Welcome to our dedicated page for Live Oak Bancshares SEC filings (Ticker: LOB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Live Oak Bancshares, Inc. filings document the regulatory record of a financial holding company whose principal subsidiary is Live Oak Bank. The company’s 8-K reports cover operating results and financial condition, dividend declarations on Voting Common Stock and Series A preferred depositary shares, executive compensation actions, equity awards, and risk-management leadership changes.
Proxy materials describe governance matters, executive compensation, equity-award disclosure and shareholder voting items. Other filings include Form 12b-25 filing-status notices and capital-structure references to common stock and the company’s 8.375% Fixed Rate Series A Non-Cumulative Perpetual Preferred Stock.
Live Oak Bancshares, Inc. appointed Matthew S. Diffley as Principal Accounting Officer of the company effective July 1, 2026, after he joined Live Oak Banking Company as Chief Accounting Officer on June 29, 2026. He succeeds Walter J. Phifer, who had served as interim PAO.
The company expects to grant Mr. Diffley a restricted stock unit award with a grant date fair value of $200,000, vesting in five equal annual installments beginning on the first anniversary of the grant date, subject to Compensation Committee approval. He will also be reimbursed for reasonable relocation expenses and will be eligible for the company’s standard employee benefits, discretionary cash bonuses, and discretionary equity awards. The filing notes he has no family relationships with company executives or directors and no related party transactions requiring disclosure.
Live Oak Bancshares director William L. Williams III reported an open-market sale of 8,400 shares of Voting Common Stock at $40.054 per share. The sale was made by the William L. Williams Revocable Trust, which still holds 1,130,925.8621 shares after the transaction.
According to a footnote, this sale was carried out under a pre-arranged Rule 10b5-1 trading plan adopted on March 12, 2026. The filing also shows additional indirect holdings through the Elizabeth Williams Family Trust and Spoint-ILM, LLC, plus separate directly held shares.
Live Oak Bancshares, Inc. reported a senior accounting leadership change. J. Wesley Sutherland will no longer serve as Chief Accounting Officer of the company or Live Oak Banking Company.
Effective June 16, 2026, Chief Financial Officer Walter J. Phifer has assumed the role of Principal Accounting Officer on an interim basis while the company conducts an external search for Sutherland’s successor. Phifer has been with the bank since 2015 and became CFO in January 2024, after previously serving as Treasurer and Head of Finance, Planning and Analysis.
The company expects Sutherland to remain employed as a Senior Advisor to support the transition until his anticipated retirement on or about September 30, 2026.
Live Oak Bancshares, Inc. director and Chief Executive Officer James S. Mahan III reported open-market sales of 20,000 shares of Voting Common Stock indirectly held through the James S. Mahan Revocable Trust.
The shares were sold at weighted average prices between about $37.77 and $39.25, leaving the trust holding 2,847,844 shares following the most recent transaction on June 11, 2026. According to a footnote, these sales were effected under a pre-arranged Rule 10b5-1 trading plan adopted on August 27, 2025, indicating they were scheduled in advance rather than timed discretionarily.
LOB affiliate filed a Form 144 reporting proposed sales and recent dispositions of Common Stock. The filing lists multiple 10,000-share transactions by the James S Mahan Rev Trust on specific dates with per-line cash amounts. Examples include a 10,000-share sale on 03/11/2026 for $328,280.17 and a 10,000-share sale on 06/10/2026 for $387,321.69.
James S Mahan Rev Trust reported proposed sales of Common stock under a Form 144 notice, showing multiple 10,000‑share transactions executed between 03/11/2026 and 06/04/2026. The excerpt lists individual sales with trade dates and gross proceeds, for example 10,000 shares on 03/11/2026 for $328,280.17 and on 06/04/2026 for $372,531.45.
Live Oak Bancshares, Inc. Chief Executive Officer James S. Mahan III, through the James S. Mahan Revocable Trust, reported open-market sales of 20,000 shares of Voting Common Stock of LOB. The sales took place on June 3 and June 4, 2026 at prices in the mid-$36 to high-$37 range.
The filing states these sales were effected under a Rule 10b5-1 trading plan adopted on August 27, 2025, indicating they were pre-arranged. Following one of the reported sales, the trust’s indirect holdings stood at 2,867,844 shares of Voting Common Stock, showing the transactions represent a small portion of the overall reported position.
James S Mahan Rev Trust reported multiple sales of Common shares of LOB in 10,000-share lots on various dates. The filing lists individual cash transactions with per-lot proceeds ranging from $325,040.97 to $376,513.10 on dates between 03/04/2026 and 06/03/2026.
LOB filed a Form 144 reporting proposed sales of Common Stock by the James S Mahan Rev Trust. The trust reported multiple blocks of 10,000 shares sold on dates including 03/04/2026, 03/05/2026, 03/11/2026, and several sales in May 2026. Reported gross proceeds for individual blocks range from $325,040.97 to $376,513.10 per the listed transactions. The filing names Fidelity Brokerage Services LLC as a broker and classifies the securities as Pre-IPO Shares.