LOB files Form 144 to sell 3,000 shares

LOB reported a proposed sale of 3,000 common shares on a Form 144.

Rhea-AI Filing Summary

LOB reported a proposed sale of 3,000 common shares on a Form 144. The filing lists an aggregate amount of $110,098.50 and a proposed sale date of 03/02/2026. The Form 144 references restricted stock vesting events of 02/22/2024 (514 shares), 02/10/2025 (1,006 shares) and 02/12/2025 (1,480 shares).

Insights

Securities Compliance Counsel

Routine Form 144 filing noting a proposed sale of 3,000 shares.

The notice lists 3,000 common shares and an aggregate value of $110,098.50, with a proposed trade date of 03/02/2026. The entry identifies the broker as Fidelity Brokerage Services LLC.

The excerpt shows vesting-origin shares dated 02/22/2024 (514), 02/10/2025 (1,006) and 02/12/2025 (1,480). Timing and execution details depend on broker procedures and Rule 144 conditions; subsequent filings will show completed transactions.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does LOB's Form 144 report?

The Form 144 reports a proposed sale of 3,000 common shares. It lists an aggregate amount of $110,098.50 and a proposed sale date of 03/02/2026.

Who is the listed broker on the LOB Form 144?

The filing names Fidelity Brokerage Services LLC at 900 Salem Street, Smithfield, RI. That broker is identified in connection with the proposed sale of the shares.

Are any of the shares tied to vesting events in the filing?

Yes; the form references restricted stock vesting of 514 shares on 02/22/2024, 1,006 shares on 02/10/2025, and 1,480 shares on 02/12/2025, as listed in the excerpt.

Does the Form 144 confirm the sale was executed?

No; Form 144 is a notice of a proposed sale. The excerpt shows a proposed sale date of 03/02/2026, but completion and execution would be reported in subsequent filings.

What exchange is shown for the securities?

The excerpt indicates the securities are listed on the NYSE, shown alongside the proposed sale line that includes 3,000 shares and the aggregate amount.

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Accepted by SEC EDGAR 03/02/2026 - 05:10 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001656656
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	Live Oak Bancshares, Inc.
SEC File Number	001-37497
Address of Issuer	1741 TIBURON DRIVE WILMINGTON NORTH CAROLINA 28403
Phone	910-790-5867
Name of Person for Whose Account the Securities are To Be Sold	Seward Gregory W
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917	3000	110098.50	46219604	03/02/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	02/22/2024	Restricted Stock Vesting	Issuer			514	02/22/2024	Compensation
Common	02/10/2025	Restricted Stock Vesting	Issuer			1006	02/10/2025	Compensation
Common	02/12/2025	Restricted Stock Vesting	Issuer			1480	02/12/2025	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks
Date of Notice	03/02/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Adam Gehring, as a duly authorized representative of Fidelity Brokerage Services LLC, as attorney-in-fact for Gregory Seward
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)