Welcome to our dedicated page for Live Oak Bancshares SEC filings (Ticker: LOB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Live Oak Bancshares, Inc. filings document the regulatory record of a financial holding company whose principal subsidiary is Live Oak Bank. The company’s 8-K reports cover operating results and financial condition, dividend declarations on Voting Common Stock and Series A preferred depositary shares, executive compensation actions, equity awards, and risk-management leadership changes.
Proxy materials describe governance matters, executive compensation, equity-award disclosure and shareholder voting items. Other filings include Form 12b-25 filing-status notices and capital-structure references to common stock and the company’s 8.375% Fixed Rate Series A Non-Cumulative Perpetual Preferred Stock.
Live Oak Bancshares CEO-associated trust reports a small planned share sale. A James S. Mahan Revocable Trust, associated with Chief Executive Officer James S. Mahan III, sold 10,000 shares of Live Oak Bancshares Voting Common Stock at a weighted average price of $35.962 per share on May 13, 2026.
After this open-market sale, the trust held 2,937,844 shares of Voting Common Stock. The filing also lists additional indirect holdings through several other family and revocable trusts with updated post-transaction share balances.
The sale was carried out under a pre-arranged Rule 10b5-1 trading plan adopted on August 27, 2025, indicating the transaction was scheduled in advance rather than timed discretionarily.
James S. Mahan Revocable Trust reported proposed sales via a Form 144 of Common stock in multiple 10,000-share blocks. The filing lists sale dates and trade amounts for transactions dated 02/18/2026 through 05/13/2026, with per-block proceeds shown in the table.
The entries identify the trades as Pre-IPO Shares and list Fidelity Brokerage Services LLC as a broker on the filing. The record shows each reported block as 10,000 shares with corresponding proceeds for each date.
Regulation 144 notice reporting proposed and recent sales of Common Stock. The excerpt lists a proposed sale of 10,000 shares and multiple completed sales by James S Mahan Rev Trust of 10,000 shares each on dates in February–March 2026, with per‑trade proceeds shown in dollars. The securities are described as Pre‑IPO Shares and sold for cash.
Live Oak Bancshares, Inc. director Valine A. Yousef reported a routine equity award vesting and share issuance. On May 1, 2026, 2,946 Restricted Stock Units were exercised, delivering 2,946 shares of Voting Common Stock at a stated price of $0.00 per share.
After this derivative exercise, Yousef held 10,401 shares of Voting Common Stock directly. Separately, 1,500 shares of Voting Common Stock are reported as indirectly owned through the Valine Revocable Living Trust. The restricted stock units vested on May 1, 2026, and each unit represented a contingent right to receive one share of Voting Common Stock, with no remaining derivative position shown in this filing.
Live Oak Bancshares, Inc. director Miltom Emmett Petty exercised restricted stock units into common shares as part of equity compensation. On May 1, 2026, 2,946 restricted stock units vested and were converted into the same number of shares of voting common stock at a stated price of $0.00 per share. Following this derivative exercise, Petty directly holds 130,839 shares of voting common stock. The filing shows an acquisition of shares through RSU vesting, with no open-market buying or selling reported.
Live Oak Bancshares director Patrick Timothy McHenry exercised restricted stock units that had vested into common shares. On May 1, 2026, he converted 3,080 restricted stock units into 3,080 shares of Voting Common Stock at a stated price of $0.00 per share. Each restricted stock unit represented a contingent right to receive one share of voting common stock, and following this transaction he directly held 3,080 common shares. The filing shows an exercise-and-hold pattern, with no open-market sales reported in this transaction.
Live Oak Bancshares, Inc. director Sally S. Davis exercised restricted stock units that had vested into common shares as part of her compensation. On May 1, 2026, 1,890 restricted stock units converted into 1,890 shares of voting common stock, each unit representing a contingent right to one share. Following this transaction, she directly holds 12,640 shares of voting common stock. These were option/RSU exercises, not open‑market purchases or sales.
Live Oak Bancshares director David G. Lucht increased his equity stake through RSU vesting. On May 1, 2026, 2,946 restricted stock units vested and were converted into an equal number of shares of Live Oak voting common stock at a stated price of $0.00 per share.
Following this transaction, Lucht directly holds 18,623 shares of voting common stock. He also directly holds 4,000 depositary shares, each representing a 1/40th interest in a share of the company’s 8.375% Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series A, with a liquidation preference of $1,000 per preferred share, equivalent to $25.00 per depositary share.
Live Oak Bancshares director Cameron William Henderson exercised restricted stock units into common shares as part of equity compensation. On May 1, 2026, 2,946 restricted stock units vested and were converted into 2,946 shares of Voting Common Stock at a stated price of $0.00 per share.
Following the transaction, Henderson holds 19,850 shares of Voting Common Stock directly. He also has indirect holdings reported as 470 shares held by a GST-Exempt Trust and 204,544 shares held by the William H. Cameron Revocable Trust. The filing shows no open‑market purchases or sales.
Live Oak Bancshares director Tonya Bradford Williams reported the vesting and exercise of restricted stock units into common shares. On May 1, 2026, 2,946 restricted stock units converted into 2,946 shares of voting common stock at a stated price of $0.00 per share.
Following this derivative exercise, she directly holds 9,643 shares of Live Oak Bancshares voting common stock. The filing reflects a compensation-related equity vesting rather than any open-market purchase or sale.