Lumentum director sells 3,155 shares under plan

Lumentum Holdings Inc. director Pamela Fletcher reported two open-market sales of common stock under a pre-arranged Rule 10b5-1 trading plan adopted on February 12, 2026.

Rhea-AI Filing Summary

Lumentum Holdings Inc. director Pamela Fletcher reported two open-market sales of common stock under a pre-arranged Rule 10b5-1 trading plan adopted on February 12, 2026. She sold 1,577 shares on May 14, 2026 at an average price of $1,003.375 per share and 1,578 shares on May 15, 2026 at an average price of $940.82 per share. Following these transactions, she directly holds 7,406 shares of Lumentum common stock.

Insider Trade Summary 10b5-1

Net Seller: 3,155 shares

Net Sell 2 txns

Insider Fletcher Pamela

Role Director

Sold 3,155 shs ($3.07M)

Type	Security	Shares	Price	Value
Sale	Common Stock	1,578	$940.82	$1.48M
Sale	Common Stock	1,577	$1,003.375	$1.58M

Holdings After Transaction: Common Stock — 7,406 shares (Direct)

Footnotes (1)

1. F1. These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 12, 2026.

Key Figures

Shares sold May 14, 2026: 1,577 shares Price May 14, 2026: $1,003.375/share Shares sold May 15, 2026: 1,578 shares +4 more

7 metrics

Shares sold May 14, 2026 1,577 shares Open-market sale of common stock at $1,003.375 per share

Price May 14, 2026 $1,003.375/share Average sale price for 1,577 Lumentum common shares

Shares sold May 15, 2026 1,578 shares Open-market sale of common stock at $940.82 per share

Price May 15, 2026 $940.82/share Average sale price for 1,578 Lumentum common shares

Total shares sold 3,155 shares Aggregate of two reported open-market sales

Shares owned after trades 7,406 shares Director’s direct Lumentum common stock holdings post-transaction

10b5-1 plan adoption date February 12, 2026 Date Fletcher adopted Rule 10b5-1 trading plan for sales

Key Terms

Rule 10b5-1 trading plan, open-market sale, Common Stock, Form 4

4 terms

Rule 10b5-1 trading plan regulatory

"These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 12, 2026."

A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.

open-market sale financial

"transaction_action: open-market sale"

An open-market sale is when a shareholder sells existing shares directly on a public exchange to any willing buyer, rather than through a private deal. Think of it like putting goods on a busy market stall where price is set by supply and demand; for investors it matters because such sales increase available supply, can put short-term downward pressure on the stock price, and signal changes in liquidity or investor confidence.

Common Stock financial

"security_title: Common Stock"

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

Form 4 regulatory

"INSIDER FILING DATA (Form 4):"

Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transactions did Lumentum (LITE) director Pamela Fletcher report?

Pamela Fletcher reported two open-market sales of Lumentum common stock, totaling 3,155 shares. She sold 1,577 shares on May 14, 2026 and 1,578 shares on May 15, 2026, as disclosed in a Form 4 filing.

At what prices did Pamela Fletcher sell Lumentum (LITE) shares?

She sold Lumentum shares at average prices of $1,003.375 and $940.82 per share. The 1,577-share sale occurred on May 14, 2026, and the 1,578-share sale occurred on May 15, 2026, both classified as open-market transactions.

How many Lumentum (LITE) shares does Pamela Fletcher own after these sales?

After the reported sales, Pamela Fletcher directly holds 7,406 shares of Lumentum common stock. This post-transaction holding reflects her remaining direct ownership as shown in the Form 4 following the May 15, 2026 transaction.

Were Pamela Fletcher’s Lumentum (LITE) share sales under a 10b5-1 plan?

Yes. The filing states the shares were sold pursuant to a Rule 10b5-1 trading plan adopted on February 12, 2026. Such plans are pre-arranged programs that systematically execute trades, reducing the significance of trade timing decisions.

What type of security did Pamela Fletcher trade in Lumentum (LITE)?

She traded Common Stock of Lumentum Holdings Inc. Both transactions in the Form 4 involve non-derivative common shares, classified as open-market or private sale transactions, rather than options, warrants, or other derivative securities.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 05/15/2026 - 05:56 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

X

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Fletcher Pamela

(Last) (First) (Middle)

C/O LUMENTUM HOLDINGS INC.

1001 RIDDER PARK DRIVE

(Street)

SAN JOSE CALIFORNIA 95131

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Lumentum Holdings Inc. [ LITE ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/14/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	05/14/2026		S(1)		1,577	D	$1,003.375	8,984	D
Common Stock	05/15/2026		S(1)		1,578	D	$940.82	7,406	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 12, 2026.

	/s/ Jae Kim as Attorney-in-Fact	05/15/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)