This value relates to the 1,366 Lumentum common shares proposed for sale and helps indicate the size of the intended transaction in dollar terms.

When were the LITE shares in Jae Kim’s Rule 144 notice acquired and when are they expected to be sold?
The restricted Lumentum shares were acquired on 08/15/2026 and are expected to be sold on or about 08/18/2026. Both the acquisition and planned sale dates are specified in the Rule 144 disclosure for the 1,366 common shares.

How many Lumentum (LITE) shares are reported outstanding in Jae Kim’s Rule 144 disclosure?
The Rule 144 disclosure reports 89,700,000 Lumentum common shares outstanding. This figure provides context for the company’s capital structure and is distinct from the 1,366 restricted shares that Jae Kim has noticed for potential sale under Rule 144.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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144: Filer Information

144: Issuer Information

144: Securities Information



Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold


* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.



Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

144: Remarks and Signature

Source: View Original Filing on SEC EDGAR