Lumentum CFO has 10,728 shares withheld for taxes

Lumentum Holdings Inc. (LITE) reported that EVP & Chief Financial Officer Ali Wajid had shares of common stock withheld in two transactions to cover tax obligations arising from restricted stock unit vesting.

Rhea-AI Filing Summary

Lumentum Holdings Inc. (LITE) reported that EVP & Chief Financial Officer Ali Wajid had shares of common stock withheld in two transactions to cover tax obligations arising from restricted stock unit vesting. On August 19, 2026, 4,093 shares were withheld at $827.60 per share, and on August 21, 2026, 6,635 shares were withheld at $866.71 per share. Both transactions are coded as Form 4 transaction code F, described as payment of income tax withholding and remittance obligations by delivering or withholding securities, and are reported as direct ownership dispositions.

Insider Trade Summary

Tax Withholding: 10,728 shares

Tax Withholding 2 txns

Insider Ali Wajid

Role EVP & CHIEF FINANCIAL OFFICER

Type	Security	Shares	Price	Value
Tax Withholding	Common Stock F1	6,635	$866.71	$5.75M
Tax Withholding	Common Stock F1	4,093	$827.60	$3.39M

Holdings After Transaction: Common Stock — 71,851 shares (Direct)

Footnotes (1)

1. F1. Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units.

Key Figures

Shares withheld for tax on 2026-08-19: 4,093 shares Per-share value on 2026-08-19: $827.60 per share Shares withheld for tax on 2026-08-21: 6,635 shares +2 more

5 metrics

Shares withheld for tax on 2026-08-19 4,093 shares Common Stock, transaction code F, payment of income tax withholding and remittance obligations

Per-share value on 2026-08-19 $827.60 per share Used to value 4,093 shares withheld for tax in a code F transaction

Shares withheld for tax on 2026-08-21 6,635 shares Common Stock, transaction code F, payment of income tax withholding and remittance obligations

Per-share value on 2026-08-21 $866.71 per share Used to value 6,635 shares withheld for tax in a code F transaction

Total shares in code F transactions 10,728 shares Aggregate shares delivered or withheld for income tax obligations across two code F transactions

Key Terms

restricted stock units, income tax withholding, transaction code F

3 terms

restricted stock units financial

"in connection with the vesting of restricted stock units."

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

income tax withholding financial

"to satisfy income tax withholding and remittance obligations in connection"

transaction code F financial

"Both transactions are coded as Form 4 transaction code F, described as payment"

FAQ

What insider transactions did Ali Wajid report in this Form 4 for LITE?

Ali Wajid reported two Form 4 transactions where a total of 10,728 shares of Lumentum common stock were withheld to satisfy income tax obligations related to vesting restricted stock units, on August 19, 2026 and August 21, 2026.

How many Lumentum (LITE) shares were withheld in each of Ali Wajid’s transactions?

On August 19, 2026, 4,093 shares of Lumentum common stock were withheld. On August 21, 2026, an additional 6,635 shares were withheld. Both transactions are reported as code F dispositions for tax withholding purposes.

What prices are reported for the LITE shares withheld in Ali Wajid’s Form 4?

The Form 4 reports that on August 19, 2026, shares were withheld at $827.60 per share, and on August 21, 2026, shares were withheld at $866.71 per share. These amounts are stated as per-share values for the tax-withholding transactions.

Why were Ali Wajid’s Lumentum (LITE) shares disposed of in these Form 4 transactions?

According to the filing footnote, the reported shares were withheld by Lumentum to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units, rather than as open-market sales.

Were Ali Wajid’s LITE Form 4 transactions made under a Rule 10b5-1 trading plan?

The Form 4 indicates the Rule 10b5-1 checkbox is not marked as affirmative, and there is no footnote stating that the transactions were made pursuant to a Rule 10b5-1 trading plan.

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Available on EDGAR 08/21/2026 - 08:39 PM Accepted by SEC EDGAR 08/21/2026 - 08:38 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Ali Wajid

(Last) (First) (Middle)

C/O LUMENTUM HOLDINGS INC.

1001 RIDDER PARK DRIVE

(Street)

SAN JOSE CALIFORNIA 95131

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Lumentum Holdings Inc. [ LITE ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	EVP & CHIEF FINANCIAL OFFICER

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
08/19/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	08/19/2026		F(1)		4,093	D	$827.6	78,486	D
Common Stock	08/21/2026		F(1)		6,635	D	$866.71	71,851	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units.

	/s/ Jae Kim as Attorney-in-Fact	08/21/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)