Welcome to our dedicated page for Live Oak Bancshares SEC filings (Ticker: LOB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Live Oak Bancshares, Inc. filings document the regulatory record of a financial holding company whose principal subsidiary is Live Oak Bank. The company’s 8-K reports cover operating results and financial condition, dividend declarations on Voting Common Stock and Series A preferred depositary shares, executive compensation actions, equity awards, and risk-management leadership changes.
Proxy materials describe governance matters, executive compensation, equity-award disclosure and shareholder voting items. Other filings include Form 12b-25 filing-status notices and capital-structure references to common stock and the company’s 8.375% Fixed Rate Series A Non-Cumulative Perpetual Preferred Stock.
Live Oak Bancshares, Inc. (LOB) reported that Chief Executive Officer and director James S. Mahan III filed a Form 4 disclosing indirect sales of Voting Common Stock. On September 9 and 10, 2026, a revocable trust associated with him sold 20,000 shares in total at weighted average prices in the high-$38 range, in open-market or private transactions.
The filing states these sales were effected under a Rule 10b5-1 trading plan adopted on August 27, 2025. After these transactions, Mahan reports continued indirect holdings through several entities, including 3,032,547 shares held by the Marguerite D. Mahan Revocable Trust and additional stakes held by family trusts and an LLC.
Live Oak Bancshares, Inc. (LOB) is the issuer for a planned sale of common stock under Rule 144 for the account of James S. Mahan III, through the James S Mahan Rev Trust. The notice covers a proposed sale of 10,000 shares of common stock, with an aggregate market value of $387,484.84, while total common shares outstanding are listed as 46,283,620 as of September 10, 2026. The shares to be sold were originally acquired on December 18, 2008 as pre‑IPO shares for cash from the issuer. The filing also lists multiple prior sales of 10,000-share blocks by the same trust during the past three months.
Live Oak Bancshares, Inc. (LOB) received a Rule 144 notice that James S. Mahan III, through Fidelity Brokerage Services LLC, plans to sell 10,000 shares of common stock, with an indicated aggregate market value of $386,312.10 as of September 9, 2026.
The notice states that this sale and multiple prior sales over the past three months were made from the James S Mahan Revocable Trust, where Mahan is a trustee and account stakeholder. Those earlier trust sales each involved 10,000 shares of common stock on various dates in June, August, and early September 2026 with reported proceeds in the $380,000–$430,000 range per block.
Live Oak Bancshares, Inc. (LOB) director William L. Williams III reported selling 6,590 shares of Voting Common Stock on September 3, 2026 at a weighted average price of $40.0941 per share through the William L. Williams Revocable Trust.
The sale was effected under a Rule 10b5-1 trading plan adopted on March 12, 2026. After this transaction, the Revocable Trust reported owning 1,105,725.8621 shares indirectly, while Williams also reported 52,825 shares held directly and additional indirect holdings of 14,110 shares through Spoint-ILM, LLC and 137,025 shares through the Elizabeth Williams Family Trust.
Live Oak Bancshares, Inc. (LOB) insider activity shows a trust associated with Chief Executive Officer and director James S. Mahan III selling 10,000 shares of voting common stock on September 3, 2026 at a weighted average price of $39.75 per share under a Rule 10b5-1 trading plan adopted on August 27, 2025. After this sale, the James S. Mahan Revocable Trust held 2,767,844 shares indirectly, while other family-related trusts and an LLC continued to hold additional indirect positions.
Live Oak Bancshares, Inc. (LOB) director Bradford Tonya Williams reported selling 1,600 shares of Voting Common Stock on September 3, 2026 at $39.89 per share, leaving 8,043 shares held directly. Williams also holds Restricted Stock Units representing 2,486 underlying shares of voting common stock that are scheduled to vest on May 1, 2027.
Live Oak Bancshares, Inc. (LOB) director William L. Williams III reported an indirect sale of 1,810 shares of Voting Common Stock on September 2, 2026, by the William L. Williams Revocable Trust at a weighted average price of $40.0006 per share, in trades ranging from $40.00 to $40.01. The sale was effected under a Rule 10b5-1 trading plan adopted on March 12, 2026. After this transaction, the revocable trust held 1,112,315.8621 shares, and Williams also reported 52,825 shares held directly, 14,110 shares held indirectly through Spoint-ILM, LLC, and 137,025 shares held indirectly through the Elizabeth Williams Family Trust.
Live Oak Bancshares, Inc. (LOB) reports that James S. Mahan III, its chief executive officer, director and more-than-10% shareholder, had a trust associated with him sell a total of 10,000 shares of Voting Common Stock on September 2, 2026, in open-market transactions at weighted average prices around the high-$30 range. The sales were effected by the James S. Mahan Revocable Trust pursuant to a Rule 10b5-1 trading plan adopted on August 27, 2025. Mahan also reports continued indirect ownership of substantial share positions through several family trusts and an LLC, including 3,032,547 shares held by the Marguerite D. Mahan Revocable Trust.
Live Oak Bancshares, Inc. (LOB) has a notice of proposed sale filed under Rule 144 for shares held by director Tonya W. Bradford. The notice covers the potential sale of 1,600 shares of common stock through Fidelity Brokerage Services LLC on the NYSE, with an indicated aggregate market value of $63,824.00. The shares were acquired on May 1, 2025 as restricted stock vesting from the issuer as compensation.
Live Oak Bancshares, Inc. (LOB) is the issuer for a notice by James S. Mahan III covering a planned sale of 10,000 shares of common stock under Rule 144 through Fidelity Brokerage Services LLC. The shares to be sold are described as Pre-IPO Shares acquired from the issuer on December 18, 2008, for cash.
The notice also lists multiple prior Rule 144 sales from June through early September 2026, each for 10,000 shares of common stock by the James S. Mahan Revocable Trust, with individual transaction values ranging from the mid-$300,000s to low-$400,000s. The remark states that today’s sale and the prior three-month sales occurred in this trust, of which James S. Mahan III is a trustee and account stakeholder.