Charles Schwab shareholder plans sale of 6,100 shares

A shareholder filed a Form 144 notice for a planned sale of 6,100 shares of Voting Common Stock of Charles Schwab Corp., listed on the NYSE.

Rhea-AI Filing Summary

A shareholder filed a Form 144 notice for a planned sale of 6,100 shares of Voting Common Stock of Charles Schwab Corp., listed on the NYSE. The shares have an aggregate market value of $257,298.00 and are associated with equity compensation awards granted in 2021 and 2024.

The prospective sale relates to 3,000 shares from a Restricted Stock Award dated August 27, 2021 and 3,100 shares from a Restricted Stock Award dated February 12, 2024, both categorized as equity compensation. The filing lists 46,262,391 Voting Common Stock shares and indicates an anticipated sale date of July 28, 2026.

Key Figures

Shares to be sold: 6,100 shares Aggregate market value: $257,298.00 Shares from 2021 award: 3,000 shares +3 more

6 metrics

Shares to be sold 6,100 shares Voting Common Stock of Charles Schwab Corp. in Form 144 notice

Aggregate market value $257,298.00 Value of 6,100 Voting Common Stock shares to be sold

Shares from 2021 award 3,000 shares Restricted Stock Award dated 08/27/2021, Equity Compensation

Shares from 2024 award 3,100 shares Restricted Stock Award dated 02/12/2024, Equity Compensation

Shares listed 46,262,391 shares Voting Common Stock figure included alongside proposed sale details

Proposed sale date 07/28/2026 Date associated with the planned sale of Voting Common Stock

Key Terms

Voting Common Stock, Restricted Stock Award, Equity Compensation, Form 144

4 terms

Voting Common Stock financial

"Voting Common Stock | Charles Schwab Corp. 3000 Schwab Way"

Restricted Stock Award financial

"Voting Common Stock | 08/27/2021 | Restricted Stock Award |"

A restricted stock award is company shares given to an employee or executive that cannot be sold or fully owned until certain conditions—like staying with the company for a set time or hitting performance targets—are met. Think of it as a gift that only becomes yours after you fulfill specific obligations; for investors, these awards matter because they can increase the total shares outstanding when they vest, reveal how management is being paid and motivated, and create potential selling pressure when restrictions lift.

Equity Compensation financial

"3000 | 08/27/2021 | Equity Compensation Voting Common Stock"

Equity compensation is pay given to employees, executives or contractors in the form of company ownership—such as stock, stock options or restricted shares—rather than just cash. It matters to investors because it can align workers' incentives with shareholders (like paying someone in slices of the same pie they help grow), but it also increases the number of shares outstanding and company expenses, affecting ownership percentages and earnings per share.

Form 144 regulatory

"144: Securities Information Voting Common Stock"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Form 144 filing for LOB indicate about Charles Schwab Corp. shares?

The Form 144 filing indicates a proposed sale of 6,100 shares of Charles Schwab Corp. Voting Common Stock. These shares arise from equity compensation awards and have an aggregate market value of $257,298.00 at the time referenced.

How many Charles Schwab Corp. shares are planned for sale in this Form 144 related to LOB?

The filing lists a planned sale of 6,100 shares of Charles Schwab Corp. Voting Common Stock. This total comes from 3,000 shares granted in 2021 and 3,100 shares granted in 2024 as Restricted Stock Awards.

What is the aggregate market value of the Charles Schwab Corp. shares in this LOB Form 144?

The aggregate market value of the planned 6,100 shares is reported as $257,298.00. This value reflects the reference price used in the Form 144 notice for the Voting Common Stock to be sold.

What awards are the 6,100 Charles Schwab Corp. shares from in the LOB filing?

The 6,100 shares come from two Restricted Stock Awards: 3,000 shares dated August 27, 2021 and 3,100 shares dated February 12, 2024. Both awards are labeled as Equity Compensation in the filing.

When is the proposed sale date for the Charles Schwab Corp. shares in this Form 144 tied to LOB?

The proposed sale date for the 6,100 shares of Charles Schwab Corp. Voting Common Stock is listed as July 28, 2026. This date reflects when the filer expects to begin selling under the Form 144 notice.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 07/28/2026 - 10:07 AM Accepted by SEC EDGAR 07/28/2026 - 10:06 AM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0002066890
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	Live Oak Bancshares, Inc.
SEC File Number	001-37497
Address of Issuer	1741 TIBURON DRIVE WILMINGTON NORTH CAROLINA 28403
Phone	910-790-5867
Name of Person for Whose Account the Securities are To Be Sold	Moroz Mark Michael
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Voting Common Stock	Charles Schwab Corp. 3000 Schwab Way Westlake TX 76262	6100	257298.00	46262391	07/28/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Voting Common Stock	08/27/2021	Restricted Stock Award	Issuer			3000	08/27/2021	Equity Compensation
Voting Common Stock	02/12/2024	Restricted Stock Award	Issuer			3100	02/12/2024	Equity Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks
Date of Notice	07/28/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	Mark M Moroz
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)