LOB holder files to sell 9,700 shares

A shareholder of LOB filed a Form 144 notice to sell 9,700 shares of common stock through Fidelity Brokerage Services on the NYSE, with an aggregate market value of $378,345.79.

Rhea-AI Filing Summary

A shareholder of LOB filed a Form 144 notice to sell 9,700 shares of common stock through Fidelity Brokerage Services on the NYSE, with an aggregate market value of $378,345.79. The filing indicates total common shares outstanding of 45,857,617 at the time referenced, which serves as a baseline for the company’s overall share count. The shares to be sold were acquired on 01/26/2026 by exercising an option that had originally been granted on 02/16/2016, with the exercise price paid in cash. The form notes that the seller represents they are not aware of any undisclosed material adverse information about the issuer’s current or prospective operations.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the LOB Form 144 filing disclose about planned share sales?

The Form 144 shows a shareholder of LOB plans to sell 9,700 shares of common stock on the NYSE through Fidelity Brokerage Services, with an aggregate market value of $378,345.79.

How many LOB shares are referenced as outstanding in this Form 144?

The notice references 45,857,617 shares of common stock outstanding, providing a baseline for the company’s total share count at the time referenced.

How were the LOB shares in this Form 144 acquired?

The 9,700 shares to be sold were acquired on 01/26/2026 by exercising a stock option that was originally granted on 02/16/2016, with the purchase price paid in cash.

Which broker is handling the planned LOB share sale under Rule 144?

The filing lists Fidelity Brokerage Services LLC, located in Smithfield, Rhode Island, as the broker for the planned sale of the LOB common shares on the NYSE.

When is the approximate sale date for the LOB shares in this Form 144?

The Form 144 indicates an approximate sale date of 01/26/2026 for the 9,700 LOB common shares covered by the notice.

What representation does the seller make in the LOB Form 144?

The seller represents that they do not know any material adverse information about the issuer’s current or prospective operations that has not been publicly disclosed.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 01/26/2026 - 02:56 PM EST Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001937224
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	Live Oak Bancshares, Inc.
SEC File Number	001-37497
Address of Issuer	1741 TIBURON DRIVE WILMINGTON NORTH CAROLINA 28403
Phone	910-790-5867
Name of Person for Whose Account the Securities are To Be Sold	Spencer Courtney
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917	9700	378345.79	45857617	01/26/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	01/26/2026	Option Granted - 02/16/2016	Issuer			9700	01/26/2026	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks
Date of Notice	01/26/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Gary Redman, as a duly authorized representative of Fidelity Brokerage Services LLC, as attorney-in-fact for Courtney Spencer
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)