Live Oak Bancshares, Inc. filings document the regulatory record of a financial holding company whose principal subsidiary is Live Oak Bank. The company’s 8-K reports cover operating results and financial condition, dividend declarations on Voting Common Stock and Series A preferred depositary shares, executive compensation actions, equity awards, and risk-management leadership changes.
Proxy materials describe governance matters, executive compensation, equity-award disclosure and shareholder voting items. Other filings include Form 12b-25 filing-status notices and capital-structure references to common stock and the company’s 8.375% Fixed Rate Series A Non-Cumulative Perpetual Preferred Stock.
Live Oak Bancshares, Inc. (LOB) insider James S. Mahan III, the Chief Executive Officer, director and more-than-10% owner, reported sales of 20,000 shares of Voting Common Stock in open-market or private transactions under a Rule 10b5-1 trading plan adopted on August 27, 2025. The James S. Mahan Revocable Trust sold 10,000 shares at $40.5283 on August 20, 2026 and 8,002 shares at $41.0478 plus 1,998 shares at $41.9681 on August 19, 2026, all at weighted average prices executed across multiple trades. Indirect holdings reported after these transactions include 3,032,547 shares held by the Marguerite D. Mahan Revocable Trust, 127,167 shares held by the 2021 Chip Mahan Family and Charitable Trust, 127,167 shares held by the 2021 Peggy Mahan Family Trust, and 140,150 shares held by Peapod II, LLC.
Live Oak Bancshares, Inc. (LOB) reported that Chief Credit Officer Michael Cairns exercised 2,420 Restricted Stock Units, receiving an equal number of shares of Voting Common Stock. On the same date, 1,076 shares of Voting Common Stock were delivered or withheld at $40.89 per share for payment of exercise price or tax liability, with all transactions reported as directly owned. Cairns continues to hold several blocks of RSUs, each representing contingent rights to receive additional shares of Voting Common Stock that vest over time, subject to his continuous service.
Live Oak Bancshares, Inc. (LOB) received a Rule 144 notice indicating an intention to sell 10,000 shares of its common stock by or for the account of James S. Mahan III, via Fidelity Brokerage Services LLC, with an aggregate market value of $405,500.00. The shares are described as pre-IPO shares. The notice also reports that the James S. Mahan Revocable Trust, of which James S. Mahan III is a trustee and account stakeholder, has sold multiple 10,000‑share blocks of LOB common stock in the past three months, including sales for $368,369.08 on May 20, 2026 and $431,006.70 on August 13, 2026.
Live Oak Bancshares, Inc. (LOB) reported that its Chief Financial Officer, Walter J. Phifer, exercised restricted stock units into 2,916 shares of voting common stock on August 18, 2026. Of these shares, 1,296 were delivered or withheld at a price of $42.60 per share to pay the exercise price or tax liability. Phifer continues to hold several unvested RSU awards, each RSU representing a contingent right to receive one share of voting common stock, with underlying amounts of 236, 3,144, 6,009, 7,412, and 9,580 shares that vest in five equal annual installments beginning on various dates from December 15, 2022 through February 9, 2027, subject to continued service.
Live Oak Bancshares, Inc. (symbol: LOB) is the issuer of record for a Form 4 filing submitted to the SEC.
Live Oak Bancshares, Inc. (LOB) has a notice of proposed sale under Rule 144 for 10,000 shares of its common stock for the account of James S. Mahan III. The notice lists an aggregate market value of approximately $427,800 for these shares and shows trading on the NYSE.
Recent activity disclosed for the James S. Mahan Revocable Trust includes multiple sales of 10,000-share blocks of Live Oak common stock on various dates over the past three months, each with reported gross proceeds in the $360,000–$430,000 range. The filing states that Mahan is a trustee and account stakeholder of the trust.
Live Oak Bancshares, Inc. (LOB) announced that its Board of Directors declared cash dividends on both its common and preferred equity. The company declared a dividend of $0.03 per share on its Voting Common Stock and $0.52344 per depositary share of its 8.375% Fixed Rate Series A Non-Cumulative Perpetual Preferred Stock. Each dividend is payable on September 15, 2026 to shareholders of record as of September 1, 2026.
Live Oak Bancshares, Inc. director, Chief Executive Officer and 10% owner James S. Mahan III reported indirect open-market sales of Voting Common Stock totaling 20,000 shares. On August 12, 2026, a revocable trust associated with him sold 10,000 shares at a weighted average price of $42.7475 per share. On August 13, 2026, the same trust sold an additional 10,000 shares at a weighted average price of $43.0973 per share. The filing states these sales were effected pursuant to a Rule 10b5-1 trading plan adopted on August 27, 2025. Indirect holdings reported include 3,032,547 shares held by a revocable trust for Marguerite D. Mahan, 127,167 shares each held by two family trusts, and 140,150 shares held by Peapod II, LLC.
A trust associated with James S. Mahan has filed to sell 10,000 shares of common stock through Fidelity Brokerage Services on the NYSE, with an indicated aggregate value of $432,000.00. The shares are identified as Pre IPO Shares originally acquired for cash on 12/18/2008. The filing also lists a series of prior open-market sales by the trust during May, June and August 2026, each involving 10,000 shares of common stock for varying dollar amounts.
Live Oak Bancshares, Inc. President William C. Losch III exercised 42,000 Restricted Stock Units into an equal number of shares of voting common stock on 2026-08-10. In a related transaction, 18,665 shares of common stock at $42.23 per share were delivered or withheld for payment of exercise price or tax liability. He continues to hold several RSU awards, each representing one share of voting common stock and scheduled to vest in five equal annual installments beginning on dates ranging from August 10, 2022 through February 9, 2027, subject to continued service.