Every 8-K that LPL Financial Holdings Inc. (LPLA) has filed with the SEC in the last 24 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A 8-K covers material events a company has to report between its quarterly reports, so if you follow LPLA and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full LPLA filings page.
LPL Financial Holdings Inc. reported strong second-quarter 2026 results, with net income of $379 million and diluted EPS of $4.74, up 39% from a year ago. Adjusted EPS rose 29% to $5.84, while gross profit increased 24% to $1,618 million on total revenue of $5,186,623 thousand, up 35% year-over-year.
Total client assets grew 34% to $2.6 trillion, including advisory assets of $1.5 trillion, and total organic net new assets of $23 billion, representing 4% annualized growth. The company advanced its Commonwealth and Mariner acquisitions, maintained a leverage ratio of 1.91x, repurchased $309.5 million of shares, and declared a $0.30-per-share dividend. Management also lowered its 2026 Core G&A outlook range to $2,140–2,165 million, reflecting progress on operating leverage.
LPL Financial Holdings Inc. reported governance changes and voting results from its 2026 annual stockholder meeting. The Board adopted Eighth Amended and Restated Bylaws effective May 14, 2026, updating procedures for meetings, director qualifications, stockholder nominations, and emergency operations under Delaware law.
Stockholders elected eleven directors for terms ending at the 2027 annual meeting, ratified Deloitte & Touche LLP as auditor, and approved named executive officer compensation on an advisory basis. They also approved amendments to the Charter to remove supermajority voting requirements, add officer exculpation to the fullest extent permitted by Delaware law, and delete the corporate opportunities provision.
LPL Financial Holdings Inc. reported strong first-quarter 2026 results, with net income of $356 million and diluted EPS of $4.43, up from $318.6 million and $4.24 a year earlier. Total revenue grew to $4.94 billion, a 35% year-over-year increase, while adjusted EPS rose 9% to $5.60.
Gross profit increased 25% to $1.59 billion, and adjusted pre-tax income grew 20% to $613 million, showing improved profitability even as core G&A expenses rose 29% to $532 million. Total client assets reached $2.34 trillion, up 30% year-over-year, with advisory assets up 42% to $1.39 trillion and now representing 59.5% of client assets.
The company ended the quarter with $567 million of corporate cash and a leverage ratio of 1.86x, paid $24 million in dividends, and declared a $0.30 per-share dividend payable in June 2026. Management highlighted progress on the Commonwealth integration, an agreement to acquire Mariner Advisor Network with $31 billion of client assets, and approximately $62 million deployed into six Liquidity & Succession deals, while lowering the upper end of its 2026 Core G&A outlook range by $20 million.
LPL Financial Holdings Inc. furnished an update announcing its financial results for the three and twelve months ended December 31, 2025. The company issued a press release titled “LPL Financial Announces Fourth Quarter and Full Year 2025 Results,” which is attached as Exhibit 99.1.
The press release is provided as additional information and is expressly treated as “furnished,” not “filed,” meaning it is not subject to certain Exchange Act liabilities and is not automatically incorporated into other Securities Act or Exchange Act filings.
LPL Financial Holdings Inc. reported that its board of directors elected Somesh Khanna as a director, effective January 5, 2026. The board determined that he is independent under Nasdaq listing standards, meaning he meets the exchange’s criteria for an outside director.
Khanna will receive a pro-rated annual service retainer under LPL Financial’s non-employee director compensation policy, with cash and restricted shares of common stock to be granted on February 1, 2026, based on that policy. The restricted shares are scheduled to vest in full on May 13, 2026. The company also issued a press release titled “Somesh Khanna Elected to LPL Financial Board of Directors” describing this board change.
LPL Financial Holdings Inc. furnished a Form 8-K to announce it issued a press release with financial results for the three months ended September 30, 2025. The press release is attached as Exhibit 99.1 and titled “LPL Financial Announces Third Quarter 2025 Results.”
The company states Exhibit 99.1 is furnished, not filed, under the Exchange Act, is not subject to Section 18 liabilities, and is not incorporated by reference into Securities Act or Exchange Act filings. The report is dated October 30, 2025. LPL’s common stock trades on the Nasdaq Global Select Market under the symbol LPLA.