Welcome to our dedicated page for Live Oak Bancshares SEC filings (Ticker: LOB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Live Oak Bancshares, Inc. filings document the regulatory record of a financial holding company whose principal subsidiary is Live Oak Bank. The company’s 8-K reports cover operating results and financial condition, dividend declarations on Voting Common Stock and Series A preferred depositary shares, executive compensation actions, equity awards, and risk-management leadership changes.
Proxy materials describe governance matters, executive compensation, equity-award disclosure and shareholder voting items. Other filings include Form 12b-25 filing-status notices and capital-structure references to common stock and the company’s 8.375% Fixed Rate Series A Non-Cumulative Perpetual Preferred Stock.
Cameron William Henderson reported acquisition or exercise transactions in this Form 4 filing.
Live Oak Bancshares, Inc. director Cameron William Henderson reported updated holdings and a new equity award. On May 19, 2026, he received 2,486 restricted stock units, each representing a right to one share of voting common stock, vesting on May 1, 2027. The filing also shows 207,490 shares of voting common stock held indirectly through the William H. Cameron Revocable Trust, 470 shares held indirectly through a GST-exempt trust, and 16,904 shares held directly. A footnote explains that on May 5, 2026, 2,946 shares were transferred from direct ownership to the revocable trust.
Bradford Tonya Williams reported acquisition or exercise transactions in this Form 4 filing.
Live Oak Bancshares director Tonya Bradford Williams received a new equity award. On May 19, 2026, she was granted 2,486 restricted stock units, each representing a contingent right to receive one share of Live Oak Bancshares voting common stock. These RSUs vest on May 1, 2027. Following the transactions reported, she holds 9,643 shares of voting common stock directly and 2,486 RSUs.
Live Oak Bancshares, Inc. director and CEO James S. Mahan reported indirect open-market sales of 10,000 shares of Voting Common Stock on May 20, 2026 through the James S. Mahan Revocable Trust. The shares were sold at weighted average prices of $36.8253 and $37.1524.
The filing notes these transactions were executed under a pre-arranged Rule 10b5-1 trading plan adopted on August 27, 2025. Following the sales, the revocable trust held 2,917,844 shares indirectly, and additional indirect holdings are reported in other family trusts and an LLC.
James S Mahan Rev Trust reported multiple proposed sales of Common stock on Form 144, listing repeated 10,000-share blocks transacted or to be sold on various dates in 2026. The filing lists individual sale dates and gross proceeds per block in USD as shown in the excerpt.
James S Mahan Rev Trust submitted a Form 144 notice to sell 10,000 shares of Common Stock for sale through Fidelity Brokerage on 05/20/2026 on the NYSE. The filing also lists multiple prior single-trade dispositions by the Trust of 10,000 shares on dates in Feb–May 2026 with per-trade proceeds shown.
Live Oak Bancshares, Inc. reported that its board declared cash dividends on both its common and preferred equity. Holders of Voting Common Stock will receive a cash dividend of $0.03 per share. Holders of depositary shares representing its 8.375% Fixed Rate Series A Non-Cumulative Perpetual Preferred Stock will receive a cash dividend of $0.52344 per depositary share.
Both dividends are payable on June 15, 2026 to shareholders of record as of June 2, 2026, meaning investors must be on the company’s books by that date to receive the payments.
Live Oak Bancshares, Inc. director and CEO James S. Mahan, through the James S. Mahan Revocable Trust, reported an open-market sale of 10,000 shares of Voting Common Stock at a weighted average price of $36.226 per share on May 14, 2026.
After the sale, the trust held 2,927,844 shares of Voting Common Stock indirectly. Additional indirect holdings were reported as 140,150 shares by Peapod II, LLC, 127,167 shares by the 2021 Peggy Mahan Family Trust, 127,167 shares by the 2021 Chip Mahan Family and Charitable Trust, and 3,032,547 shares by the Marguerite D. Mahan Revocable Trust.
The filing notes that the sale was effected under a pre-arranged Rule 10b5-1 trading plan adopted by the reporting person on August 27, 2025, and that the transaction was executed in multiple trades between $36.03 and $36.48 per share.
Live Oak Bancshares CEO-associated trust reports a small planned share sale. A James S. Mahan Revocable Trust, associated with Chief Executive Officer James S. Mahan III, sold 10,000 shares of Live Oak Bancshares Voting Common Stock at a weighted average price of $35.962 per share on May 13, 2026.
After this open-market sale, the trust held 2,937,844 shares of Voting Common Stock. The filing also lists additional indirect holdings through several other family and revocable trusts with updated post-transaction share balances.
The sale was carried out under a pre-arranged Rule 10b5-1 trading plan adopted on August 27, 2025, indicating the transaction was scheduled in advance rather than timed discretionarily.
James S. Mahan Revocable Trust reported proposed sales via a Form 144 of Common stock in multiple 10,000-share blocks. The filing lists sale dates and trade amounts for transactions dated 02/18/2026 through 05/13/2026, with per-block proceeds shown in the table.
The entries identify the trades as Pre-IPO Shares and list Fidelity Brokerage Services LLC as a broker on the filing. The record shows each reported block as 10,000 shares with corresponding proceeds for each date.
Regulation 144 notice reporting proposed and recent sales of Common Stock. The excerpt lists a proposed sale of 10,000 shares and multiple completed sales by James S Mahan Rev Trust of 10,000 shares each on dates in February–March 2026, with per‑trade proceeds shown in dollars. The securities are described as Pre‑IPO Shares and sold for cash.