Matthew Audette sells 1,581 LPLA shares (NASDAQ: LPLA) under Rule 144

Rhea-AI Filing Summary

LPLA reporting person Matthew J. Audette reported a Rule 144 notice showing 1,581 shares of Common stock sold on 02/26/2026 for proceeds of $506,718.54. The filing also notes 469 shares vested as restricted stock on 02/25/2026.

Key Figures

Restricted shares vested: 469 shares Shares sold: 1,581 shares Proceeds reported: $506,718.54 +1 more

4 metrics

Restricted shares vested 469 shares vested on 02/25/2026 (compensation)

Shares sold 1,581 shares sold on 02/26/2026 by Matthew J. Audette

Proceeds reported $506,718.54 proceeds tied to the 1,581-share sale on 02/26/2026

Broker entry value $152,587.43 appears alongside Fidelity Brokerage Services LLC entry dated 04/14/2026

Key Terms

Restricted Stock Vesting, Rule 144, Proceeds

3 terms

Restricted Stock Vesting financial

"Common | 02/25/2026 | Restricted Stock Vesting"

Restricted stock vesting is the timetable and conditions under which shares granted to employees or insiders become fully owned and can be sold, typically requiring continued work or meeting performance goals. It matters to investors because large blocks of shares can become tradable at once, which can change share supply and price, and because vesting aligns insiders’ incentives with the company’s long‑term performance—think of it like a timed unlock that both rewards and locks in key people.

Rule 144 regulatory

"144: Securities To Be Sold"

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

Proceeds financial

"1581 | 506718.54"

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917	469	152587.43	80080181	04/14/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	02/25/2026	Restricted Stock Vesting	Issuer			469	02/25/2026	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Matthew J. Audette 4707 Executive Drive San Diego CA 92121	Common	02/26/2026	1581	506718.54

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What did LPLA insider Matthew J. Audette report in the Form 144?

The Form 144 shows Matthew J. Audette sold 1,581 shares of Common stock on 02/26/2026, with reported proceeds of $506,718.54. The filing also records a restricted stock vesting of 469 shares on 02/25/2026.

How many shares vested and when for LPLA according to the filing?

The filing records a restricted stock vesting of 469 shares on 02/25/2026. This item is listed under "Securities To Be Sold" and tied to compensation-related vesting in the Form 144 entries.

What proceeds were reported from the insider sale in LPLA's Form 144?

The reported proceeds from the sale were $506,718.54 tied to the sale of 1,581 shares on 02/26/2026. The Form 144 provides the sale quantity and gross proceeds in the filing excerpt.

Which broker or brokerage appears in the LPLA Form 144 excerpt?

The excerpt lists Fidelity Brokerage Services LLC with an address in Smithfield, RI, associated with the Common shares entry. The broker line includes numeric values alongside the broker name and NASDAQ reference.