LOB files Form 144 for proposed resale of common shares

LOB filed a Form 144 notice relating to proposed sales of common stock tied to multiple restricted stock vesting lots.

Rhea-AI Filing Summary

LOB filed a Form 144 notice relating to proposed sales of common stock tied to multiple restricted stock vesting lots. The filing lists individual vesting dates and share counts, including 1,108 shares vested on 12/11/2023 and 1,006 shares vested on 02/12/2025.

The notice identifies a brokerage/intermediary and enumerates several small compensation-related vesting entries rather than a single aggregate block; timing and exact methods of sale are as stated in the filing.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does LOB's Form 144 disclose about the shares to be sold?

It lists proposed sales of common stock tied to restricted stock vesting. The filing enumerates multiple vesting lots with specific dates and share counts, such as 1,108 shares on 12/11/2023 and 1,006 shares on 02/12/2025, reported through a broker.

Who is the intermediary named in the LOB Form 144?

Fidelity Brokerage Services LLC is named as the broker/intermediary. The filing shows fidelity's address and identifies the securities as common stock to be sold under the Form 144 notice on behalf of the holder.

Are the shares in LOB's filing from compensation-related vesting?

Yes — the shares arise from restricted stock vesting. Each line in the filing is labeled "Restricted Stock Vesting" with individual share amounts and vesting dates tied to compensation grants.

Does the Form 144 show a single aggregate number of shares being registered?

No single aggregate is presented in the excerpt. The filing lists multiple individual vesting entries and share counts by date rather than one combined total; sale mechanics and aggregate treatment follow the notice details.

What dates are associated with the vesting entries in LOB's Form 144?

Multiple vesting dates are shown across 2023–2025. Examples include 11/20/2023, 12/11/2023, 12/15/2023, and 02/12/2025, each linked to a specific restricted stock vesting lot and share count.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 03/02/2026 - 01:26 PM EST Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0002006943
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	Live Oak Bancshares, Inc.
SEC File Number	001-37497
Address of Issuer	1741 TIBURON DRIVE WILMINGTON NORTH CAROLINA 28403
Phone	910-790-5867
Name of Person for Whose Account the Securities are To Be Sold	Phifer Walter J
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917	4712	172378.62	46219604	03/02/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	11/20/2023	Restricted Stock Vesting	Issuer			197	11/20/2023	Compensation
Common	12/11/2023	Restricted Stock Vesting	Issuer			1108	12/11/2023	Compensation
Common	12/15/2023	Restricted Stock Vesting	Issuer			165	12/15/2023	Compensation
Common	02/12/2024	Restricted Stock Vesting	Issuer			98	02/12/2024	Compensation
Common	02/22/2024	Restricted Stock Vesting	Issuer			34	02/22/2024	Compensation
Common	12/09/2024	Restricted Stock Vesting	Issuer			873	12/09/2024	Compensation
Common	12/16/2024	Restricted Stock Vesting	Issuer			130	12/16/2024	Compensation
Common	02/10/2025	Restricted Stock Vesting	Issuer			98	02/10/2025	Compensation
Common	02/12/2025	Restricted Stock Vesting	Issuer			1006	02/12/2025	Compensation
Common	02/24/2025	Restricted Stock Vesting	Issuer			34	02/24/2025	Compensation
Common	12/09/2025	Restricted Stock Vesting	Issuer			843	12/09/2025	Compensation
Common	12/15/2025	Restricted Stock Vesting	Issuer			126	12/15/2025	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks
Date of Notice	03/02/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Jennifer Ruchti, as a duly authorized representative of Fidelity Brokerage Services LLC, as attorney-in-fact for Walter J. Phifer
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)