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[Form 3] LivePerson Inc Initial Statement of Beneficial Ownership

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
3
Rhea-AI Filing Summary

LivePerson Inc. (LPSN) – Form 3 Insider Filing

The company filed an Initial Statement of Beneficial Ownership on 07/07/2025 for newly appointed Chief Tech Product Officer Christopher Allen Mina. The filing establishes Mina’s baseline insider position under Section 16 reporting rules:

  • Total beneficial ownership: 501,832 common shares held directly.
  • Unvested equity: 500,000 of these shares are restricted stock units (RSUs) granted 01/15/2025; they vest 50% on 01/15/2026 and 50% on 01/15/2027.
  • No derivative securities, purchases, or sales were reported.
  • Event date triggering the filing: 06/25/2025, coinciding with Mina’s assumption of officer duties.

The disclosure does not signal any immediate transaction or capital change but aligns the new executive’s incentives with shareholder value ahead of future operational initiatives.

Positive
  • None.
Negative
  • None.

Insights

TL;DR Routine Form 3: new C-level executive reports 501.8k shares (mostly RSUs); no transactional impact.

This Form 3 is procedural, marking Christopher Mina’s entry as LivePerson’s Chief Tech Product Officer. The stake—essentially a two-year RSU package—signals standard incentive alignment rather than a directional view on the stock. Because no open-market activity occurred and the shares are largely unvested, the filing is neutral from a liquidity or valuation standpoint. Investors may note insider ownership as a modest governance positive, but there is no immediate earnings or balance-sheet consequence. Impact on share price is expected to be negligible.

SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Mina Christopher Allen

(Last) (First) (Middle)
C/O LIVEPERSON
530 7TH AVE, FLOOR M1

(Street)
NEW YORK NY 10018

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
06/25/2025
3. Issuer Name and Ticker or Trading Symbol
LIVEPERSON INC [ LPSN ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Tech Product Officer
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 501,832(1) D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Number reported includes 500,000 unvested restricted stock units ("RSUs") granted to and held by the reporting person as of the date of this filing. The RSUs will vest in equal installments on the first and second anniversaries of the grant date of January 15, 2025.
Remarks:
24 - Power of Attorney
/s/ Monica L. Greenberg, Attorney-in-Fact for Christopher Mina 07/07/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

Who filed the Form 3 for LivePerson (LPSN)?

The filing was submitted by Christopher Allen Mina, LivePerson’s new Chief Tech Product Officer.

How many LivePerson shares does Christopher Mina currently report owning?

He reports beneficial ownership of 501,832 common shares.

How many of those shares are unvested RSUs?

The total includes 500,000 unvested RSUs that were granted on 01/15/2025.

When will the RSUs granted to Christopher Mina vest?

They vest in two equal 250,000-share installments on 01/15/2026 and 01/15/2027.

Did the Form 3 disclose any stock purchases or sales?

No. The filing only registers existing holdings; it reports no transactions.
Liveperson Inc

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53.81M
10.64M
4.12%
23.27%
8.22%
Software - Application
Services-prepackaged Software
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United States
NEW YORK