Live Oak Bancshares, Inc. filings document the regulatory record of a financial holding company whose principal subsidiary is Live Oak Bank. The company’s 8-K reports cover operating results and financial condition, dividend declarations on Voting Common Stock and Series A preferred depositary shares, executive compensation actions, equity awards, and risk-management leadership changes.
Proxy materials describe governance matters, executive compensation, equity-award disclosure and shareholder voting items. Other filings include Form 12b-25 filing-status notices and capital-structure references to common stock and the company’s 8.375% Fixed Rate Series A Non-Cumulative Perpetual Preferred Stock.
Live Oak Bancshares director Jeffrey W. Lunsford reported a routine equity compensation event. On May 1, 2026, he exercised 1,890 restricted stock units, receiving the same number of shares of Voting Common Stock at a stated price of $0.00 per share.
Following the transaction, Lunsford directly holds 12,640 shares of Voting Common Stock. Footnotes explain that each restricted stock unit represented a contingent right to receive one share of voting common stock and that these units vested on May 1, 2026. The filing shows no open-market purchases or sales, only the conversion of equity awards.
Valine Yousef A. reported acquisition or exercise transactions in this Form 4 filing.
Live Oak Bancshares, Inc. director Valine A. Yousef reported an equity compensation grant and updated holdings of the company’s voting common stock. On May 19, 2026, she received 2,486 restricted stock units (RSUs), each representing a contingent right to one share of voting common stock that vests on May 1, 2027.
After this grant, the filing shows 10,401 shares of voting common stock held directly and 1,500 shares held indirectly through the Valine Revocable Living Trust, plus the 2,486 RSUs tied to future share delivery, subject to vesting.
Petty Miltom Emmett reported acquisition or exercise transactions in this Form 4 filing.
Live Oak Bancshares, Inc. director Miltom Emmett Petty reported an equity compensation grant and updated holdings. He received 2,486 Restricted Stock Units (RSUs), each representing a contingent right to one share of voting common stock. These RSUs vest on May 1, 2027. Following the reported transactions, he directly holds 130,839 shares of voting common stock and 2,486 RSUs. The RSU grant is compensation-related and is not an open‑market stock purchase or sale.
Live Oak Bancshares, Inc. Chief Banking Officer Mark Michael Moroz reported routine equity compensation activity. On May 20, 2026, he exercised derivative awards to acquire 7,117 shares of voting common stock and, in a related transaction, 3,163 shares were withheld at $36.20 per share to cover tax obligations, leaving him with 18,210 shares of common stock held directly after the tax-withholding entry and 21,373 shares after the exercise entry. The filing also shows multiple restricted stock unit awards, each representing a contingent right to receive one share of voting common stock, vesting in equal annual installments beginning on dates between December 9, 2025 and February 9, 2027, subject to his continued service.
McHenry Patrick Timothy reported acquisition or exercise transactions in this Form 4 filing.
Live Oak Bancshares, Inc. director Patrick Timothy McHenry reported an equity award of 2,486 restricted stock units. Each unit represents a contingent right to receive one share of Live Oak Bancshares voting common stock and vests on May 1, 2027. The filing also shows 3,080 shares of voting common stock held directly after the reported transactions.
Lunsford Jeffrey W reported acquisition or exercise transactions in this Form 4 filing.
Live Oak Bancshares, Inc. director Jeffrey W. Lunsford reported an equity award and his current holdings. He received 2,486 restricted stock units, each representing a contingent right to one share of Live Oak voting common stock, vesting on May 1, 2027. Following the reported positions, he holds 12,640 shares of voting common stock directly, in addition to the 2,486 restricted stock units.
LUCHT DAVID G reported acquisition or exercise transactions in this Form 4 filing.
Live Oak Bancshares director David G. Lucht received a grant of 2,486 restricted stock units (RSUs) tied to the company’s voting common stock. The RSUs were awarded on May 19, 2026, carry no purchase price, and each unit represents a contingent right to receive one share of voting common stock.
The RSUs vest on May 1, 2027. After this award, Lucht directly holds 18,623 shares of voting common stock, 4,000 depositary shares linked to the 8.375% Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series A, and 2,486 RSUs. This filing reflects a compensation-related equity grant rather than an open-market stock purchase or sale.
Cameron William Henderson reported acquisition or exercise transactions in this Form 4 filing.
Live Oak Bancshares, Inc. director Cameron William Henderson reported updated holdings and a new equity award. On May 19, 2026, he received 2,486 restricted stock units, each representing a right to one share of voting common stock, vesting on May 1, 2027. The filing also shows 207,490 shares of voting common stock held indirectly through the William H. Cameron Revocable Trust, 470 shares held indirectly through a GST-exempt trust, and 16,904 shares held directly. A footnote explains that on May 5, 2026, 2,946 shares were transferred from direct ownership to the revocable trust.
Bradford Tonya Williams reported acquisition or exercise transactions in this Form 4 filing.
Live Oak Bancshares director Tonya Bradford Williams received a new equity award. On May 19, 2026, she was granted 2,486 restricted stock units, each representing a contingent right to receive one share of Live Oak Bancshares voting common stock. These RSUs vest on May 1, 2027. Following the transactions reported, she holds 9,643 shares of voting common stock directly and 2,486 RSUs.
Live Oak Bancshares, Inc. director and CEO James S. Mahan reported indirect open-market sales of 10,000 shares of Voting Common Stock on May 20, 2026 through the James S. Mahan Revocable Trust. The shares were sold at weighted average prices of $36.8253 and $37.1524.
The filing notes these transactions were executed under a pre-arranged Rule 10b5-1 trading plan adopted on August 27, 2025. Following the sales, the revocable trust held 2,917,844 shares indirectly, and additional indirect holdings are reported in other family trusts and an LLC.