What prices did Wupen Yuen receive per share for the LITE stock sales?

The reported sale prices per share were $940.95 on August 28, 2026; $895.00 on August 31, 2026; and $901.04 on September 1, 2026, for Lumentum Holdings Inc. common stock.

Lumentum president sells 1,500 shares under plan

Q: What insider transactions did LITE report for Wupen Yuen in this Form 4?

The filing reports that Wupen Yuen sold 1,500 shares of Lumentum Holdings Inc. common stock in three separate open-market or private transactions between August 28 and September 1, 2026.

Q: On what dates did Wupen Yuen sell LITE shares and how many each day?

Wupen Yuen sold 500 shares of LITE common stock on August 28, 2026, 500 shares on August 31, 2026, and 500 shares on September 1, 2026, as reported in the Form 4.

Q: What is Wupen Yuen’s role at Lumentum Holdings Inc. (LITE)?

The Form 4 identifies Wupen Yuen as an officer of Lumentum Holdings Inc., with the title “PRESIDENT, GLOBAL BUS. UNITS”.

Lumentum Holdings Inc. (LITE) reported that Wupen Yuen, President, Global Business Units, sold a total of 1,500 shares of common stock in three open-market or private transactions between August 28 and September 1, 2026.

Filing Impact

(Very High)

Filing Sentiment

(Negative)

Form Type

Rhea-AI Filing Summary

Lumentum Holdings Inc. (LITE) reported that Wupen Yuen, President, Global Business Units, sold a total of 1,500 shares of common stock in three open-market or private transactions between August 28 and September 1, 2026. Each sale was made pursuant to a Rule 10b5-1 trading plan adopted on May 19, 2026.

Insights

Analyzing...

Insider Trade Summary 10b5-1

Net Seller: 1,500 shares

Net Sell 3 txns

Insider Wupen Yuen

Role PRESIDENT, GLOBAL BUS. UNITS

Sold 1,500 shs ($1.37M)

Type	Security	Shares	Price	Value
Sale	Common Stock ^F1	500	$901.04	$451K
Sale	Common Stock ^F1	500	$895.00	$448K
Sale	Common Stock ^F1	500	$940.95	$470K

Holdings After Transaction: Common Stock — 117,627 shares (Direct)

Footnotes (1)

F1. These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 19, 2026.

Key Figures

Shares sold on 2026-08-28: 500 shares of Common Stock Price per share on 2026-08-28: $940.9500 per share Shares sold on 2026-08-31: 500 shares of Common Stock +5 more

8 metrics

Shares sold on 2026-08-28 500 shares of Common Stock Open-market or private sale on August 28, 2026

Price per share on 2026-08-28 $940.9500 per share Sale of 500 shares of Common Stock on August 28, 2026

Shares sold on 2026-08-31 500 shares of Common Stock Open-market or private sale on August 31, 2026

Price per share on 2026-08-31 $895.0000 per share Sale of 500 shares of Common Stock on August 31, 2026

Shares sold on 2026-09-01 500 shares of Common Stock Open-market or private sale on September 1, 2026

Price per share on 2026-09-01 $901.0400 per share Sale of 500 shares of Common Stock on September 1, 2026

Total shares sold 1,500 shares of Common Stock Aggregate of three sales reported in the Form 4

Rule 10b5-1 plan adoption date May 19, 2026 Date the trading plan covering these sales was adopted

Key Terms

Rule 10b5-1 trading plan, open market or private transaction, Common Stock

3 terms

Rule 10b5-1 trading plan regulatory

"These shares were sold pursuant to a Rule 10b5-1 trading plan adopted"

A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.

open market or private transaction financial

"transaction_code_description: "Sale in open market or private transaction""

Common Stock financial

"security_title: "Common Stock" for each reported transaction"

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

FAQ

What insider transactions did LITE report for Wupen Yuen in this Form 4?

The filing reports that Wupen Yuen sold 1,500 shares of Lumentum Holdings Inc. common stock in three separate open-market or private transactions between August 28 and September 1, 2026.

On what dates did Wupen Yuen sell LITE shares and how many each day?

Wupen Yuen sold 500 shares of LITE common stock on August 28, 2026, 500 shares on August 31, 2026, and 500 shares on September 1, 2026, as reported in the Form 4.

Were Wupen Yuen’s LITE stock sales made under a Rule 10b5-1 plan?

Yes. A footnote states that these shares were sold pursuant to a Rule 10b5-1 trading plan adopted by Wupen Yuen on May 19, 2026, and the Form 4’s Rule 10b5-1 checkbox is marked true.

What is Wupen Yuen’s role at Lumentum Holdings Inc. (LITE)?

The Form 4 identifies Wupen Yuen as an officer of Lumentum Holdings Inc., with the title “PRESIDENT, GLOBAL BUS. UNITS”.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/01/2026 - 09:20 PM Accepted by SEC EDGAR 09/01/2026 - 09:19 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Wupen Yuen

(Last)

(First)

(Middle)

C/O LUMENTUM HOLDINGS INC.

1001 RIDDER PARK DRIVE

(Street)

SAN JOSE

CALIFORNIA

95131

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Lumentum Holdings Inc. [ LITE ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	PRESIDENT, GLOBAL BUS. UNITS

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
08/28/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	08/28/2026		S⁽¹⁾		500	D	$940.95	118,627	D
Common Stock	08/31/2026		S⁽¹⁾		500	D	$895	118,127	D
Common Stock	09/01/2026		S⁽¹⁾		500	D	$901.04	117,627	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 19, 2026.

	/s/ Jae Kim as Attorney-in-Fact	09/01/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR