Lumentum (NASDAQ: LITE) shareholder plans $525K restricted stock sale

Rhea-AI Filing Summary

Lumentum Holdings Inc. (LITE) received a Rule 144 notice from Michael Edward Hurlston regarding a planned sale of its common stock. The filing covers a proposed sale of 548 shares of common stock, described as restricted stock, to be sold through Morgan Stanley Smith Barney LLC Executive Financial Services on NASDAQ.

The proposed transaction lists an aggregate market value of $525,345.68 for these shares, with an approximate 89,700,000 shares of Lumentum common stock outstanding as of the notice. The shares were acquired from the issuer and are planned for sale on or after February 7, 2026, consistent with Rule 144 requirements.

Key Figures

Shares to be sold: 548 shares of common stock Aggregate market value: $525,345.68 Approximate shares outstanding: 89,700,000 shares +2 more

5 metrics

Shares to be sold 548 shares of common stock Planned Rule 144 sale by Michael Edward Hurlston

Aggregate market value $525,345.68 Value of 548 Lumentum common shares covered by the notice

Approximate shares outstanding 89,700,000 shares Approximate Lumentum common shares outstanding cited in the notice

Planned sale date 02/07/2026 Date listed for sale of the restricted stock

Issuer phone number (408) 546-5483 Contact phone for Lumentum Holdings Inc.

Key Terms

Rule 144, restricted stock, approximate number of shares, Form 144

4 terms

Rule 144 regulatory

"See the definition of "person" in paragraph (a) of Rule 144."

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

restricted stock financial

"Common | 02/07/2026 | Restricted Stock | ISSUER"

Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.

approximate number of shares financial

"548 | 525345.68 | 89700000 | 08/27/2026"

Form 144 regulatory

"144: Securities To Be Sold"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

FAQ

What does the Form 144 filing for LITE by Michael Edward Hurlston disclose?

It discloses a planned sale under Rule 144 of 548 shares of Lumentum Holdings Inc. (LITE) common stock, described as restricted stock, to be sold through Morgan Stanley Smith Barney LLC Executive Financial Services on NASDAQ, with an aggregate market value of $525,345.68.

How many Lumentum (LITE) shares are planned to be sold under this Form 144?

The notice covers a proposed sale of 548 shares of Lumentum Holdings Inc. common stock. These shares are identified as restricted stock and are to be sold through Morgan Stanley Smith Barney LLC Executive Financial Services.

What is the reported market value of the LITE shares in this Form 144?

The Form 144 reports an aggregate market value of $525,345.68 for the 548 shares of Lumentum Holdings Inc. common stock covered by the planned Rule 144 sale.

When are the LITE shares in this Form 144 planned to be sold?

The shares are listed in the notice as planned for sale on or after February 7, 2026. The same date is shown as the acquisition date for the restricted stock from the issuer.

How many Lumentum (LITE) shares are stated as outstanding in the Form 144?

The Form 144 states an approximate 89,700,000 shares of Lumentum Holdings Inc. common stock outstanding in connection with the planned Rule 144 sale of 548 shares.

Who is the broker handling the planned LITE share sale in this Form 144?

The planned sale of Lumentum Holdings Inc. common stock is listed as being handled through Morgan Stanley Smith Barney LLC Executive Financial Services, located at 1 New York Plaza, 8th Floor, New York, NY 10004.

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Available on EDGAR 08/27/2026 - 04:04 PM Accepted by SEC EDGAR 08/27/2026 - 04:03 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001573338
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	LUMENTUM HOLDINGS INC.
SEC File Number	001-36861
Address of Issuer	1001 Ridder Park Drive San Jose CALIFORNIA 95131
Phone	(408) 546-5483
Name of Person for Whose Account the Securities are To Be Sold	MICHAEL EDWARD HURLSTON
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer
Relationship to Issuer	Director

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	548	525345.68	89700000	08/27/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	02/07/2026	Restricted Stock	ISSUER			548	02/07/2026	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks
Date of Notice	08/27/2026
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	05/28/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Michael Hurlston
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)