Live Oak Bancshares, Inc. filings document the regulatory record of a financial holding company whose principal subsidiary is Live Oak Bank. The company’s 8-K reports cover operating results and financial condition, dividend declarations on Voting Common Stock and Series A preferred depositary shares, executive compensation actions, equity awards, and risk-management leadership changes.
Proxy materials describe governance matters, executive compensation, equity-award disclosure and shareholder voting items. Other filings include Form 12b-25 filing-status notices and capital-structure references to common stock and the company’s 8.375% Fixed Rate Series A Non-Cumulative Perpetual Preferred Stock.
Live Oak Bancshares Inc amended a Schedule 13G/A to report that The Vanguard Group holds 0 shares of Common Stock, representing 0% of the class. The filing notes an internal realignment effective January 12, 2026, after which certain Vanguard subsidiaries report holdings separately.
The amendment is signed by Ashley Grim, Head of Global Fund Administration, on March 27, 2026, and states that Vanguard-managed accounts retain rights to dividends or sale proceeds where applicable.
Live Oak Bancshares Chief Executive Officer James S. Mahan III, through the James S. Mahan Revocable Trust, reported open-market sales of a total of 20,000 shares of Voting Common Stock. The trust sold 10,000 shares at a weighted average price of $32.8280 on one day and 10,000 shares at $32.5041 on the next day under a pre-arranged Rule 10b5-1 trading plan adopted on August 27, 2025. Following these sales, the revocable trust held 2,947,844 shares, and the filing also lists additional indirect holdings in several family and charitable trusts and an LLC.
LOB affiliate reports multiple proposed sales of Common Stock under Form 144. The James S Mahan Rev Trust shows repeated entries of 10,000 shares each sold across dates from 12/12/2025 through 03/11/2026, with per‑trade proceeds listed in the excerpt. The filings identify a brokerage account at Fidelity Brokerage Services LLC.
James S Mahan Rev Trust reported multiple open‑market sales of Common stock. The trust recorded repeated transactions of 10,000 shares executed on several dates between 12/12/2025 and 03/05/2026 with per‑trade cash values shown.
The listing shows individual sale entries with sale dates and cash amounts (for example, 351,337.65 on 12/12/2025 and 354,338.80 on 03/05/2026). These are notices of dispositions under the Form 144 reporting process.
Live Oak Bancshares, Inc. Chief Executive Officer and 10% owner James S. Mahan III reported open-market sales of a total of 20,000 shares of Voting Common Stock on March 4–5. The shares were sold indirectly through the James S. Mahan Revocable Trust at weighted average prices of $36.6872, $35.3735 and $35.8894. After these sales, the revocable trust held 2,967,844 shares of Voting Common Stock indirectly. The filing states that these sales were effected under a Rule 10b5-1 trading plan adopted by the reporting person on August 27, 2025.
Live Oak Bancshares, Inc. filed a Form S-3 shelf registration to register a range of securities for potential future offerings from time to time after the effective date. The registration covers voting common stock, non-voting common stock, preferred stock, depositary shares, debt securities, warrants, units, purchase contracts and rights.
The prospectus states that specific terms, amounts, prices and listing decisions for any offering will be provided in an accompanying prospectus supplement and that offerings may be sold directly or through agents, underwriters or dealers.
James S Mahan Rev Trust reported multiple sales of 10,000 common shares on several dates, with individual proceeds shown for each trade. The filing lists a sequence of 10,000-share sales including $328,114.80 on 12/05/2025 and $418,983.13 on 02/04/2026.
Live Oak Bancshares, Inc. General Counsel Seward Gregory W reported an open-market sale of 3,000 shares of Voting Common Stock at $36.70 per share on March 2, 2026. After this sale, he directly owned 113,797 shares of common stock.
The filing also updates holdings of several Restricted Stock Units (RSUs), each representing a contingent right to receive one share of common stock. These RSUs vest in five equal annual installments beginning on various dates from February 14, 2023 through February 9, 2027, subject to his continuous service.
Live Oak Bancshares, Inc. Chief Financial Officer Walter J. Phifer reported an open-market sale of 4,712 shares of voting common stock on March 2, 2026 at a weighted average price of $36.583 per share, with individual trades occurring between $36.41 and $36.96. After this sale, he directly held 10,103 shares of voting common stock. The filing also notes multiple grants of restricted stock units, each RSU representing a contingent right to receive one share of voting common stock, with various awards vesting in five equal annual installments beginning on December 15, 2022, December 9, 2023, February 12, 2025, February 10, 2026, August 18, 2026, and February 9, 2027, subject to his continuous service.
James S Mahan Rev Trust reported multiple sales of Common stock of LOB in transactions dated 12/05/2025 through 02/26/2026.
Each reported trade in the excerpt is for 10,000 shares; the entries list per‑trade proceeds such as 328,114.80, 351,337.65, and 393,617.23. The report lists brokerage activity and cash proceeds for each sale.