Welcome to our dedicated page for Live Oak Bancshares SEC filings (Ticker: LOB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Live Oak Bancshares, Inc. filings document the regulatory record of a financial holding company whose principal subsidiary is Live Oak Bank. The company’s 8-K reports cover operating results and financial condition, dividend declarations on Voting Common Stock and Series A preferred depositary shares, executive compensation actions, equity awards, and risk-management leadership changes.
Proxy materials describe governance matters, executive compensation, equity-award disclosure and shareholder voting items. Other filings include Form 12b-25 filing-status notices and capital-structure references to common stock and the company’s 8.375% Fixed Rate Series A Non-Cumulative Perpetual Preferred Stock.
Live Oak Bancshares, Inc. (symbol: LOB) is the issuer of record for a Form 4 filing submitted to the SEC.
Live Oak Bancshares, Inc. (LOB) has a notice of proposed sale under Rule 144 for 10,000 shares of its common stock for the account of James S. Mahan III. The notice lists an aggregate market value of approximately $427,800 for these shares and shows trading on the NYSE.
Recent activity disclosed for the James S. Mahan Revocable Trust includes multiple sales of 10,000-share blocks of Live Oak common stock on various dates over the past three months, each with reported gross proceeds in the $360,000–$430,000 range. The filing states that Mahan is a trustee and account stakeholder of the trust.
Live Oak Bancshares, Inc. (LOB) announced that its Board of Directors declared cash dividends on both its common and preferred equity. The company declared a dividend of $0.03 per share on its Voting Common Stock and $0.52344 per depositary share of its 8.375% Fixed Rate Series A Non-Cumulative Perpetual Preferred Stock. Each dividend is payable on September 15, 2026 to shareholders of record as of September 1, 2026.
Live Oak Bancshares, Inc. director, Chief Executive Officer and 10% owner James S. Mahan III reported indirect open-market sales of Voting Common Stock totaling 20,000 shares. On August 12, 2026, a revocable trust associated with him sold 10,000 shares at a weighted average price of $42.7475 per share. On August 13, 2026, the same trust sold an additional 10,000 shares at a weighted average price of $43.0973 per share. The filing states these sales were effected pursuant to a Rule 10b5-1 trading plan adopted on August 27, 2025. Indirect holdings reported include 3,032,547 shares held by a revocable trust for Marguerite D. Mahan, 127,167 shares each held by two family trusts, and 140,150 shares held by Peapod II, LLC.
A trust associated with James S. Mahan has filed to sell 10,000 shares of common stock through Fidelity Brokerage Services on the NYSE, with an indicated aggregate value of $432,000.00. The shares are identified as Pre IPO Shares originally acquired for cash on 12/18/2008. The filing also lists a series of prior open-market sales by the trust during May, June and August 2026, each involving 10,000 shares of common stock for varying dollar amounts.
Live Oak Bancshares, Inc. President William C. Losch III exercised 42,000 Restricted Stock Units into an equal number of shares of voting common stock on 2026-08-10. In a related transaction, 18,665 shares of common stock at $42.23 per share were delivered or withheld for payment of exercise price or tax liability. He continues to hold several RSU awards, each representing one share of voting common stock and scheduled to vest in five equal annual installments beginning on dates ranging from August 10, 2022 through February 9, 2027, subject to continued service.
Live Oak Bancshares, Inc. reported that Chief Information/Digital Officer of the Bank, Renato Derraik, exercised derivative awards covering 25,000 Restricted Stock Units, converting them into 25,000 shares of Voting Common Stock on August 10, 2026. In a related transaction, 11,111 shares of Voting Common Stock were delivered or withheld at $42.23 per share for payment of exercise price or tax liability. The report also lists multiple remaining RSU awards, each representing one share of Voting Common Stock and scheduled to vest in five equal annual installments beginning on specified dates between 2023 and 2027, subject to continuous service.
James S Mahan Rev Trust filed a notice to sell up to 10,000 shares of common stock of the issuer through Fidelity Brokerage Services LLC on or after 08/12/2026, with an estimated aggregate sale price of $427,800.00 on the NYSE. The shares were originally acquired as Pre IPO Shares from the issuer for cash on 12/18/2008.
Over the past three months, the trust reported a series of block sales of 10,000 shares each, including $359,616.93 in proceeds on 05/13/2026 and $387,321.69 on 06/10/2026, with all transactions involving common stock.
Live Oak Bancshares, Inc. director William L. Williams III, through the William L. Williams Revocable Trust, sold 8,400 shares of Voting Common Stock on August 3, 2026 at a weighted average price of $43.0792, in multiple trades between $42.56 and $43.40, under a Rule 10b5-1 trading plan adopted March 12, 2026.
Following the sale, the Revocable Trust held 1,114,125.8621 shares indirectly; additional reported holdings were 52,825 shares held directly, and 14,110 and 137,025 shares held indirectly through Spoint-ILM, LLC and the Elizabeth Williams Family Trust, respectively.
Courtney Spencer, Chief Experience Officer of Live Oak Bancshares, sold 153.7958 shares of voting common stock on August 4, 2026 at $43.6800 per share from an indirect holding by spouse, leaving no remaining indirect shares. Spencer continues to hold 30,536 shares of voting common stock directly, plus several Restricted Stock Unit awards covering between 1,580 and 6,586 underlying shares each, which vest in five equal annual installments subject to continuous service.