Live Oak Bancshares, Inc. filings document the regulatory record of a financial holding company whose principal subsidiary is Live Oak Bank. The company’s 8-K reports cover operating results and financial condition, dividend declarations on Voting Common Stock and Series A preferred depositary shares, executive compensation actions, equity awards, and risk-management leadership changes.
Proxy materials describe governance matters, executive compensation, equity-award disclosure and shareholder voting items. Other filings include Form 12b-25 filing-status notices and capital-structure references to common stock and the company’s 8.375% Fixed Rate Series A Non-Cumulative Perpetual Preferred Stock.
James S Mahan Rev Trust reported proposed sales of Common stock under a Form 144 notice, showing multiple 10,000‑share transactions executed between 03/11/2026 and 06/04/2026. The excerpt lists individual sales with trade dates and gross proceeds, for example 10,000 shares on 03/11/2026 for $328,280.17 and on 06/04/2026 for $372,531.45.
Live Oak Bancshares, Inc. Chief Executive Officer James S. Mahan III, through the James S. Mahan Revocable Trust, reported open-market sales of 20,000 shares of Voting Common Stock of LOB. The sales took place on June 3 and June 4, 2026 at prices in the mid-$36 to high-$37 range.
The filing states these sales were effected under a Rule 10b5-1 trading plan adopted on August 27, 2025, indicating they were pre-arranged. Following one of the reported sales, the trust’s indirect holdings stood at 2,867,844 shares of Voting Common Stock, showing the transactions represent a small portion of the overall reported position.
James S Mahan Rev Trust reported multiple sales of Common shares of LOB in 10,000-share lots on various dates. The filing lists individual cash transactions with per-lot proceeds ranging from $325,040.97 to $376,513.10 on dates between 03/04/2026 and 06/03/2026.
LOB filed a Form 144 reporting proposed sales of Common Stock by the James S Mahan Rev Trust. The trust reported multiple blocks of 10,000 shares sold on dates including 03/04/2026, 03/05/2026, 03/11/2026, and several sales in May 2026. Reported gross proceeds for individual blocks range from $325,040.97 to $376,513.10 per the listed transactions. The filing names Fidelity Brokerage Services LLC as a broker and classifies the securities as Pre-IPO Shares.
Live Oak Bancshares director Jeffrey W. Lunsford exercised restricted stock units into common shares. On May 1, 2026, 1,890 restricted stock units vested and converted into 1,890 shares of Live Oak Bancshares voting common stock at a stated price of $0.00 per share. Following this derivative exercise, Lunsford directly holds 12,640 shares of voting common stock. The transaction reflects routine equity compensation vesting rather than an open-market purchase or sale, and no remaining derivative position is shown in this filing.
Live Oak Bancshares, Inc. director and Chief Executive Officer James S. Mahan III, through the James S. Mahan Revocable Trust, reported selling a total of 20,000 shares of Voting Common Stock in open-market transactions. The trust sold 10,000 shares at a weighted average price of $37.6513 on May 27, 2026 and another 10,000 shares at a weighted average price of $37.2481 on May 28, 2026, under a pre-arranged Rule 10b5-1 trading plan adopted on August 27, 2025. Following these sales, the trust held 2,887,844 shares, and the Form 4 also lists additional indirect holdings in other family trusts and entities.
LOB affiliate submitted a notice under Form 144 reporting proposed or recent sales of common stock. The excerpt lists multiple sales of 10,000 shares each on 03/04/2026, 03/05/2026, 03/11/2026, 03/12/2026, 05/13/2026, 05/14/2026, 05/20/2026, 05/21/2026, and 05/27/2026, and an initial listed sale dated 12/18/2008.
The filer name shown is the James S Mahan Rev Trust, which appears as the selling holder for the recent transactions; each reported trade shows a dollar amount associated with the 10,000‑share blocks in the excerpt.
James S. Mahan Rev Trust reports multiple proposed sales of Common shares under a Form 144 notice. The filing lists repeated dispositions of 10,000 shares on several dates, with example proceeds such as $393,218.38 on 02/25/2026 and $370,915.70 on 05/21/2026. The securities are labeled Pre IPO Shares and the transactions are routed through Fidelity Brokerage Services LLC on the NYSE.
Live Oak Bancshares Chief Executive Officer James S. Mahan III, through the James S. Mahan Revocable Trust, sold a total of 10,000 shares of Voting Common Stock on May 21, 2026 in two open-market transactions. The trades covered 3,388 shares at a weighted average price of $37.4223 per share and 6,612 shares at a weighted average price of $36.9221 per share. The filing states these sales were executed under a Rule 10b5-1 trading plan adopted on August 27, 2025. The report also lists indirect holdings of Voting Common Stock by related entities, including 140,150 shares held by Peapod II, LLC, 127,167 shares held by the 2021 Peggy Mahan Family Trust, 127,167 shares held by the 2021 Chip Mahan Family and Charitable Trust, and 3,032,547 shares held by the Marguerite D. Mahan Revocable Trust.
Live Oak Bancshares, Inc. held its 2026 Annual Meeting of Shareholders on May 19, 2026, where shareholders approved two key equity plans and routine governance items. On the March 20, 2026 record date, 46,239,891 voting common shares were outstanding, with 42,159,893 shares present to establish a quorum.
Shareholders elected ten directors to one‑year terms and approved the 2026 Omnibus Stock Incentive Plan and the 2026 Employee Stock Purchase Plan. They also supported a non-binding advisory vote on executive compensation and ratified KPMG LLP as the independent auditor for 2026, confirming the company’s proposed board and compensation framework.