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Luckin Coffee (LKNCY) CEO discloses American Depositary Share holdings

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Luckin Coffee Inc. director and Chief Executive Officer Guo Jinyi filed an initial statement of beneficial ownership of American Depositary Shares. The filing shows indirect ownership of 2,763,000 ADS held by a trust and direct ownership of 757,770 ADS. Each ADS represents eight Class A ordinary shares.

Positive

  • None.

Negative

  • None.
Insider Guo Jinyi
Role Chief Executive Officer
Type Security Shares Price Value
holding American Depositary Shares -- -- --
holding American Depositary Shares -- -- --
Holdings After Transaction: American Depositary Shares — 2,763,000 shares (Indirect, By Trust); American Depositary Shares — 757,770 shares (Direct)
Footnotes (1)
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SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Guo Jinyi

(Last)(First)(Middle)
28TH FL, BUILDING T3, HAIXI JINGU PLAZA
1-3 TAIBEI ROAD, SIMING DISTRICT

(Street)
XIAMEN361008

(City)(State)(Zip)

UNITED STATES

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026
3. Issuer Name and Ticker or Trading Symbol
Luckin Coffee Inc. [ LKNCY ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
Chief Executive Officer
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
American Depositary Shares(1)2,763,000IBy Trust
American Depositary Shares(1)757,770D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Each American Depositary Share ("ADS") represents eight Class A Ordinary Shares.
/s/ Jinyi Guo03/18/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What does Luckin Coffee (LKNCY) CEO Guo Jinyi report in this Form 3?

Guo Jinyi reports his initial beneficial ownership of Luckin Coffee American Depositary Shares. The filing details both indirect holdings through a trust and direct holdings, clarifying how many ADS he controls at the time of the report.

How many Luckin Coffee ADS does Guo Jinyi hold indirectly?

Guo Jinyi is reported as indirectly owning 2,763,000 American Depositary Shares of Luckin Coffee through a trust. This indirect stake reflects shares held for his benefit but not registered directly in his name.

How many Luckin Coffee ADS does Guo Jinyi hold directly?

The filing shows Guo Jinyi directly holding 757,770 American Depositary Shares of Luckin Coffee. These ADS are recorded in his own name, separate from the larger position held indirectly via a trust structure.

What is the share ratio for Luckin Coffee ADS reported in this filing?

Each Luckin Coffee American Depositary Share represents eight Class A ordinary shares. This ratio means Guo Jinyi’s ADS positions correspond to a significantly larger number of underlying ordinary shares in the company.

Is this Luckin Coffee (LKNCY) Form 3 filing reporting a new transaction?

No specific buy or sell transaction is identified in this Form 3. Instead, it serves as an initial statement of beneficial ownership, listing Guo Jinyi’s direct and indirect ADS holdings as of the reporting date.