[8-K] LPL Financial Holdings Inc. Reports Material Event

Rhea-AI Filing Summary

LPL Financial Holdings Inc. furnished a Form 8-K to announce it issued a press release with financial results for the three months ended September 30, 2025. The press release is attached as Exhibit 99.1 and titled “LPL Financial Announces Third Quarter 2025 Results.”

The company states Exhibit 99.1 is furnished, not filed, under the Exchange Act, is not subject to Section 18 liabilities, and is not incorporated by reference into Securities Act or Exchange Act filings. The report is dated October 30, 2025. LPL’s common stock trades on the Nasdaq Global Select Market under the symbol LPLA.

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UNITED STATES SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): October 30, 2025

LPL Financial Holdings Inc.

(Exact name of registrant as specified in its charter)

Delaware			001-34963						20-3717839
(State or other jurisdiction of incorporation)			(Commission File Number)						(IRS Employer Identification No.)
4707 Executive Drive,			San Diego,			California			92121
(Address of principal executive offices)									(Zip Code)

Registrant's telephone number, including area code:

(800) 877-7210

N/A

(Former name or former address, if changed since last report.)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrants under any of the following provisions:

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class			Trading Symbol(s)			Name of each exchange on which registered
Common Stock - par value $0.001 per share			LPLA			The Nasdaq Global Select Market

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Item 2.02 Results of Operations and Financial Condition.

On October 30, 2025, LPL Financial Holdings Inc. (collectively with its subsidiaries, the “Company”) issued a press release announcing its financial results for the three months ended September 30, 2025. A copy of the press release is furnished with this Form 8-K and attached hereto as Exhibit 99.1.

Exhibit 99.1 shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities under that Section and shall not be deemed to be incorporated by reference into any filing of the Company under the Securities Act of 1933, as amended, or the Exchange Act.

Item 9.01			Financial Statements and Exhibits.
(d)						Exhibits
99.1						Press Release dated October 30, 2025 ("LPL Financial Announces Third Quarter 2025 Results")
104						Cover Page Interactive Data File (embedded within the Inline XBRL document).

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

LPL FINANCIAL HOLDINGS INC.
By:			/s/ Matthew Audette
			Name: Matthew Audette
			Title: President and Chief Financial Officer

Dated: October 30, 2025

FAQ

What did LPLA disclose in this 8-K?

The company furnished a press release announcing financial results for the three months ended September 30, 2025, attached as Exhibit 99.1.

Is the Q3 2025 press release filed or furnished?

It is furnished, not filed, and is not subject to Section 18 liabilities nor incorporated by reference into other filings.

Which period does the press release cover?

The press release covers the three months ended September 30, 2025.

When is the report dated?

The report is dated October 30, 2025.

Where is LPLA listed and what is its ticker?

LPL Financial’s common stock trades on the Nasdaq Global Select Market under the symbol LPLA.

What exhibit contains the press release?

Exhibit 99.1 contains the press release titled “LPL Financial Announces Third Quarter 2025 Results.”

Who signed the report for LPLA?

It was signed by Matthew Audette, President and Chief Financial Officer.