Lumentum Holdings (NASDAQ: LITE) SVP sells 1,933 shares under 10b5-1 plan

Rhea-AI Filing Summary

Lumentum Holdings Inc. senior vice president and general counsel Jae Kim reported an open-market sale of 1,933 shares of common stock on May 11, 2026 at an average price of $950.99 per share. After this transaction, Kim directly holds 35,114 shares of Lumentum common stock.

The footnote states that these shares were sold pursuant to a Rule 10b5-1 trading plan adopted on February 6, 2026, indicating the sale was executed under a pre-arranged plan rather than as a discretionary trade on that date.

Insider Trade Summary 10b5-1

Net Seller: 1,933 shares ($1,838,264)

Net Sell 1 txn

Insider Kim Jae

Role SVP, GENERAL COUNSEL

Sold 1,933 shs ($1.84M)

Type	Security	Shares	Price	Value
Sale	Common Stock	1,933	$950.99	$1.84M

Holdings After Transaction: Common Stock — 35,114 shares (Direct, null)

Footnotes (1)

1. [object Object]

Key Figures

Shares sold: 1,933 shares Sale price: $950.99 per share Shares held after sale: 35,114 shares +1 more

4 metrics

Shares sold 1,933 shares Open-market sale on May 11, 2026

Sale price $950.99 per share Average price for the 1,933-share sale

Shares held after sale 35,114 shares Direct ownership following the transaction

Net shares sold 1,933 shares Net sell direction in transaction summary

Key Terms

Rule 10b5-1 trading plan, open-market sale, Common Stock

3 terms

Rule 10b5-1 trading plan regulatory

"These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 6, 2026."

A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.

open-market sale financial

"transaction_action: "open-market sale"; transaction_code_description: "Sale in open market or private transaction""

An open-market sale is when a shareholder sells existing shares directly on a public exchange to any willing buyer, rather than through a private deal. Think of it like putting goods on a busy market stall where price is set by supply and demand; for investors it matters because such sales increase available supply, can put short-term downward pressure on the stock price, and signal changes in liquidity or investor confidence.

Common Stock financial

"security_title: "Common Stock""

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

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Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

X

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Kim Jae

(Last) (First) (Middle)

C/O LUMENTUM HOLDINGS INC.

1001 RIDDER PARK DRIVE

(Street)

SAN JOSE CALIFORNIA 95131

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Lumentum Holdings Inc. [ LITE ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	SVP, GENERAL COUNSEL

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/11/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	05/11/2026		S(1)		1,933	D	$950.99	35,114	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 6, 2026.

	/s/ Jae Kim	05/12/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Lumentum (LITE) report for Jae Kim?

Lumentum reported that Jae Kim, its senior vice president and general counsel, sold 1,933 shares of common stock. The sale occurred on May 11, 2026, as an open-market transaction at an average price of $950.99 per share, according to the Form 4 filing.

At what price were the Lumentum (LITE) shares sold in this Form 4?

The Form 4 shows 1,933 Lumentum common shares sold at an average price of $950.99 per share. This reflects an open-market sale transaction reported for May 11, 2026, by senior vice president and general counsel Jae Kim.

How many Lumentum (LITE) shares does Jae Kim hold after the reported sale?

After the reported sale, Jae Kim directly holds 35,114 shares of Lumentum common stock. This post-transaction holding figure is disclosed in the Form 4 and reflects Kim’s remaining direct ownership following the 1,933-share open-market sale.

Was the Lumentum (LITE) insider sale made under a Rule 10b5-1 plan?

Yes. A footnote explains the 1,933-share sale was made pursuant to a Rule 10b5-1 trading plan adopted by Jae Kim on February 6, 2026. This indicates the trade was executed under a pre-arranged trading plan rather than a spontaneous decision.

Who is the insider involved in this Lumentum (LITE) Form 4 filing?

The insider is Jae Kim, who serves as senior vice president and general counsel of Lumentum Holdings Inc. The Form 4 attributes a 1,933-share open-market sale of Lumentum common stock on May 11, 2026, directly to Kim’s ownership.