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Pre-planned 1,000-share sale by Limoneira (LMNR) CFO Gregory Hamm

Filing Impact
(Neutral)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Limoneira CO VP, CFO and Treasurer Gregory C. Hamm sold 1,000 shares of common stock in an open-market transaction. The sale occurred on June 1, 2026 at a weighted average price of $12.7662 per share, executed under a pre-arranged Rule 10b5-1 trading plan adopted on December 30, 2025.

Following the sale, Hamm directly holds 77,668 shares of Limoneira common stock. He also has indirect ownership of 11,144 shares held by The Hamm Family Trust U/A dated 10/27/2004, for which he serves as trustee. The transaction reflects a relatively small sale compared with his remaining direct holdings.

Positive

  • None.

Negative

  • None.
Insider Hamm Gregory C.
Role VP, CFO and Treasurer
Sold 1,000 shs ($13K)
Type Security Shares Price Value
Sale Common Stock 1,000 $12.7662 $13K
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 77,668 shares (Direct, null); Common Stock — 11,144 shares (Indirect, By Survivor Trust)
Footnotes (1)
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 30, 2025. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.6310 to $12.80, inclusive. Full information regarding the number of shares sold at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer. The shares are held by The Hamm Family Trust U/A dated 10/27/2004, of which the Reporting Person is trustee.
Shares sold 1,000 shares Open-market sale on June 1, 2026
Average sale price $12.7662 per share Weighted average price for June 1, 2026 sale
Price range $12.6310–$12.80 per share Range of individual trade prices in the sale
Direct holdings after sale 77,668 shares Common stock directly owned post-transaction
Indirect holdings after sale 11,144 shares Shares held by The Hamm Family Trust U/A 10/27/2004
Trading plan adoption date December 30, 2025 Rule 10b5-1 plan used for the June 1, 2026 sale
Rule 10b5-1 trading plan regulatory
"The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan"
A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.
weighted average price financial
"The price reported in Column 4 is a weighted average price."
Weighted average price is the average price of a security where each trade or component is counted according to its size, so bigger trades pull the average more than smaller ones. Think of it like calculating the average cost of a grocery haul where items you bought more of have greater influence on the final per-item cost. Investors use it to understand the true average price paid or received, judge execution quality, and compare trading performance against market movement.
open-market sale financial
"transaction_action": "open-market sale""
An open-market sale is when a shareholder sells existing shares directly on a public exchange to any willing buyer, rather than through a private deal. Think of it like putting goods on a busy market stall where price is set by supply and demand; for investors it matters because such sales increase available supply, can put short-term downward pressure on the stock price, and signal changes in liquidity or investor confidence.
Survivor Trust financial
"nature_of_ownership": "By Survivor Trust""
indirect ownership financial
"ownership_type": "indirect""
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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Hamm Gregory C.

(Last)(First)(Middle)
1141 CUMMINGS ROAD

(Street)
SANTA PAULA CALIFORNIA 93060

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Limoneira CO [ LMNR ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
VP, CFO and Treasurer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/01/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock06/01/2026S(1)1,000D$12.7662(2)77,668D
Common Stock11,144IBy Survivor Trust(3)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 30, 2025.
2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.6310 to $12.80, inclusive. Full information regarding the number of shares sold at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer.
3. The shares are held by The Hamm Family Trust U/A dated 10/27/2004, of which the Reporting Person is trustee.
/s/ Greg C. Hamm, by Amy Fukutomi as attorney-in-fact06/02/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Limoneira (LMNR) CFO Gregory Hamm report?

Limoneira CFO Gregory C. Hamm reported selling 1,000 shares of common stock. The open-market sale occurred on June 1, 2026 at a weighted average price of $12.7662 per share, according to the Form 4 insider trading report.

At what price did the Limoneira (LMNR) CFO sell his shares?

The reported average sale price was $12.7662 per share. Footnotes explain this is a weighted average, with individual trades executed between $12.6310 and $12.80 per share across multiple transactions on June 1, 2026.

Was the Limoneira (LMNR) CFO sale part of a trading plan?

Yes, the sale was executed under a Rule 10b5-1 trading plan. The plan was adopted by Gregory C. Hamm on December 30, 2025, indicating the transaction was pre-arranged rather than a discretionary, same-day trading decision.

How many Limoneira (LMNR) shares does the CFO hold after this sale?

After the sale, Gregory C. Hamm directly holds 77,668 Limoneira common shares. In addition, 11,144 shares are held indirectly through The Hamm Family Trust U/A dated 10/27/2004, for which he acts as trustee.

What portion of the Limoneira (LMNR) CFO holdings was sold in this Form 4?

The filing shows a sale of 1,000 shares compared with 77,668 shares held directly afterward. This indicates the reported sale represents a small fraction of his disclosed direct position as of the transaction date.

How are the Limoneira (LMNR) CFO’s indirect shares held?

Indirect holdings are reported as 11,144 shares held by The Hamm Family Trust U/A dated 10/27/2004. The Form 4 notes that Gregory C. Hamm is the trustee of this trust, which holds Limoneira common stock on an indirect basis.