STOCK TITAN

Lowe’s (LOW) SVP Dan Griggs reports tax withholding and 1,526-share grant

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

LOWES COMPANIES INC executive Dan Clayton Griggs Jr., SVP, Tax & CAO, reported compensation-related stock activity in company common shares. On April 1, 2026, 214 shares were disposed of at $235.98 per share to cover withholding taxes tied to a prior restricted stock vesting. On the same date, he acquired 1,526 restricted shares as a grant under the 2006 Long Term Incentive Plan, which are scheduled to fully vest on April 1, 2029. Following these changes, he directly holds 12,993 common shares, and indirectly holds 1,942.7443 shares through a 401(k) Plan.

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Insider Griggs Dan Clayton Jr
Role SVP, Tax & CAO
Type Security Shares Price Value
Tax Withholding Common Stock 214 $235.98 $50K
Grant/Award Common Stock 1,526 $0.00 --
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 11,467 shares (Direct); Common Stock — 1,942.744 shares (Indirect, by 401(k) Plan)
Footnotes (1)
  1. Reflects shares delivered by reporting person to satisfy withholding taxes due upon vesting of restricted shares granted on April 1, 2023. Restricted stock granted pursuant to 2006 Long Term Incentive Plan. These shares will fully vest on April 1, 2029.
Tax withholding shares 214 shares Shares delivered to satisfy withholding taxes on restricted stock vesting
Withholding price $235.98 per share Value used for 214-share tax-withholding disposition on April 1, 2026
Restricted stock grant 1,526 shares Restricted stock granted under 2006 Long Term Incentive Plan
Direct holdings after transactions 12,993 shares Direct Lowe's common stock held by Dan Clayton Griggs Jr.
Indirect 401(k) holdings 1,942.7443 shares Lowe's common stock held indirectly by 401(k) Plan
Tax withholding shares count 214 shares Reported as tax withholding disposition (code F) in Form 4 summary
Tax withholding transactions 1 transaction Form 4 transactionSummary taxWithholdingCount
restricted shares financial
"Reflects shares delivered by reporting person to satisfy withholding taxes due upon vesting of restricted shares granted on April 1, 2023."
Restricted shares are company stock that cannot be sold or transferred immediately because they are subject to legal or contractual limits, such as a required holding period or performance conditions. They matter to investors because these locked-up shares can affect a company’s available stock for trading, future dilution, and insider incentives—imagine a gift that can’t be cashed until certain conditions are met, which changes when and how much supply can suddenly enter the market.
Restricted stock financial
"Restricted stock granted pursuant to 2006 Long Term Incentive Plan."
Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.
2006 Long Term Incentive Plan financial
"Restricted stock granted pursuant to 2006 Long Term Incentive Plan."
withholding taxes financial
"Reflects shares delivered by reporting person to satisfy withholding taxes due upon vesting of restricted shares granted on April 1, 2023."
Withholding taxes are amounts a payer or government takes out of payments — such as wages, interest, or dividends — before the recipient gets the money, functioning like a cashier keeping part of a bill to pay taxes on your behalf. For investors this matters because it reduces the cash they actually receive, affects net returns and yield calculations, and may require additional paperwork or treaty claims to recover or offset the withheld amount against final tax bills.
401(k) Plan financial
"total_shares_following_transaction": "1942.7443", "direct_or_indirect": "I", "nature_of_ownership": "by 401(k) Plan""
A 401(k) plan is a workplace retirement account that lets employees set aside part of their pay into a tax-advantaged savings pot, often with employers adding matching contributions — like a workplace piggy bank for future income. It matters to investors because the amount people save and how employers fund these plans influence consumer spending, corporate payroll costs and the flow of money into financial markets, which can affect stock prices and company valuations.
Grant, award, or other acquisition financial
"transaction_code_description": "Grant, award, or other acquisition""
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Griggs Dan Clayton Jr

(Last)(First)(Middle)
1000 LOWES BOULEVARD

(Street)
MOORESVILLE NORTH CAROLINA 28117

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
LOWES COMPANIES INC [ LOW ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
SVP, Tax & CAO
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/01/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock04/01/2026F214(1)D$235.9811,467D
Common Stock04/01/2026A1,526(2)A$012,993D
Common Stock1,942.7443Iby 401(k) Plan
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Reflects shares delivered by reporting person to satisfy withholding taxes due upon vesting of restricted shares granted on April 1, 2023.
2. Restricted stock granted pursuant to 2006 Long Term Incentive Plan. These shares will fully vest on April 1, 2029.
Remarks:
By: /s/ Sandra Felton by power of attorney for: Dan Clayton Griggs, Jr.04/02/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transactions did LOW (Lowe's) report for Dan Clayton Griggs Jr.?

Dan Clayton Griggs Jr. reported routine compensation-related stock activity. He had 214 Lowe's shares withheld to pay taxes on vesting restricted stock and received 1,526 new restricted shares under the 2006 Long Term Incentive Plan, reflecting normal executive equity compensation.

Was the Lowe's insider share disposition by Dan Clayton Griggs Jr. an open-market sale?

No, the 214-share disposition was for tax withholding, not an open-market sale. Shares were delivered to satisfy withholding taxes due when earlier restricted stock vested, a standard administrative step rather than a discretionary decision to sell shares in the market.

How many Lowe's shares does Dan Clayton Griggs Jr. hold after these Form 4 transactions?

After these transactions, Dan Clayton Griggs Jr. directly holds 12,993 Lowe's common shares. He also indirectly holds 1,942.7443 additional shares through a 401(k) Plan, giving him a combined reported position of more than fourteen thousand shares associated with the company.

What restricted stock grant did Dan Clayton Griggs Jr. receive from Lowe's?

He received a grant of 1,526 restricted Lowe's common shares at no purchase price, issued under the 2006 Long Term Incentive Plan. According to the disclosure, these restricted shares are scheduled to fully vest on April 1, 2029, subject to applicable plan conditions.

Why were 214 Lowe's shares withheld from Dan Clayton Griggs Jr. for taxes?

The 214 shares were delivered to cover withholding taxes due when restricted stock granted on April 1, 2023 vested. Instead of paying cash for taxes, a portion of the vested shares was used, which is a common method for executives to satisfy tax obligations on equity awards.

How are Dan Clayton Griggs Jr.’s indirect Lowe's holdings structured?

His indirect holdings consist of 1,942.7443 Lowe's common shares held by a 401(k) Plan. This indicates shares are owned through an employer-sponsored retirement plan, separate from his directly held 12,993 shares, but still reported as part of his overall beneficial ownership.