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LivaNova (LIVN) director logs RSU vesting, tax withholding and 2027 grant

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

LivaNova PLC director Stacy Enxing Seng reported routine equity compensation activity. On June 15, 2026, vested restricted stock units were settled into 4,042 ordinary shares, classified as an option/RSU exercise. To cover related taxes, 486 ordinary shares were withheld at $79.70 per share rather than sold on the open market.

Following these transactions, she directly holds 15,307 ordinary shares. Enxing Seng also received a new grant of 2,383 restricted stock units under LivaNova’s 2025 Director Incentive Award Plan, which are scheduled to vest on June 15, 2027, subject to continued service and plan terms.

Positive

  • None.

Negative

  • None.
Insider Enxing Seng Stacy
Role null
Type Security Shares Price Value
Exercise Restricted Stock Units 4,042 $0.00 --
Grant/Award Restricted Stock Units 2,383 $0.00 --
Exercise Ordinary Shares 4,042 $0.00 --
Tax Withholding Ordinary Shares 486 $79.70 $39K
Holdings After Transaction: Restricted Stock Units — 0 shares (Direct, null); Ordinary Shares — 15,793 shares (Direct, null)
Footnotes (1)
  1. Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), 1.00 GBP par value. Each RSU represents a contingent right to receive one ordinary share of the Company in accordance with the terms of the Company's 2025 Director Incentive Award Plan (the 2025 Plan) and the 2025 Plan award agreement. Shares withheld to satisfy tax liability. RSUs granted under the 2025 Plan on June 15, 2025 that vested on June 15, 2026. The RSUs, granted under the 2025 Plan, vest on June 15, 2027, subject to continued service during the vesting period and the terms of the 2025 Plan award agreement.
RSU shares vested and exercised 4,042 shares Vested RSUs settled into ordinary shares on June 15, 2026
Shares withheld for taxes 486 shares at $79.70 Tax-withholding disposition tied to RSU settlement
Ordinary shares held after transactions 15,307 shares Direct ownership following June 15, 2026 activity
New RSU grant size 2,383 RSUs Granted under 2025 Director Incentive Award Plan
New RSU vesting date June 15, 2027 Vesting contingent on continued service and plan terms
Restricted Stock Units financial
"Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
tax liability financial
"Shares withheld to satisfy tax liability."
derivative security financial
"transaction_code_description: Exercise or conversion of derivative security"
A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.
2025 Director Incentive Award Plan financial
"in accordance with the terms of the Company's 2025 Director Incentive Award Plan (the 2025 Plan)"
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Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Enxing Seng Stacy
(Last)(First)(Middle)
20 EASTBOURNE TERRACE
(Street)
LONDONW2 6LG
(City)(State)(Zip)
UNITED KINGDOM
(Country)		2. Issuer Name and Ticker or Trading Symbol
LivaNova PLC [ LIVN ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/15/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Ordinary Shares06/15/2026M4,042A$0(1)(2)15,793D
Ordinary Shares06/15/2026F486(3)D$79.715,307D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(2)06/15/2026M4,042 (4) (4)Ordinary Shares4,042$00D
Restricted Stock Units(2)06/15/2026A2,383 (5) (5)Ordinary Shares2,383$02,383D
Explanation of Responses:
1. Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), 1.00 GBP par value.
2. Each RSU represents a contingent right to receive one ordinary share of the Company in accordance with the terms of the Company's 2025 Director Incentive Award Plan (the 2025 Plan) and the 2025 Plan award agreement.
3. Shares withheld to satisfy tax liability.
4. RSUs granted under the 2025 Plan on June 15, 2025 that vested on June 15, 2026.
5. The RSUs, granted under the 2025 Plan, vest on June 15, 2027, subject to continued service during the vesting period and the terms of the 2025 Plan award agreement.
Remarks:
/s/ Sarah K. Mohr, Attorney-in-Fact06/17/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What did LivaNova (LIVN) director Stacy Enxing Seng report in this Form 4?

Stacy Enxing Seng reported vesting of restricted stock units into 4,042 ordinary shares, tax withholding of 486 shares at $79.70, and a new grant of 2,383 RSUs scheduled to vest in 2027 under the company’s 2025 Director Incentive Award Plan.

Did the LivaNova (LIVN) director buy or sell shares in the market?

The filing shows no open-market buys or sells. Shares were acquired through RSU vesting and option-style exercise, while 486 shares were withheld to satisfy tax liabilities. These are compensation and tax mechanisms, not discretionary market purchases or sales by the director.

How many LivaNova (LIVN) shares does Stacy Enxing Seng hold after the Form 4 transactions?

After the reported transactions, Stacy Enxing Seng directly holds 15,307 ordinary shares of LivaNova PLC. She also has 2,383 restricted stock units outstanding, which represent rights to receive an equal number of ordinary shares upon future vesting, subject to plan conditions.

What are the key details of the new restricted stock unit grant at LivaNova (LIVN)?

The new grant covers 2,383 restricted stock units, each representing one future LivaNova ordinary share. These RSUs were granted under the 2025 Director Incentive Award Plan and are scheduled to vest on June 15, 2027, contingent on continued service and applicable award agreement terms.

Why were 486 LivaNova (LIVN) shares withheld from Stacy Enxing Seng?

486 ordinary shares were withheld solely to cover tax liabilities arising from the vesting and settlement of restricted stock units. This tax-withholding disposition, reported at $79.70 per share, is a common administrative method and does not reflect an open-market sale decision by the director.