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Lumentum officer proposes sale of 500 shares

The notice identifies Morgan Stanley Smith Barney LLC as broker and lists 89,700,000 common shares outstanding.

(Neutral)
(Neutral)
Form Type
144

Rhea-AI Filing Summary

Lumentum Holdings Inc. (LITE) officer Wupen Yuen reported a proposed sale of 500 common shares, with an aggregate market value of $460,535.00 and an approximate sale date of September 24, 2026. Morgan Stanley Smith Barney LLC is listed as the broker. The shares are identified as restricted stock acquired from the issuer on August 21, 2025.

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Negative

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Proposed sale 500 common shares Approximate sale date: September 24, 2026
Aggregate market value $460,535.00 Proposed sale of common shares
Common shares outstanding 89,700,000 shares Amount listed in the securities information
Rule 144 regulatory
"the definition of "person" in paragraph (a) of Rule 144"
Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.
Restricted Stock financial
"Restricted Stock"
Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.
aggregate market value financial
"Aggregate market value"
Aggregate market value is the combined price you would pay to buy all outstanding shares of a company or all companies in a group at current market prices — essentially the sum of each stock’s market capitalization. It matters to investors because it shows the overall size and weight of an investment or sector (like the total cost to buy every piece of a puzzle), helps compare scale across companies or markets, and influences index composition and risk exposure.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many LITE shares did Wupen Yuen propose to sell?

Wupen Yuen, identified as an officer, reported a proposed sale of 500 common shares. The notice lists an aggregate market value of $460,535.00 and an approximate sale date of September 24, 2026.

How did Wupen Yuen acquire the LITE shares proposed for sale?

The shares are identified as restricted stock acquired from the issuer on August 21, 2025.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates

144: Filer Information

144: Issuer Information

144: Securities Information



Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold


* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.



Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

144: Remarks and Signature

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