Welcome to our dedicated page for Live Oak Bancshares SEC filings (Ticker: LOB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Live Oak Bancshares, Inc. filings document the regulatory record of a financial holding company whose principal subsidiary is Live Oak Bank. The company’s 8-K reports cover operating results and financial condition, dividend declarations on Voting Common Stock and Series A preferred depositary shares, executive compensation actions, equity awards, and risk-management leadership changes.
Proxy materials describe governance matters, executive compensation, equity-award disclosure and shareholder voting items. Other filings include Form 12b-25 filing-status notices and capital-structure references to common stock and the company’s 8.375% Fixed Rate Series A Non-Cumulative Perpetual Preferred Stock.
Live Oak Bancshares, Inc. director and Chief Executive Officer James S. Mahan III reported open-market sales of 20,000 shares of Voting Common Stock indirectly held through the James S. Mahan Revocable Trust.
The shares were sold at weighted average prices between about $37.77 and $39.25, leaving the trust holding 2,847,844 shares following the most recent transaction on June 11, 2026. According to a footnote, these sales were effected under a pre-arranged Rule 10b5-1 trading plan adopted on August 27, 2025, indicating they were scheduled in advance rather than timed discretionarily.
LOB affiliate filed a Form 144 reporting proposed sales and recent dispositions of Common Stock. The filing lists multiple 10,000-share transactions by the James S Mahan Rev Trust on specific dates with per-line cash amounts. Examples include a 10,000-share sale on 03/11/2026 for $328,280.17 and a 10,000-share sale on 06/10/2026 for $387,321.69.
James S Mahan Rev Trust reported proposed sales of Common stock under a Form 144 notice, showing multiple 10,000‑share transactions executed between 03/11/2026 and 06/04/2026. The excerpt lists individual sales with trade dates and gross proceeds, for example 10,000 shares on 03/11/2026 for $328,280.17 and on 06/04/2026 for $372,531.45.
Live Oak Bancshares, Inc. Chief Executive Officer James S. Mahan III, through the James S. Mahan Revocable Trust, reported open-market sales of 20,000 shares of Voting Common Stock of LOB. The sales took place on June 3 and June 4, 2026 at prices in the mid-$36 to high-$37 range.
The filing states these sales were effected under a Rule 10b5-1 trading plan adopted on August 27, 2025, indicating they were pre-arranged. Following one of the reported sales, the trust’s indirect holdings stood at 2,867,844 shares of Voting Common Stock, showing the transactions represent a small portion of the overall reported position.
James S Mahan Rev Trust reported multiple sales of Common shares of LOB in 10,000-share lots on various dates. The filing lists individual cash transactions with per-lot proceeds ranging from $325,040.97 to $376,513.10 on dates between 03/04/2026 and 06/03/2026.
LOB filed a Form 144 reporting proposed sales of Common Stock by the James S Mahan Rev Trust. The trust reported multiple blocks of 10,000 shares sold on dates including 03/04/2026, 03/05/2026, 03/11/2026, and several sales in May 2026. Reported gross proceeds for individual blocks range from $325,040.97 to $376,513.10 per the listed transactions. The filing names Fidelity Brokerage Services LLC as a broker and classifies the securities as Pre-IPO Shares.
Live Oak Bancshares director Jeffrey W. Lunsford exercised restricted stock units into common shares. On May 1, 2026, 1,890 restricted stock units vested and converted into 1,890 shares of Live Oak Bancshares voting common stock at a stated price of $0.00 per share. Following this derivative exercise, Lunsford directly holds 12,640 shares of voting common stock. The transaction reflects routine equity compensation vesting rather than an open-market purchase or sale, and no remaining derivative position is shown in this filing.
Live Oak Bancshares, Inc. director and Chief Executive Officer James S. Mahan III, through the James S. Mahan Revocable Trust, reported selling a total of 20,000 shares of Voting Common Stock in open-market transactions. The trust sold 10,000 shares at a weighted average price of $37.6513 on May 27, 2026 and another 10,000 shares at a weighted average price of $37.2481 on May 28, 2026, under a pre-arranged Rule 10b5-1 trading plan adopted on August 27, 2025. Following these sales, the trust held 2,887,844 shares, and the Form 4 also lists additional indirect holdings in other family trusts and entities.
LOB affiliate submitted a notice under Form 144 reporting proposed or recent sales of common stock. The excerpt lists multiple sales of 10,000 shares each on 03/04/2026, 03/05/2026, 03/11/2026, 03/12/2026, 05/13/2026, 05/14/2026, 05/20/2026, 05/21/2026, and 05/27/2026, and an initial listed sale dated 12/18/2008.
The filer name shown is the James S Mahan Rev Trust, which appears as the selling holder for the recent transactions; each reported trade shows a dollar amount associated with the 10,000‑share blocks in the excerpt.
James S. Mahan Rev Trust reports multiple proposed sales of Common shares under a Form 144 notice. The filing lists repeated dispositions of 10,000 shares on several dates, with example proceeds such as $393,218.38 on 02/25/2026 and $370,915.70 on 05/21/2026. The securities are labeled Pre IPO Shares and the transactions are routed through Fidelity Brokerage Services LLC on the NYSE.