[144] Eli Lilly & Co. SEC Filing

Rhea-AI Filing Summary

Form 144 notice for Eli Lilly & Co. (LLY) reports a proposed sale of 2,000 common shares through Morgan Stanley Smith Barney LLC on 08/28/2025 on the NYSE with an aggregate market value of $1,468,340.00. The shares were acquired as Restricted Stock Units on 02/09/2022 from the issuer and payment information is listed as N/A.

The filer reports no securities sold during the past three months. The form includes the standard representation that the selling person is not aware of undisclosed material adverse information and provides space for signature and plan-adoption dates, but those fields are not populated in the supplied content.

Insights

Securities Analyst

TL;DR: Routine insider sale notice for 2,000 RSU-derived shares valued at $1.47M; no recent sales reported.

The filing documents a proposed sale under Rule 144 of 2,000 common shares acquired as restricted stock units on 02/09/2022. The sale is scheduled through Morgan Stanley Smith Barney LLC on 08/28/2025 at the NYSE and shows an aggregate market value of $1,468,340.00. The disclosure that no shares were sold in the prior three months limits concerns about recent disposition activity. The form does not include the seller's identity, plan-adoption date, or signature in the provided text.

Corporate Governance Expert

TL;DR: Compliance-focused filing; it contains required representations but lacks populated signature or plan-adoption details in the excerpt.

The submission appears to fulfill Rule 144 procedural disclosure by identifying the broker, class, quantity, acquisition type, and planned sale date. It reiterates the seller's representation regarding material nonpublic information and references Rule 10b5-1 planning, but the provided content does not show a signed attestation or a 10b5-1 adoption date. Those missing elements are notable for completeness but are not unusual in partial extracts.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	2000	1468340.00	946456759	08/28/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	02/09/2022	Restricted Stock Units	Issuer			2000	02/09/2022	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the Form 144 filed for LLY report?

It reports a proposed sale of 2,000 common shares acquired as Restricted Stock Units on 02/09/2022, to be sold on 08/28/2025 with aggregate market value $1,468,340.00.

Through which broker will the LLY shares be sold?

The filing lists Morgan Stanley Smith Barney LLC as the broker, with an indicated NY address and execution on the NYSE.

Were any LLY securities sold by the person in the past three months?

The Form 144 states "Nothing to Report" for securities sold during the past three months.

How were the shares being sold acquired?

The shares were acquired as Restricted Stock Units from the issuer on 02/09/2022.

Does the filing show a signed attestation or 10b5-1 plan date?

In the provided content, signature and plan-adoption/instruction date fields are not populated.