Lumentum investor plans $1.24M stock sale

Lumentum Holdings Inc. (LITE) received a Rule 144 notice from stockholder Jae Kim covering a proposed sale of common stock.

Rhea-AI Filing Summary

Lumentum Holdings Inc. (LITE) received a Rule 144 notice from stockholder Jae Kim covering a proposed sale of common stock. The notice lists Morgan Stanley Smith Barney LLC as broker and contemplates the sale of 1,366 shares of Lumentum common stock, with an aggregate market value of $1,242,281.38.

The notice states that the security is restricted stock acquired from the issuer on 08/15/2026, with an approximate sale date of 08/18/2026 on NASDAQ. Shares outstanding were reported as 89,700,000, a baseline figure distinct from the shares covered by this planned sale.

Key Figures

Shares to be sold: 1,366 shares Aggregate market value: $1,242,281.38 Shares outstanding: 89,700,000 shares +2 more

5 metrics

Shares to be sold 1,366 shares Common stock covered by Jae Kim’s Rule 144 notice

Aggregate market value $1,242,281.38 Value of 1,366 Lumentum common shares proposed for sale

Shares outstanding 89,700,000 shares Lumentum common shares reported outstanding in the Rule 144 disclosure

Acquisition date 08/15/2026 Date restricted stock was acquired from the issuer

Approximate sale date 08/18/2026 Planned date for sale of 1,366 Lumentum common shares on NASDAQ

Key Terms

Rule 144, Restricted Stock, aggregate market value

3 terms

Rule 144 regulatory

"See the definition of "person" in paragraph (a) of Rule 144."

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

Restricted Stock financial

"Common | 08/15/2026 | Restricted Stock | ISSUER"

Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.

aggregate market value financial

"Morgan Stanley ... | 1366 | 1242281.38 | 89700000 | 08/18/2026"

Aggregate market value is the combined price you would pay to buy all outstanding shares of a company or all companies in a group at current market prices — essentially the sum of each stock’s market capitalization. It matters to investors because it shows the overall size and weight of an investment or sector (like the total cost to buy every piece of a puzzle), helps compare scale across companies or markets, and influences index composition and risk exposure.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does Lumentum Holdings Inc. (LITE) stockholder Jae Kim’s Rule 144 notice disclose?

The notice discloses Jae Kim’s intent to sell 1,366 shares of Lumentum common stock under Rule 144, with an aggregate market value of $1,242,281.38, through broker Morgan Stanley Smith Barney LLC on or about 08/18/2026 on NASDAQ.

How many LITE shares are covered by Jae Kim’s planned Rule 144 sale?

The planned Rule 144 sale covers 1,366 shares of Lumentum common stock. These shares are identified as restricted stock and are separate from the reported 89,700,000 shares outstanding, which provide context but are not part of this specific planned sale.

What is the aggregate market value of the LITE shares in Jae Kim’s Rule 144 notice?

The aggregate market value of the LITE shares in Jae Kim’s Rule 144 notice is $1,242,281.38. This value relates to the 1,366 Lumentum common shares proposed for sale and helps indicate the size of the intended transaction in dollar terms.

When were the LITE shares in Jae Kim’s Rule 144 notice acquired and when are they expected to be sold?

The restricted Lumentum shares were acquired on 08/15/2026 and are expected to be sold on or about 08/18/2026. Both the acquisition and planned sale dates are specified in the Rule 144 disclosure for the 1,366 common shares.

How many Lumentum (LITE) shares are reported outstanding in Jae Kim’s Rule 144 disclosure?

The Rule 144 disclosure reports 89,700,000 Lumentum common shares outstanding. This figure provides context for the company’s capital structure and is distinct from the 1,366 restricted shares that Jae Kim has noticed for potential sale under Rule 144.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 08/18/2026 - 04:02 PM EDT Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001570465
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	LUMENTUM HOLDINGS INC.
SEC File Number	001-36861
Address of Issuer	1001 Ridder Park Drive San Jose CALIFORNIA 95131
Phone	(408) 546-5483
Name of Person for Whose Account the Securities are To Be Sold	JAE KIM
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	1366	1242281.38	89700000	08/18/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	08/15/2026	Restricted Stock	ISSUER			1366	08/15/2026	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks
Date of Notice	08/18/2026
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	02/06/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Jae Kyung Kim
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)