STOCK TITAN

Limoneira (LMNR) CFO Gregory Hamm sells 1,000 shares via 10b5-1 plan

Filing Impact
(Neutral)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Limoneira CO executive Gregory C. Hamm reported an open-market sale of 1,000 shares of common stock under a pre-arranged Rule 10b5-1 trading plan. The shares were sold at a weighted average price of $13.9681, in multiple trades between $13.87 and $14.00.

After this sale, Hamm directly owns 80,668 common shares and indirectly holds 11,144 additional shares through The Hamm Family Trust, where he serves as trustee. The filing reflects a relatively small, planned reduction in his direct holdings.

Positive

  • None.

Negative

  • None.

Insights

Planned, modest insider sale under a 10b5-1 plan; neutral impact.

The filing shows Gregory C. Hamm, VP, CFO and Treasurer of Limoneira CO, sold 1,000 common shares at a weighted average of $13.9681. The sale was executed under a pre-established Rule 10b5-1 trading plan adopted on December 30, 2025.

Rule 10b5-1 plans automate trades over time, helping insiders diversify without timing the market. After this transaction, Hamm still holds 80,668 shares directly and 11,144 shares indirectly via The Hamm Family Trust. The size and pre-planned nature support a neutral interpretation.

Insider Hamm Gregory C.
Role VP, CFO and Treasurer
Sold 1,000 shs ($14K)
Type Security Shares Price Value
Sale Common Stock 1,000 $13.9681 $14K
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 80,668 shares (Direct); Common Stock — 11,144 shares (Indirect, By Survivor Trust)
Footnotes (1)
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 30, 2025. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.87 to $14.00, inclusive. Full information regarding the number of shares sold at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer The shares are held by The Hamm Family Trust U/A dated 10/27/2004, of which the Reporting Person is trustee.
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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Hamm Gregory C.

(Last) (First) (Middle)
1141 CUMMINGS ROAD

(Street)
SANTA PAULA CA 93060

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Limoneira CO [ LMNR ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
VP, CFO and Treasurer
3. Date of Earliest Transaction (Month/Day/Year)
03/03/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 03/03/2026 S(1) 1,000 D $13.9681(2) 80,668 D
Common Stock 11,144 I By Survivor Trust(3)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 30, 2025.
2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.87 to $14.00, inclusive. Full information regarding the number of shares sold at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer
3. The shares are held by The Hamm Family Trust U/A dated 10/27/2004, of which the Reporting Person is trustee.
/s/ Greg C. Hamm, by Amy Fukutomi as attorney-in-fact 03/03/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Limoneira (LMNR) executive Gregory C. Hamm report in the latest Form 4?

Gregory C. Hamm reported selling 1,000 shares of Limoneira common stock. The sale was an open-market transaction under a Rule 10b5-1 trading plan, with a weighted average price of $13.9681 per share across multiple trades between $13.87 and $14.00.

At what price did Gregory C. Hamm sell Limoneira (LMNR) shares?

Hamm reported a weighted average sale price of $13.9681 per Limoneira share. The Form 4 notes the shares were sold in multiple transactions, with individual prices ranging from $13.87 to $14.00, and detailed breakdowns are available upon request from the company or SEC staff.

How many Limoneira (LMNR) shares does Gregory C. Hamm own after this Form 4 transaction?

After the reported sale, Hamm directly owns 80,668 Limoneira common shares. He also has indirect ownership of 11,144 additional shares held by The Hamm Family Trust U/A dated 10/27/2004, where he serves as trustee according to the filing’s footnote disclosures.

Was the Limoneira (LMNR) insider sale by Gregory C. Hamm part of a Rule 10b5-1 plan?

Yes, the Form 4 states the sales were executed under a Rule 10b5-1 trading plan. This plan was adopted by Hamm on December 30, 2025, allowing pre-scheduled trades intended to reduce concerns about trading based on material nonpublic information.

Does Gregory C. Hamm hold Limoneira (LMNR) shares indirectly through a trust?

Yes, the filing explains that certain shares are held by The Hamm Family Trust U/A dated 10/27/2004. Hamm is the trustee of this trust, and the Form 4 indicates that 11,144 Limoneira common shares are attributed to him as indirect ownership through this trust.

How large is Gregory C. Hamm’s recent Limoneira (LMNR) share sale relative to his holdings?

Hamm sold 1,000 shares while retaining 80,668 shares directly and 11,144 indirectly. This means the reported transaction represents only a small fraction of his overall beneficial holdings, suggesting the sale is modest in scale compared with his remaining ownership position.