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[Form 4] Lumentum Holdings Inc. Insider Trading Activity

Filing Impact
(High)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Lumentum Holdings Inc. (LITE) reported a Form 4 for a director showing a mix of stock awards and a sale. On November 19, 2025, the director received 1,283 restricted stock units (RSUs) that will vest 100% on the earlier of November 19, 2026 or the day before the next annual stockholder meeting, if the director continues as a service provider under the 2025 Equity Incentive Plan. The director also received 2,810 fully vested RSUs, each representing one share of common stock.

On the same date, the director sold 3,421 shares of common stock at a price of $273.5347 per share. After these transactions, the director directly owned 10,561 shares of Lumentum common stock.

Positive

  • None.

Negative

  • None.
Insider Fletcher Pamela
Role Director
Sold 3,421 shs ($936K)
Type Security Shares Price Value
Grant/Award Common Stock 1,283 $0.00 --
Grant/Award Common Stock 2,810 $0.00 --
Sale Common Stock 3,421 $273.5347 $936K
Holdings After Transaction: Common Stock — 11,172 shares (Direct)
Footnotes (1)
  1. Each share is represented by a restricted stock unit (RSU). Each RSU represents the contingent right to receive, following vesting, one share of Common Stock of the Issuer. 100% of the RSUs shall vest on the earlier of November 19, 2026 or the day prior to the the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person continuing through such date as a Service Provider, as defined under the Issuer's 2025 Equity Incentive Plan. These securities are fully vested RSUs. Each RSU represents a right to receive one share of Common Stock of the Issuer.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Fletcher Pamela
(Last) (First) (Middle)
C/O LUMENTUM HOLDINGS INC.
1001 RIDDER PARK DRIVE
(Street)
SAN JOSE CA 95131
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Lumentum Holdings Inc. [ LITE ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
11/19/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 11/19/2025 A 1,283(1) A $0 11,172 D
Common Stock 11/19/2025 A 2,810(2) A $0 13,982 D
Common Stock 11/19/2025 S 3,421 D $273.5347 10,561 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Each share is represented by a restricted stock unit (RSU). Each RSU represents the contingent right to receive, following vesting, one share of Common Stock of the Issuer. 100% of the RSUs shall vest on the earlier of November 19, 2026 or the day prior to the the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person continuing through such date as a Service Provider, as defined under the Issuer's 2025 Equity Incentive Plan.
2. These securities are fully vested RSUs. Each RSU represents a right to receive one share of Common Stock of the Issuer.
/s/ Jae Kim as Attorney-in-Fact 11/21/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What insider transactions did Lumentum (LITE) report in this Form 4?

The Form 4 shows a director of Lumentum Holdings Inc. (LITE) receiving RSU awards and selling common stock on November 19, 2025.

How many RSUs did the Lumentum (LITE) director receive and on what terms?

The director received 1,283 RSUs that vest 100% on the earlier of November 19, 2026 or the day before the next annual stockholder meeting, plus 2,810 fully vested RSUs.

How many Lumentum (LITE) shares did the director sell and at what price?

The director sold 3,421 shares of Lumentum common stock at a price of $273.5347 per share on November 19, 2025.

How many Lumentum (LITE) shares does the director own after these transactions?

After the reported transactions, the director directly owned 10,561 shares of Lumentum common stock.

What does each RSU represent for Lumentum (LITE) in this Form 4?

Each RSU represents the right to receive one share of Lumentum common stock following vesting, as described under the company’s 2025 Equity Incentive Plan.

What is the vesting condition for the 1,283 Lumentum (LITE) RSUs?

The 1,283 RSUs vest in full on the earlier of November 19, 2026 or the day prior to Lumentum’s next annual stockholder meeting, if the director continues as a service provider.