Welcome to our dedicated page for Live Oak Bancshares SEC filings (Ticker: LOB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Live Oak Bancshares, Inc. filings document the regulatory record of a financial holding company whose principal subsidiary is Live Oak Bank. The company’s 8-K reports cover operating results and financial condition, dividend declarations on Voting Common Stock and Series A preferred depositary shares, executive compensation actions, equity awards, and risk-management leadership changes.
Proxy materials describe governance matters, executive compensation, equity-award disclosure and shareholder voting items. Other filings include Form 12b-25 filing-status notices and capital-structure references to common stock and the company’s 8.375% Fixed Rate Series A Non-Cumulative Perpetual Preferred Stock.
Live Oak Bancshares, Inc. (LOB) is the issuer of common stock for which James S. Mahan III has filed a Form 144 notice of proposed sale. The filing covers a planned sale of 10,000 common shares through Fidelity Brokerage Services LLC on the NYSE, with an aggregate market value of $390,000.00.
The shares to be sold are identified as pre-IPO shares originally acquired from the issuer on December 18, 2008 for cash. The notice also lists a series of prior sales during the past three months by the James S Mahan Revocable Trust, typically in 10,000-share blocks, with transaction values ranging from $364,671.37 to $431,006.70.
Live Oak Bancshares, Inc. (LOB) reports that its Chairman and Chief Executive Officer, James S. Mahan III, has adopted a prearranged stock trading plan under Rule 10b5-1. The plan permits sales of up to 400,000 shares of his voting common stock holdings, with potential sales occurring from November 2026 through November 2027 as part of his personal long-term financial and tax planning strategies. Individual transactions under this plan will be reported on Forms 4 filed with the SEC.
Live Oak Bancshares, Inc. (LOB) director, Chief Executive Officer and ten percent owner James S. Mahan III reported indirect sales of Voting Common Stock by the James S. Mahan Revocable Trust under a Rule 10b5-1 trading plan adopted on August 27, 2025. The trust sold 10,000 shares on August 26, 2026 at a weighted average price of $39.9878 per share, in multiple trades executed between $39.86 and $40.12. It also sold 10,000 shares on August 27, 2026 at a weighted average price of $39.6590 per share, in multiple trades executed between $39.10 and $39.95. Indirect holdings reported for entities associated with Mahan include 3,032,547 shares held by the Marguerite D. Mahan Revocable Trust, 127,167 shares each held by the 2021 Chip Mahan Family and Charitable Trust and the 2021 Peggy Mahan Family Trust, and 140,150 shares held by Peapod II, LLC.
Live Oak Bancshares, Inc. (LOB) received a notice under Rule 144 that James S. Mahan III, through the James S Mahan Rev Trust and using Fidelity Brokerage Services LLC as broker, plans to sell 10,000 shares of common stock. These shares were acquired on 12/18/2008 as Pre-IPO Shares. In addition, the trust has reported a series of sales over the past three months, each for 10,000 common shares on multiple dates with specified dollar amounts of proceeds.
Live Oak Bancshares, Inc. (LOB) reports that James S. Mahan III, through the James S Mahan Rev Trust, has filed a notice of proposed sale under Rule 144 for 10,000 shares of common stock held as pre-IPO shares originally acquired on 12/18/2008. Fidelity Brokerage Services LLC is listed as the broker, and the shares trade on the NYSE. The filing also lists multiple prior trust sales of 10,000-share blocks of Live Oak common stock during the past three months.
Live Oak Bancshares, Inc. (LOB) reported that President William C. Losch III exercised 50,000 Restricted Stock Units into an equal number of shares of voting common stock on 2026-08-25. In a related transaction, 22,221 shares of common stock were delivered or withheld at $39.99 per share for payment of exercise price or tax liability. Footnotes state that each RSU represents one share of voting common stock and that multiple RSU grants vest in five equal annual installments beginning on specified dates between February 14, 2023 and February 9, 2027, conditioned on continued service.
Live Oak Bancshares, Inc. (LOB) insider James S. Mahan III, the Chief Executive Officer, director and more-than-10% owner, reported sales of 20,000 shares of Voting Common Stock in open-market or private transactions under a Rule 10b5-1 trading plan adopted on August 27, 2025. The James S. Mahan Revocable Trust sold 10,000 shares at $40.5283 on August 20, 2026 and 8,002 shares at $41.0478 plus 1,998 shares at $41.9681 on August 19, 2026, all at weighted average prices executed across multiple trades. Indirect holdings reported after these transactions include 3,032,547 shares held by the Marguerite D. Mahan Revocable Trust, 127,167 shares held by the 2021 Chip Mahan Family and Charitable Trust, 127,167 shares held by the 2021 Peggy Mahan Family Trust, and 140,150 shares held by Peapod II, LLC.
Live Oak Bancshares, Inc. (LOB) reported that Chief Credit Officer Michael Cairns exercised 2,420 Restricted Stock Units, receiving an equal number of shares of Voting Common Stock. On the same date, 1,076 shares of Voting Common Stock were delivered or withheld at $40.89 per share for payment of exercise price or tax liability, with all transactions reported as directly owned. Cairns continues to hold several blocks of RSUs, each representing contingent rights to receive additional shares of Voting Common Stock that vest over time, subject to his continuous service.
Live Oak Bancshares, Inc. (LOB) received a Rule 144 notice indicating an intention to sell 10,000 shares of its common stock by or for the account of James S. Mahan III, via Fidelity Brokerage Services LLC, with an aggregate market value of $405,500.00. The shares are described as pre-IPO shares. The notice also reports that the James S. Mahan Revocable Trust, of which James S. Mahan III is a trustee and account stakeholder, has sold multiple 10,000‑share blocks of LOB common stock in the past three months, including sales for $368,369.08 on May 20, 2026 and $431,006.70 on August 13, 2026.
Live Oak Bancshares, Inc. (LOB) reported that its Chief Financial Officer, Walter J. Phifer, exercised restricted stock units into 2,916 shares of voting common stock on August 18, 2026. Of these shares, 1,296 were delivered or withheld at a price of $42.60 per share to pay the exercise price or tax liability. Phifer continues to hold several unvested RSU awards, each RSU representing a contingent right to receive one share of voting common stock, with underlying amounts of 236, 3,144, 6,009, 7,412, and 9,580 shares that vest in five equal annual installments beginning on various dates from December 15, 2022 through February 9, 2027, subject to continued service.